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HIGGINS PATRICIA

Disclosed activity across 5 companies

Tapewire entity
117132
SEC CIK
0001121035

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DYCOM INDUSTRIES INCDY · Entity 3598DirectorApril 05, 2021April 06, 2021
TRAVELERS COMPANIES, INC.TRV · Entity 2960DirectorFebruary 07, 2023February 09, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DYCOM INDUSTRIES INC

Report date April 05, 2021 · Filed April 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,890 Ending reported balance After 2021-04-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-04-05 · Exercise / conversion · Acquired 3,616 · Balance 39,506

Row 2 · 2021-04-05 · Sale · Disposed 3,616 · Balance 35,890

F1: This price is a weighted average price. 3,616 shares were sold in multiple transactions at prices ranging from $93.88 to $94.46, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.87 · Expires 2021-11-22Direct0 Reported balance After 2021-04-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-04-05 · Exercise / conversion · Disposed 3,616 · Balance 0

F2: No consideration was paid for the derivative security.

F3: The option vested in four equal annual installments beginning on November 20, 2012.

Filing footnotes · ownership attribution and instrument terms

F1: This price is a weighted average price. 3,616 shares were sold in multiple transactions at prices ranging from $93.88 to $94.46, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

F2: No consideration was paid for the derivative security.

F3: The option vested in four equal annual installments beginning on November 20, 2012.

TRAVELERS COMPANIES, INC.

Report date February 07, 2023 · Filed February 09, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,316.087 Reported balance After 2023-02-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-02-07 · Grant · Acquired 952 · Balance 41,316.087

F1: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2: Includes 847.618 shares of deferred stock units acquired since February 8, 2022 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2: Includes 847.618 shares of deferred stock units acquired since February 8, 2022 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BARNES & NOBLE INC

Report date August 07, 2019 · Filed August 08, 2019

Section 16 reporting ended · disclosed 2019-08-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-08-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-08-07 · Other · Disposed 87,388 · Balance 18,796

F1: Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time.

Row 2 · 2019-08-07 · Disposition to issuer · Disposed 18,796 · Balance 0

F2: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Merger Sub and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time.

F2: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Merger Sub and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

CoreSite Realty Corp

Report date December 28, 2021 · Filed December 29, 2021

Section 16 reporting ended · disclosed 2021-12-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-12-28 transaction · row 1
1 source row

Row 1 · 2021-12-28 · Disposition to issuer · Disposed 1,078 · Balance 0

F1: In connection with the consummation of the Company Merger (as defined below), at the Company Merger Effective Time (as defined below), each share of common stock, par value $0.01 per share ("Company Common Stock"), of CoreSite Realty Corporation (the "Company") that was outstanding immediately prior to the Company Merger Effective Time (other than certain shares specified in the Merger Agreement (as defined below)) was automatically converted into the right to receive $170.00 in cash (the "Offer Price"), without interest and subject to required withholding taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-12-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-12-28 · Disposition to issuer · Disposed 1,509 · Balance 0

F2: At the Company Merger Effective Time, each award of restricted stock units ("Company Restricted Stock Unit Award") that was outstanding as of immediately prior to the Company Merger Effective Time vested in accordance with the terms of the applicable award agreement and all restrictions thereupon lapsed, and each such Company Restricted Stock Unit Award was converted into the right to receive a cash payment equal to the product of (i) the number of shares of Company Common Stock underlying such Restricted Stock Unit Award as of immediately prior to the Company Merger Effective Time and (ii) the Offer Price.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the consummation of the Company Merger (as defined below), at the Company Merger Effective Time (as defined below), each share of common stock, par value $0.01 per share ("Company Common Stock"), of CoreSite Realty Corporation (the "Company") that was outstanding immediately prior to the Company Merger Effective Time (other than certain shares specified in the Merger Agreement (as defined below)) was automatically converted into the right to receive $170.00 in cash (the "Offer Price"), without interest and subject to required withholding taxes.

F2: At the Company Merger Effective Time, each award of restricted stock units ("Company Restricted Stock Unit Award") that was outstanding as of immediately prior to the Company Merger Effective Time vested in accordance with the terms of the applicable award agreement and all restrictions thereupon lapsed, and each such Company Restricted Stock Unit Award was converted into the right to receive a cash payment equal to the product of (i) the number of shares of Company Common Stock underlying such Restricted Stock Unit Award as of immediately prior to the Company Merger Effective Time and (ii) the Offer Price.

Internap Corp

Report date June 07, 2018 · Filed June 11, 2018

Section 16 reporting ended · disclosed 2018-06-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,884 Reported balance After 2018-06-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-06-07 · Grant · Acquired 923 · Balance 38,884

F1: Reporting Person received restricted common stock in lieu of the annual retainer fees payable for services on Internap Corporation's Board of Directors and any committees thereof. The restricted common stock are awarded on the date such fees would otherwise be payable, and vested on the last day of service as a director.

F2: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting Person received restricted common stock in lieu of the annual retainer fees payable for services on Internap Corporation's Board of Directors and any committees thereof. The restricted common stock are awarded on the date such fees would otherwise be payable, and vested on the last day of service as a director.

F2: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2023 Filed Feb 9, 2023 21:12 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 952 $189.01 $179,937.52
Disclosure

SEC source: 0001127602-23-004218 · form4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,316.087

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 847.618 shares of deferred stock units acquired since February 8, 2022 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 21:08 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 1,043 $172.50 $179,917.50
Disclosure

SEC source: 0001127602-22-004234 · form4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,516.469

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 867.459 shares of deferred stock units acquired since February 2, 2021 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 20:04 UTC CoreSite Realty Corp COR · Entity 131960 Disposition to issuerRestricted Stock Units · Derivative 1,509 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-071539 · doc4.xml · derivative · entry 2

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F2 · derivative.exercise_price: At the Company Merger Effective Time, each award of restricted stock units ("Company Restricted Stock Unit Award") that was outstanding as of immediately prior to the Company Merger Effective Time vested in accordance with the terms of the applicable award agreement and all restrictions thereupon lapsed, and each such Company Restricted Stock Unit Award was converted into the right to receive a cash payment equal to the product of (i) the number of shares of Company Common Stock underlying such Restricted Stock Unit Award as of immediately prior to the Company Merger Effective Time and (ii) the Offer Price.

F2 · price: At the Company Merger Effective Time, each award of restricted stock units ("Company Restricted Stock Unit Award") that was outstanding as of immediately prior to the Company Merger Effective Time vested in accordance with the terms of the applicable award agreement and all restrictions thereupon lapsed, and each such Company Restricted Stock Unit Award was converted into the right to receive a cash payment equal to the product of (i) the number of shares of Company Common Stock underlying such Restricted Stock Unit Award as of immediately prior to the Company Merger Effective Time and (ii) the Offer Price.

F2 · derivative.exercise_date: At the Company Merger Effective Time, each award of restricted stock units ("Company Restricted Stock Unit Award") that was outstanding as of immediately prior to the Company Merger Effective Time vested in accordance with the terms of the applicable award agreement and all restrictions thereupon lapsed, and each such Company Restricted Stock Unit Award was converted into the right to receive a cash payment equal to the product of (i) the number of shares of Company Common Stock underlying such Restricted Stock Unit Award as of immediately prior to the Company Merger Effective Time and (ii) the Offer Price.

F2 · derivative.expiration_date: At the Company Merger Effective Time, each award of restricted stock units ("Company Restricted Stock Unit Award") that was outstanding as of immediately prior to the Company Merger Effective Time vested in accordance with the terms of the applicable award agreement and all restrictions thereupon lapsed, and each such Company Restricted Stock Unit Award was converted into the right to receive a cash payment equal to the product of (i) the number of shares of Company Common Stock underlying such Restricted Stock Unit Award as of immediately prior to the Company Merger Effective Time and (ii) the Offer Price.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 20:04 UTC CoreSite Realty Corp COR · Entity 131960 Disposition to issuerCommon Stock 1,078 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-071539 · doc4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: In connection with the consummation of the Company Merger (as defined below), at the Company Merger Effective Time (as defined below), each share of common stock, par value $0.01 per share ("Company Common Stock"), of CoreSite Realty Corporation (the "Company") that was outstanding immediately prior to the Company Merger Effective Time (other than certain shares specified in the Merger Agreement (as defined below)) was automatically converted into the right to receive $170.00 in cash (the "Offer Price"), without interest and subject to required withholding taxes.

F1 · price: In connection with the consummation of the Company Merger (as defined below), at the Company Merger Effective Time (as defined below), each share of common stock, par value $0.01 per share ("Company Common Stock"), of CoreSite Realty Corporation (the "Company") that was outstanding immediately prior to the Company Merger Effective Time (other than certain shares specified in the Merger Agreement (as defined below)) was automatically converted into the right to receive $170.00 in cash (the "Offer Price"), without interest and subject to required withholding taxes.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 19:17 UTC CoreSite Realty Corp COR · Entity 131960 GrantRestricted Stock Units · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069833 · doc4.xml · derivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (a) May 19, 2022 or (b) the day before the issuer's next annual meeting of stockholders. In addition, pursuant to a deferral election made by the reporting person, the RSUs are payable upon the earliest of (i) the reporting person's separation from service with the issuer, (ii) the reporting person's death or (iii) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 16:44 UTC CoreSite Realty Corp COR · Entity 131960 GrantRestricted Stock Units · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-060934 · doc4.xml · derivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (a) May 19, 2022 or (b) the day before the issuer's next annual meeting of stockholders. In addition, pursuant to a deferral election made by the reporting person, the RSUs are payable upon the earliest of (i) the reporting person's separation from service with the issuer, (ii) the reporting person's death or (iii) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
July 15, 2021 Filed Jul 19, 2021 18:12 UTC CoreSite Realty Corp COR · Entity 131960 GrantRestricted Stock Units · Derivative 14 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-047230 · doc4.xml · derivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (a) May 19, 2022 or (b) the day before the issuer's next annual meeting of stockholders. In addition, pursuant to a deferral election made by the reporting person, the RSUs are payable upon the earliest of (i) the reporting person's separation from service with the issuer, (ii) the reporting person's death or (iii) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
May 19, 2021 Filed May 20, 2021 21:18 UTC CoreSite Realty Corp COR · Entity 131960 GrantRestricted Stock Units · Derivative 1,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034736 · doc4.xml · derivative · entry 3

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471

Underlying: Common Stock · 1,471 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F4 · derivative.exercise_date: The RSUs vest on the earlier of (a) May 19, 2022 or (b) the day before the issuer's next annual meeting of stockholders. In addition, pursuant to a deferral election made by the reporting person, the RSUs are payable upon the earliest of (i) the reporting person's separation from service with the issuer, (ii) the reporting person's death or (iii) the date of a change in control of the issuer.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:18 UTC CoreSite Realty Corp COR · Entity 131960 Exercise / conversionRestricted Stock Units · Derivative 1,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034736 · doc4.xml · derivative · entry 2

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,078 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vested in full on May 18, 2021.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
May 18, 2021 Filed May 20, 2021 21:18 UTC CoreSite Realty Corp COR · Entity 131960 Exercise / conversionCommon Stock 1,078 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034736 · doc4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 16:45 UTC CoreSite Realty Corp COR · Entity 131960 GrantRestricted Stock Units · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-027299 · doc4.xml · derivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (a) May 20, 2021 or (b) the day before the issuer's next annual meeting of stockholders. The RSUs are payable upon vesting.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 21:05 UTC DYCOM INDUSTRIES INC DY · Entity 3598 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,616 $0.00 Strike: $18.87 $0.00
Disclosure

SEC source: 0001562180-21-002708 · primarydocument.xml · derivative · entry 3

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,616 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: No consideration was paid for the derivative security.

F3 · derivative.exercise_date: The option vested in four equal annual installments beginning on November 20, 2012.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 21:05 UTC DYCOM INDUSTRIES INC DY · Entity 3598 SaleCommon Stock 3,616 $94.11 $340,301.76
Disclosure

SEC source: 0001562180-21-002708 · primarydocument.xml · nonDerivative · entry 2

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,890

F1 · price: This price is a weighted average price. 3,616 shares were sold in multiple transactions at prices ranging from $93.88 to $94.46, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 21:05 UTC DYCOM INDUSTRIES INC DY · Entity 3598 Exercise / conversionCommon Stock 3,616 $18.87 $68,233.92
Disclosure

SEC source: 0001562180-21-002708 · primarydocument.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:18 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 1,252 $139.83 $175,067.16
Disclosure

SEC source: 0001127602-21-003698 · form4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,603.01

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 1,053.501 shares of deferred stock units acquired since February 4, 2020 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 18:04 UTC CoreSite Realty Corp COR · Entity 131960 GrantRestricted Stock Units · Derivative 11 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004083 · doc4.xml · derivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (a) May 20, 2021 or (b) the day before the issuer's next annual meeting of stockholders. The RSUs are payable upon vesting.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
October 15, 2020 Filed Oct 19, 2020 17:10 UTC CoreSite Realty Corp COR · Entity 131960 GrantRestricted Stock Units · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-055301 · doc4.xml · derivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (a) May 20, 2021 or (b) the day before the issuer's next annual meeting of stockholders. The RSUs are payable upon vesting.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 19:20 UTC CoreSite Realty Corp COR · Entity 131960 GrantRestricted Stock Units · Derivative 1,046 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048691 · doc4.xml · derivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,046

Underlying: Common Stock · 1,046 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of common stock of the issuer. The reporting person also holds a tandem dividend equivalent for each RSU held, which gives the reporting person the right to receive, upon the payment of any ordinary quarterly cash dividend paid to holders of common stock of the issuer, an equivalent payment in the form of additional RSUs based on the fair market value of the issuer's common stock on the date of payment.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (a) May 20, 2021 or (b) the day before the issuer's next annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
June 08, 2020 Filed Jun 8, 2020 21:20 UTC DYCOM INDUSTRIES INC DY · Entity 3598 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,675 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001562180-20-004322 · primarydocument.xml · derivative · entry 4

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,675 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: No consideration was paid for the derivative security.

F3 · derivative.exercise_date: The option vested in four substantially equal annual installments beginning on November 22, 2011.

Read SEC document
June 08, 2020 Filed Jun 8, 2020 21:20 UTC DYCOM INDUSTRIES INC DY · Entity 3598 SaleCommon Stock 100 $45.11 $4,511.00
Disclosure

SEC source: 0001562180-20-004322 · primarydocument.xml · nonDerivative · entry 3

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,890

Read SEC document
June 08, 2020 Filed Jun 8, 2020 21:20 UTC DYCOM INDUSTRIES INC DY · Entity 3598 SaleCommon Stock 4,575 $44.77 $204,822.75
Disclosure

SEC source: 0001562180-20-004322 · primarydocument.xml · nonDerivative · entry 2

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,990

F1 · price: This price is a weighted average price. 4,575 shares were sold in multiple transactions at prices ranging from $44.10 to $45.10, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc., any security holder of Dycom Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
June 08, 2020 Filed Jun 8, 2020 21:20 UTC DYCOM INDUSTRIES INC DY · Entity 3598 Exercise / conversionCommon Stock 4,675 $12.47 $58,297.25
Disclosure

SEC source: 0001562180-20-004322 · primarydocument.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2020 Filed May 20, 2020 21:18 UTC DYCOM INDUSTRIES INC DY · Entity 3598 GrantRestricted Stock Units 4,087 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003797 · primarydocument.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,890

F1 · security: Each restricted stock unit represents a contingent right to acquire one (1) share of Dycom Industries, Inc. common stock, par value $0.33 1/3 per share.

F2 · shares: The restricted stock units vest in three (3) substantially equal annual installments on May 25, 2021, May 24, 2022, and May 23, 2023.

F3 · price: No consideration was paid for the restricted stock units.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 21:52 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 1,320 $132.58 $175,005.60
Disclosure

SEC source: 0001127602-20-004018 · form4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,294.037

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 754.521 shares of deferred stock units acquired since February 5, 2019 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 09:43 UTC BARNES & NOBLE INC BKS · Entity 17123 Disposition to issuerCommon Stock 18,796 Not disclosed Not disclosed
Disclosure

SEC source: 0000950138-19-000460 · edgar.xml · nonDerivative · entry 2

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Merger Sub and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

F2 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Merger Sub and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 09:43 UTC BARNES & NOBLE INC BKS · Entity 17123 OtherCommon Stock 87,388 $6.50 $568,022.00
Disclosure

SEC source: 0000950138-19-000460 · edgar.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,796

F1 · shares: Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time.

Read SEC document
May 21, 2019 Filed May 22, 2019 00:12 UTC DYCOM INDUSTRIES INC DY · Entity 3598 GrantRestricted Stock Units 2,575 $0.00 $0.00
Disclosure

SEC source: 0001121035-19-000001 · edgar.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,803

F1 · security: Each restricted stock unit represents a contingent right to acquire one (1) share of Dycom Industries, Inc. common stock, par value $0.33 1/3 per share.

F2 · shares: The restricted stock units vest in three substantially equal annual installments on May 19, 2020, May 25, 2021 and May 24, 2022.

F3 · price: No consideration was paid for the restricted stock units.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 17:44 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 1,387 $126.18 $175,011.66
Disclosure

SEC source: 0001127602-19-004438 · form4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,203.534

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 745.139 shares of deferred stock units acquired since February 6, 2018 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 16:45 UTC BARNES & NOBLE INC BKS · Entity 17123 GrantCommon Stock 18,796 $0.00 $0.00
Disclosure

SEC source: 0000950138-18-000544 · edgar.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,184

F1 · shares: Grant of restricted shares on October 04, 2018 (the "Grant Date") vesting on the earlier of (i) October 04, 2019, or (ii) the date of the next regularly scheduled Annual Meeting of Stockholders of the Issuer following the Grant Date.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 17:14 UTC Internap Corp INAP · Entity 149167 GrantCommon Stock 923 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-007793 · wf-form4_152875165819060.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,884

F1 · security: Reporting Person received restricted common stock in lieu of the annual retainer fees payable for services on Internap Corporation's Board of Directors and any committees thereof. The restricted common stock are awarded on the date such fees would otherwise be payable, and vested on the last day of service as a director.

F2 · security: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 22, 2018 Filed May 22, 2018 23:23 UTC DYCOM INDUSTRIES INC DY · Entity 3598 GrantRestricted Stock Units 1,586 $0.00 $0.00
Disclosure

SEC source: 0001121035-18-000004 · edgar.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,228

F1 · security: Each restricted stock unit represents a contingent right to acquire one (1) share of Dycom Industries, Inc. common stock, par value $0.33 1/3 per share.

F2 · shares: The restricted stock units vest in three substantially equal annual installments on May 21, 2019, May 19, 2020 and May 25, 2021.

F3 · price: No consideration was paid for the restricted stock units.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 16:21 UTC Internap Corp INAP · Entity 149167 GrantCommon Stock 758 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-003947 · wf-form4_152278686511950.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,961

F1 · security: Reporting Person received restricted common stock in lieu of the annual retainer fees payable for services on Internap Corporation's Board of Directors and any committees thereof. The restricted common stock are awarded on the date such fees would otherwise be payable, and vest one hundred percent on the one year anniversary of date of issuance.

F2 · security: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:04 UTC DYCOM INDUSTRIES INC DY · Entity 3598 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,604 $0.00 Strike: $15.89 $0.00
Disclosure

SEC source: 0001121035-18-000002 · edgar.xml · derivative · entry 3

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,604 shares

Expires 2018-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: No consideration was paid for the derivative security.

F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on May 20, 2009.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:04 UTC DYCOM INDUSTRIES INC DY · Entity 3598 SaleCommon Stock 2,604 $109.08 $284,044.32
Disclosure

SEC source: 0001121035-18-000002 · edgar.xml · nonDerivative · entry 2

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,642

F1 · price: This price is a weighted average price. 2,604 shares were sold in multiple transactions at prices ranging from $109.05 to $109.18, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc. any security holder of Dycom Industries, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:04 UTC DYCOM INDUSTRIES INC DY · Entity 3598 Exercise / conversionCommon Stock 2,604 $15.89 $41,377.56
Disclosure

SEC source: 0001121035-18-000002 · edgar.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 20:46 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 1,242 $140.85 $174,935.70
Disclosure

SEC source: 0001127602-18-004579 · form4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,071.395

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 657.683 shares of deferred stock units acquired since February 9, 2017 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:27 UTC Internap Corp INAP · Entity 149167 GrantRestricted Common Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-000087 · wf-form4_151501485581353.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,203

F1 · security: Reporting Person has elected to receive restricted common stock in lieu of the annual retainer fees payable for services on Internap Corporation's Board of Directors and any committees thereof. The restricted common stock are awarded on the date such fees would otherwise be payable, and vest one hundred percent on the one year anniversary of date of issuance.

F2 · security: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

F3 · balance_after: On November 20, 2017, the Issuer effected a 1-for-4 reverse stock split of its Common Stock. The amount of securities reported as beneficially owned in this Form 4 has been adjusted to reflect the reverse stock split.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 00:10 UTC DYCOM INDUSTRIES INC DY · Entity 3598 GrantRestricted Stock Units 615 $0.00 $0.00
Disclosure

SEC source: 0001121035-17-000002 · edgar.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,642

F1 · security: Each restricted stock unit represents a contingent right to acquire one (1) share of Dycom Industries, Inc. common stock, par value $0.33 1/3 per share.

F2 · shares: The restricted stock units vest in three substantially equal annual installments beginning on November 21, 2018.

F3 · price: No consideration was paid for the restricted stock units.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 16:47 UTC Internap Corp INAP · Entity 149167 GrantRestricted Common Stock 1,868 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-009632 · wf-form4_150706366215744.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,071

F1 · security: Reporting Person has elected to receive restricted common stock in lieu of the annual retainer fees payable for services on Internap Corporation's Board of Directors and any committees thereof. The restricted common stock are awarded on the date such fees would otherwise be payable, and vest one hundred percent on the one year anniversary of date of issuance.

F2 · security: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 18:09 UTC BARNES & NOBLE INC BKS · Entity 17123 GrantCommon Stock 17,605 $0.00 $0.00
Disclosure

SEC source: 0000950138-17-000660 · edgar.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,388

F1 · shares: Grant of restricted shares on September 20, 2017 (the "Grant Date") vesting on the earlier of (i) September 20, 2018, or (ii) the date of the next regularly scheduled Annual Meeting of Stockholders of the Issuer following the Grant Date.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 09:18 UTC Internap Corp INAP · Entity 149167 Tax withholdingRestricted Common Stock 7,642 $3.44 $26,288.48
Disclosure

SEC source: 0001209191-17-041519 · doc4.xml · nonDerivative · entry 3

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,203

F4 · kind: Shares withheld to satisfy minimum statutory tax obligations on vesting of restricted stock.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 09:18 UTC Internap Corp INAP · Entity 149167 GrantRestricted Common Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041519 · doc4.xml · nonDerivative · entry 2

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,845

F2 · security: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

F3 · security: One hundred percent of the shares of restricted common stock will vest on the date of the issuer's annual meeting of stockholders to be held in 2018.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 09:18 UTC Internap Corp INAP · Entity 149167 GrantRestricted Common Stock 3,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-041519 · doc4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,587

F1 · security: One hundred percent of the shares of restricted common stock will vest on the one year anniversary date of the grant.

F2 · security: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Read SEC document
June 21, 2017 Filed Aug 24, 2017 18:12 UTC Amendment Internap Corp INAP · Entity 149167 GrantRestricted Common Stock 32,258 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-008886 · wf-form4a_150361272077515.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,203

F1 · security: The Form 4 originally filed on June 23, 2017 incorrectly reported the vesting period for the Restricted Common Stock. This amendment reports the correct vesting period for the Restricted Common Stock, which is one hundred percent of the shares vest on the one year anniversary of the date of grant.

Read SEC document
April 05, 2017 Filed Apr 7, 2017 18:13 UTC Internap Corp INAP · Entity 149167 GrantRestricted Common Stock 728 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026350 · doc4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,616

F1 · security: One hundred percent of the shares of restricted common stock will vest on the one year anniversary date of the grant.

F2 · security: The restricted common stock was awarded in an exempt transaction pursuant to Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 16:49 UTC TRAVELERS COMPANIES, INC. TRV · Entity 2960 GrantCommon Stock 1,473 $118.78 $174,962.94
Disclosure

SEC source: 0001127602-17-005186 · form4.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,171.712

F1 · shares: Consists of deferred stock units awarded pursuant to the Company's Amended and Restated 2014 Stock Incentive Plan and the Deferred Compensation Plan for Non-Employee Directors. The deferred stock units will be converted into shares of Company common stock on a one-for-one basis upon distribution. Distribution of shares of common stock occurs, at the election of the director, either in a lump sum or in annual installments beginning at least six months following termination of his or her service as a director pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Includes 603.663 shares of deferred stock units acquired since February 2, 2016 pursuant to the dividend reinvestment feature of the Company's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 19, 2016 Filed Dec 19, 2016 22:08 UTC DYCOM INDUSTRIES INC DY · Entity 3598 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $8.60 $0.00
Disclosure

SEC source: 0001121035-16-000004 · edgar.xml · derivative · entry 3

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: No consideration was paid for the derivative security.

F2 · derivative.exercise_date: The option vested in four equal annual installments beginning on November 24, 2010.

Read SEC document
December 19, 2016 Filed Dec 19, 2016 22:08 UTC DYCOM INDUSTRIES INC DY · Entity 3598 SaleCommon Stock 10,000 $78.68 $786,770.00
Disclosure

SEC source: 0001121035-16-000004 · edgar.xml · nonDerivative · entry 2

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,027

F1 · price: This price is a weighted average price. 10,000 shares were sold in multiple transactions at prices ranging from $78.51 to $78.81, inclusive. The reporting person undertakes to provide to Dycom Industries, Inc. any security holder of Dycom Industries, Inc. or the staff of the Securities and Exchanged Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

Read SEC document
December 19, 2016 Filed Dec 19, 2016 22:08 UTC DYCOM INDUSTRIES INC DY · Entity 3598 Exercise / conversionCommon Stock 10,000 $8.60 $86,000.00
Disclosure

SEC source: 0001121035-16-000004 · edgar.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 22, 2016 23:10 UTC DYCOM INDUSTRIES INC DY · Entity 3598 GrantRestricted Stock Units 1,677 $0.00 $0.00
Disclosure

SEC source: 0001121035-16-000002 · edgar.xml · nonDerivative · entry 1

HIGGINS PATRICIA · CIK 0001121035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,027

F1 · security: Each restricted stock unit represents a contingent right to acquire one (1) share of Dycom Industries, Inc. common stock, par value $0.33 1/3 per share.

F2 · shares: The restricted stock units vest in three substantially equal annual installments on November 21, 2017, November 20, 2018 and November 26, 2019.

F3 · price: No consideration was paid for the restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.