Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Asana, Inc.ASAN · Entity 4425 | Director | November 01, 2023 | November 03, 2023 |
| Palo Alto Networks IncPANW · Entity 1811 | President | August 02, 2021 | August 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Asana, Inc.
Report date November 01, 2023 · Filed November 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,955 |
Reported balance
After 2023-11-01 transaction · row 1
1 source rowRow 1 · 2023-11-01 · Grant · Acquired 446 · Balance 23,955 F1: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2023. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on October 31, 2023. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended October 31, 2023. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on October 31, 2023. Pursuant to the Issuer's Directors' Deferred Compensation Plan, the Reporting Person elected to defer the receipt of such shares to a future date in accordance with the terms of such plan and the Reporting Person's plan election.
Palo Alto Networks Inc
Report date August 02, 2021 · Filed August 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 114,630 |
Reported balance
After 2021-08-02 transaction · row 1
1 source rowRow 1 · 2021-08-02 · Tax withholding · Disposed 2,358 · Balance 114,630 F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2020 Filed Sep 9, 2020 16:17 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 278 | $236.27 | $65,683.06 |
DisclosureSEC source: 0001209191-20-049835 · doc4.xml · nonDerivative · entry 5 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,137 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $236.06 to $236.55 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 16:17 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 200 | $234.27 | $46,853.00 |
DisclosureSEC source: 0001209191-20-049835 · doc4.xml · nonDerivative · entry 4 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,415 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $234.18 to $234.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 16:17 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 400 | $233.80 | $93,519.20 |
DisclosureSEC source: 0001209191-20-049835 · doc4.xml · nonDerivative · entry 3 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,615 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $233.15 to $234.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 16:17 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 100 | $231.45 | $23,145.00 |
DisclosureSEC source: 0001209191-20-049835 · doc4.xml · nonDerivative · entry 2 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,015 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 16:17 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 100 | $228.92 | $22,892.00 |
DisclosureSEC source: 0001209191-20-049835 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,115 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| August 02, 2020 Filed Aug 4, 2020 16:36 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 2,952 | $255.92 | $755,475.84 |
DisclosureSEC source: 0001209191-20-044697 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,215 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 17:46 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 154 | $255.92 | $39,411.68 |
DisclosureSEC source: 0001209191-20-044535 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,167 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 16:07 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 593 | $251.60 | $149,198.80 |
DisclosureSEC source: 0001209191-20-043301 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,321 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:35 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 2,953 | $194.68 | $574,890.04 |
DisclosureSEC source: 0001209191-20-026793 · doc4.xml · nonDerivative · entry 2 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,914 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 30, 2020 Filed May 4, 2020 16:35 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 154 | $196.51 | $30,262.54 |
DisclosureSEC source: 0001209191-20-026793 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,867 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| April 20, 2020 Filed Apr 22, 2020 17:52 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 593 | $194.29 | $115,213.97 |
DisclosureSEC source: 0001209191-20-025368 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,021 F1 · shares: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| February 02, 2020 Filed Feb 3, 2020 16:24 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 2,545 | $234.78 | $597,515.10 |
DisclosureSEC source: 0001209191-20-006014 · doc4.xml · nonDerivative · entry 2 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,614 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| January 31, 2020 Filed Feb 3, 2020 16:24 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 108 | $234.78 | $25,356.24 |
DisclosureSEC source: 0001209191-20-006014 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,159 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| January 20, 2020 Filed Jan 21, 2020 17:23 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 438 | $242.07 | $106,026.66 |
DisclosureSEC source: 0001209191-20-004302 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,267 F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| November 02, 2019 Filed Nov 4, 2019 16:32 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 9,038 | $233.57 | $2,111,005.66 |
DisclosureSEC source: 0001209191-19-054907 · doc4.xml · nonDerivative · entry 2 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,705 F1 · shares: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 16:32 UTC | Palo Alto Networks Inc PANW · Entity 1811 | Tax withholdingCommon Stock | 108 | $227.39 | $24,558.12 |
DisclosureSEC source: 0001209191-19-054907 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,743 F1 · shares: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. Read SEC document |
| October 20, 2019 Filed Oct 22, 2019 16:46 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 19,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-053789 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,851 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). One-sixteenth (1/16th) of the shares will vest on January 20, 2020, and one-sixteenth (1/16) of the shares will vest quarterly thereafter, in each case, subject to the Reporting Person continuing to be a Service Provider through each vesting date. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 16:52 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044293 · doc4.xml · nonDerivative · entry 3 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,723 F3 · shares: Each share is represented by an RSU. One-fourth (1/4) of the RSUs will vest quarterly over a one year period, subject to the Reporting Person continuing to be a Service Provider through each vesting date. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 16:52 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 28,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044293 · doc4.xml · nonDerivative · entry 2 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,483 F2 · shares: Each share is represented by a performance-based restricted stock unit ("PSU"). The number of shares reported is at the target award amount. The Reporting Person may potentially earn from 75% to 100% of one-third (1/3) the total target award amount each year based on the achievement, if any, of the performance criteria at the end of each annual performance period over a three year period. The actual award earned shall be determined upon certification by the Issuer's Compensation Committee. If earned, the eligible PSUs from each performance period will vest on each of October 20, 2020, October 20, 2021, and October 20, 2022, subject to the Reporting Person continuing to be a Service Provider through each vesting date. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 16:52 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 28,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044293 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,232 F1 · shares: Each share is represented by a restricted stock unit ("RSU"). One-twelfth (1/12) of the shares shall vest on February 2, 2020 and one-twelfth (1/12) of the shares shall vest quarterly thereafter, in each case, subject to the Reporting Person continuing to be a Service Provider through each vesting date. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 16:10 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantPerformance Stock Option (right to buy) · Derivative | 434,145 | $0.00 Strike: $184.24 | $0.00 |
DisclosureSEC source: 0001209191-18-057143 · doc4.xml · derivative · entry 2 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,145 Underlying: Common Stock · 434,145 shares Expires 2028-11-02 F2 · derivative.exercise_date: The shares subject to the Performance Stock Option become eligible to vest ("Eligible Option Shares") upon achievement of certain stock price targets (the "Stock Price Achievements") during applicable performance windows. To the extent that Stock Price Achievements have been met, Eligible Option Shares will vest as to 1/4 of such shares on each annual anniversary of November 2, subject to the Reporting Person continuing to be a Service Provider through each vesting date. Read SEC document |
| November 02, 2018 Filed Nov 5, 2018 16:10 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 47,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057143 · doc4.xml · nonDerivative · entry 1 Singh Amit K. · CIK 0001756093 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,981 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU") and a contingent right to receive one share of PANW common stock for each RSU. The RSUs will vest over a four-year period with 40% vesting on November 2, 2019; 30% vesting during the second year in four equal quarterly increments; 20% vesting during the third year in four equal quarterly increments and 10% vesting during the fourth year in four equal quarterly increments, subject to the Reporting Person continuing to be a Service Provider through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.