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Friedman Gavin

Disclosed activity across 1 company

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117292
SEC CIK
0001800776

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TRUPANION, INC.TRUP · Entity 4822EVP, Legal and RegulatoryFebruary 01, 2023February 03, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TRUPANION, INC.

Report date February 01, 2023 · Filed February 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,591 Reported balance After 2023-02-01 transaction · row 1
1 source row

Row 1 · 2023-02-01 · Sale · Disposed 500 · Balance 9,591

F1: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 23, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Filing footnotes · ownership attribution and instrument terms

F1: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 23, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2023 Filed Feb 3, 2023 22:55 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 500 $58.73 $29,365.00
Disclosure

SEC source: 0001371285-23-000031 · wf-form4_167546490783555.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,591

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 23, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 22:37 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 500 $50.00 $25,000.00
Disclosure

SEC source: 0001371285-23-000022 · wf-form4_167347662799818.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,091

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 23, 2022, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,004 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,034

Underlying: Common Stock · 2,004 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F6 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,746 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,732

Underlying: Common Stock · 2,746 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 788 $54.13 $42,654.44
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,591

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 1,080 $54.13 $58,460.40
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,375

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 9 $54.13 $487.17
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,709

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 269 $54.13 $14,560.97
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,695

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:47 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000270 · wf-form4_166976203916058.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,004 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,038

Underlying: Common Stock · 2,004 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F6 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,478

Underlying: Common Stock · 2,747 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 487 $77.49 $37,737.63
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 668 $77.49 $51,763.32
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,583

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,747 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 5 $77.49 $387.45
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,504

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 166 $77.49 $12,863.34
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,486

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 21:46 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000204 · wf-form4_166180957245993.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,004 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,038

Underlying: Common Stock · 2,004 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F6 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,747 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,478

Underlying: Common Stock · 2,747 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

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August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 788 $77.49 $61,062.12
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,280

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,004 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 1,080 $77.49 $83,689.20
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,064

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,747 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 9 $77.49 $697.41
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,397

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 3

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 269 $77.49 $20,844.81
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 2

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2022 Filed Sep 2, 2022 21:24 UTC Amendment TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 684 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000216 · wf-form4a_166215387174471.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 21:48 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 3,000 $72.17 $216,512.70
Disclosure

SEC source: 0001371285-22-000198 · wf-form4_166155048520573.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,968

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.91 to $72.39 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 11, 2022 Filed Aug 15, 2022 22:22 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 1,600 $80.00 $128,000.00
Disclosure

SEC source: 0001371285-22-000196 · wf-form4_166060067381993.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:14 UTC TRUPANION, INC. TRUP · Entity 4822 SaleCommon Stock 1,600 $80.00 $128,000.00
Disclosure

SEC source: 0001371285-22-000194 · wf-form4_166059889021420.xml · nonDerivative · entry 1

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

F1 · kind: The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,003 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000147 · wf-form4_165368660639622.xml · derivative · entry 12

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,042

Underlying: Common Stock · 2,003 shares

Expires 2025-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

F6 · derivative.expiration_date: On February 22, 2021, the Reporting Person was granted 32,061 restricted stock units (RSUs). The RSUs vest and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2022, after which 1/16th of the total shares vest quarterly, subject to continued service through each vest date.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,746 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000147 · wf-form4_165368660639622.xml · derivative · entry 11

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,225

Underlying: Common Stock · 2,746 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F5 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000147 · wf-form4_165368660639622.xml · derivative · entry 10

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137

Underlying: Common Stock · 23 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F4 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on November 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 684 $0.00 $0.00
Disclosure

SEC source: 0001371285-22-000147 · wf-form4_165368660639622.xml · derivative · entry 9

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,052

Underlying: Common Stock · 684 shares

Expires 2023-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

F3 · derivative.expiration_date: The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:23 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 788 $63.20 $49,801.60
Disclosure

SEC source: 0001371285-22-000147 · wf-form4_165368660639622.xml · nonDerivative · entry 8

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,568

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,003 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000147 · wf-form4_165368660639622.xml · nonDerivative · entry 7

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:23 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 1,080 $63.20 $68,256.00
Disclosure

SEC source: 0001371285-22-000147 · wf-form4_165368660639622.xml · nonDerivative · entry 6

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:23 UTC TRUPANION, INC. TRUP · Entity 4822 Exercise / conversionCommon Stock 2,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001371285-22-000147 · wf-form4_165368660639622.xml · nonDerivative · entry 5

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:23 UTC TRUPANION, INC. TRUP · Entity 4822 Tax withholdingCommon Stock 9 $63.20 $568.80
Disclosure

SEC source: 0001371285-22-000147 · wf-form4_165368660639622.xml · nonDerivative · entry 4

Friedman Gavin · CIK 0001800776 · EVP, Legal and Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,687

F2 · shares: This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.