person · Reporting owner

PELTZ NELSON

Disclosed activity across 14 companies

Tapewire entity: 11709
SEC CIK: 0000928265

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Deerfield Capital Corp.DFR · Entity 17170	Director · See footnote (6)	March 29, 2008	April 02, 2008
ENCORE CAPITAL GROUP INC(ECPG) · Entity 1189	Director · 10% owner	March 21, 2006	March 22, 2006
Invesco Ltd.IVZ · Entity 125	Director	December 13, 2021	December 15, 2021
Janus Henderson Group Ltd.JHG · Entity 15494	Director · 10% owner	March 29, 2022	March 31, 2022
LEGG MASON, INC.LM · Entity 15820	Director	May 20, 2020	May 22, 2020
MSG NETWORKS INC.MSG · Entity 16448	Director	February 19, 2015	February 20, 2015
Madison Square Garden Sports Corp.MSGS · Entity 3572	Director	February 17, 2026	February 19, 2026
PROCTER & GAMBLE CoPG · Entity 2814	Director	August 31, 2021	September 02, 2021
SYSCO CORPSYY · Entity 2003	Director	June 07, 2021	June 09, 2021
TRIAN ACQUISITION I CORP.TUX · Entity 17112	Director · Chairman · 10% owner	December 02, 2008	December 04, 2008
Wendy's CoWEN · Entity 4659	Director · 10% owner	August 08, 2024	August 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Deerfield Capital Corp.

Report date March 29, 2008 · Filed April 02, 2008

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Subsidiaries. See footnotes	0	Reported balance After 2008-03-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2008-03-29 · Other · Disposed 9,835,010 · Balance 0 F2: On December 21, 2007, 9,629,368 shares of the Issuer's Series A Cumulative Convertible Preferred Stock (the "DFR Preferred Stock") were issued to Triarc Deerfield Holdings, LLC ("TD Holdings"), a subsidiary of Triarc, as merger consideration payable by the Issuer to TD Holdings in respect of TD Holdings' interests in Deerfield & Company LLC, pursuant to the Agreement and Plan of Merger dated as of December 17, 2007, among the Issuer, DFR Merger Company, LLC, Deerfield & Company, LLC and Triarc (the "Merger Agreement"). F3: On March 11, 2008, the shareholders of the Issuer voted to convert the DFR Preferred Stock into shares of the Issuer's common stock (the "DFR Common Stock"), on a one-for-one basis, and as a result, all shares of DFR Preferred Stock were automatically converted into shares of DFR Common Stock, which, when combined with Triarc's previous holdings, resulted in Triarc's ownership of 9,835,010 shares of DFR Common Stock. F4: On March 19, 2008, Triarc declared a special stock dividend (the "Stock Dividend") on the existing Class A Common Stock, par value $0.10 per share (the "Triarc Class A Common Stock"), and Class B Common Stock, par value $0.10 per share (the "Triarc Class B Common Stock"), consisting of 0.106028 shares of DFR Common Stock for each share of Triarc Class A Common Stock outstanding and each share of Triarc Class B Common Stock outstanding as of the close of business on March 29, 2008 (the "Record Date"). The Stock Dividend is payable on April 4, 2008 (the "Distribution Date") to holders of record of the Class A Common Stock and Class B Common Stock at the close of business on the Record Date. F1: Such shares were held by Triarc Companies, Inc. ("Triarc"). Mr. Peltz is the Chairman of the board of directors, a director and a significant stockholder of Triarc, and may be deemed to beneficially own securities of the Issuer owned by Triarc and its subsidiaries. Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	Direct	2,352,385	Reported balance After 2008-03-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2008-03-29 · Other · Acquired 1,685,718 · Balance 2,352,385 F2: On December 21, 2007, 9,629,368 shares of the Issuer's Series A Cumulative Convertible Preferred Stock (the "DFR Preferred Stock") were issued to Triarc Deerfield Holdings, LLC ("TD Holdings"), a subsidiary of Triarc, as merger consideration payable by the Issuer to TD Holdings in respect of TD Holdings' interests in Deerfield & Company LLC, pursuant to the Agreement and Plan of Merger dated as of December 17, 2007, among the Issuer, DFR Merger Company, LLC, Deerfield & Company, LLC and Triarc (the "Merger Agreement"). F3: On March 11, 2008, the shareholders of the Issuer voted to convert the DFR Preferred Stock into shares of the Issuer's common stock (the "DFR Common Stock"), on a one-for-one basis, and as a result, all shares of DFR Preferred Stock were automatically converted into shares of DFR Common Stock, which, when combined with Triarc's previous holdings, resulted in Triarc's ownership of 9,835,010 shares of DFR Common Stock. F4: On March 19, 2008, Triarc declared a special stock dividend (the "Stock Dividend") on the existing Class A Common Stock, par value $0.10 per share (the "Triarc Class A Common Stock"), and Class B Common Stock, par value $0.10 per share (the "Triarc Class B Common Stock"), consisting of 0.106028 shares of DFR Common Stock for each share of Triarc Class A Common Stock outstanding and each share of Triarc Class B Common Stock outstanding as of the close of business on March 29, 2008 (the "Record Date"). The Stock Dividend is payable on April 4, 2008 (the "Distribution Date") to holders of record of the Class A Common Stock and Class B Common Stock at the close of business on the Record Date. F5: As a result of the shares of Triarc Class A Common Stock and Triarc Class B Common Stock owned, Mr. Peltz, the Peltz Family Foundation, Peltz Family L.P. and Mr. Peltz's adult children each will directly receive 1,685,718, 25,331, 7,490 and 63 shares of DFR Common Stock, respectively, in the Stock Dividend. F6: Under the terms of the Merger Agreement Messrs. Peltz and May will have the power to nominate one director to serve on the Issuer's board of directors for so long as they own at least 2/3 of the DFR Common Stock they receive as part of the Stock Dividend.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	25,331	Reported balance After 2008-03-29 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2008-03-29 · Other · Acquired 25,331 · Balance 25,331 F2: On December 21, 2007, 9,629,368 shares of the Issuer's Series A Cumulative Convertible Preferred Stock (the "DFR Preferred Stock") were issued to Triarc Deerfield Holdings, LLC ("TD Holdings"), a subsidiary of Triarc, as merger consideration payable by the Issuer to TD Holdings in respect of TD Holdings' interests in Deerfield & Company LLC, pursuant to the Agreement and Plan of Merger dated as of December 17, 2007, among the Issuer, DFR Merger Company, LLC, Deerfield & Company, LLC and Triarc (the "Merger Agreement"). F3: On March 11, 2008, the shareholders of the Issuer voted to convert the DFR Preferred Stock into shares of the Issuer's common stock (the "DFR Common Stock"), on a one-for-one basis, and as a result, all shares of DFR Preferred Stock were automatically converted into shares of DFR Common Stock, which, when combined with Triarc's previous holdings, resulted in Triarc's ownership of 9,835,010 shares of DFR Common Stock. F4: On March 19, 2008, Triarc declared a special stock dividend (the "Stock Dividend") on the existing Class A Common Stock, par value $0.10 per share (the "Triarc Class A Common Stock"), and Class B Common Stock, par value $0.10 per share (the "Triarc Class B Common Stock"), consisting of 0.106028 shares of DFR Common Stock for each share of Triarc Class A Common Stock outstanding and each share of Triarc Class B Common Stock outstanding as of the close of business on March 29, 2008 (the "Record Date"). The Stock Dividend is payable on April 4, 2008 (the "Distribution Date") to holders of record of the Class A Common Stock and Class B Common Stock at the close of business on the Record Date. F5: As a result of the shares of Triarc Class A Common Stock and Triarc Class B Common Stock owned, Mr. Peltz, the Peltz Family Foundation, Peltz Family L.P. and Mr. Peltz's adult children each will directly receive 1,685,718, 25,331, 7,490 and 63 shares of DFR Common Stock, respectively, in the Stock Dividend. F7: All such shares are held by the Peltz Family Foundation. Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Family Limited Partnership. See footnotes	7,490	Reported balance After 2008-03-29 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2008-03-29 · Other · Acquired 7,490 · Balance 7,490 F2: On December 21, 2007, 9,629,368 shares of the Issuer's Series A Cumulative Convertible Preferred Stock (the "DFR Preferred Stock") were issued to Triarc Deerfield Holdings, LLC ("TD Holdings"), a subsidiary of Triarc, as merger consideration payable by the Issuer to TD Holdings in respect of TD Holdings' interests in Deerfield & Company LLC, pursuant to the Agreement and Plan of Merger dated as of December 17, 2007, among the Issuer, DFR Merger Company, LLC, Deerfield & Company, LLC and Triarc (the "Merger Agreement"). F3: On March 11, 2008, the shareholders of the Issuer voted to convert the DFR Preferred Stock into shares of the Issuer's common stock (the "DFR Common Stock"), on a one-for-one basis, and as a result, all shares of DFR Preferred Stock were automatically converted into shares of DFR Common Stock, which, when combined with Triarc's previous holdings, resulted in Triarc's ownership of 9,835,010 shares of DFR Common Stock. F4: On March 19, 2008, Triarc declared a special stock dividend (the "Stock Dividend") on the existing Class A Common Stock, par value $0.10 per share (the "Triarc Class A Common Stock"), and Class B Common Stock, par value $0.10 per share (the "Triarc Class B Common Stock"), consisting of 0.106028 shares of DFR Common Stock for each share of Triarc Class A Common Stock outstanding and each share of Triarc Class B Common Stock outstanding as of the close of business on March 29, 2008 (the "Record Date"). The Stock Dividend is payable on April 4, 2008 (the "Distribution Date") to holders of record of the Class A Common Stock and Class B Common Stock at the close of business on the Record Date. F5: As a result of the shares of Triarc Class A Common Stock and Triarc Class B Common Stock owned, Mr. Peltz, the Peltz Family Foundation, Peltz Family L.P. and Mr. Peltz's adult children each will directly receive 1,685,718, 25,331, 7,490 and 63 shares of DFR Common Stock, respectively, in the Stock Dividend. F8: All such shares are owned by the Peltz Family Limited Partnership, an entity in which Mr. Peltz's spouse is the sole General Partner. Mr. Peltz was formerly a general partner of the partnership but has transferred his interest in the partnership to his spouse. Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Family. See footnotes	1,563	Reported balance After 2008-03-29 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2008-03-29 · Other · Acquired 63 · Balance 1,563 F2: On December 21, 2007, 9,629,368 shares of the Issuer's Series A Cumulative Convertible Preferred Stock (the "DFR Preferred Stock") were issued to Triarc Deerfield Holdings, LLC ("TD Holdings"), a subsidiary of Triarc, as merger consideration payable by the Issuer to TD Holdings in respect of TD Holdings' interests in Deerfield & Company LLC, pursuant to the Agreement and Plan of Merger dated as of December 17, 2007, among the Issuer, DFR Merger Company, LLC, Deerfield & Company, LLC and Triarc (the "Merger Agreement"). F3: On March 11, 2008, the shareholders of the Issuer voted to convert the DFR Preferred Stock into shares of the Issuer's common stock (the "DFR Common Stock"), on a one-for-one basis, and as a result, all shares of DFR Preferred Stock were automatically converted into shares of DFR Common Stock, which, when combined with Triarc's previous holdings, resulted in Triarc's ownership of 9,835,010 shares of DFR Common Stock. F4: On March 19, 2008, Triarc declared a special stock dividend (the "Stock Dividend") on the existing Class A Common Stock, par value $0.10 per share (the "Triarc Class A Common Stock"), and Class B Common Stock, par value $0.10 per share (the "Triarc Class B Common Stock"), consisting of 0.106028 shares of DFR Common Stock for each share of Triarc Class A Common Stock outstanding and each share of Triarc Class B Common Stock outstanding as of the close of business on March 29, 2008 (the "Record Date"). The Stock Dividend is payable on April 4, 2008 (the "Distribution Date") to holders of record of the Class A Common Stock and Class B Common Stock at the close of business on the Record Date. F5: As a result of the shares of Triarc Class A Common Stock and Triarc Class B Common Stock owned, Mr. Peltz, the Peltz Family Foundation, Peltz Family L.P. and Mr. Peltz's adult children each will directly receive 1,685,718, 25,331, 7,490 and 63 shares of DFR Common Stock, respectively, in the Stock Dividend. F9: All such shares are held by an adult child currently residing in the Reporting Person's household. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Such shares were held by Triarc Companies, Inc. ("Triarc"). Mr. Peltz is the Chairman of the board of directors, a director and a significant stockholder of Triarc, and may be deemed to beneficially own securities of the Issuer owned by Triarc and its subsidiaries. Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2: On December 21, 2007, 9,629,368 shares of the Issuer's Series A Cumulative Convertible Preferred Stock (the "DFR Preferred Stock") were issued to Triarc Deerfield Holdings, LLC ("TD Holdings"), a subsidiary of Triarc, as merger consideration payable by the Issuer to TD Holdings in respect of TD Holdings' interests in Deerfield & Company LLC, pursuant to the Agreement and Plan of Merger dated as of December 17, 2007, among the Issuer, DFR Merger Company, LLC, Deerfield & Company, LLC and Triarc (the "Merger Agreement").

F3: On March 11, 2008, the shareholders of the Issuer voted to convert the DFR Preferred Stock into shares of the Issuer's common stock (the "DFR Common Stock"), on a one-for-one basis, and as a result, all shares of DFR Preferred Stock were automatically converted into shares of DFR Common Stock, which, when combined with Triarc's previous holdings, resulted in Triarc's ownership of 9,835,010 shares of DFR Common Stock.

F4: On March 19, 2008, Triarc declared a special stock dividend (the "Stock Dividend") on the existing Class A Common Stock, par value $0.10 per share (the "Triarc Class A Common Stock"), and Class B Common Stock, par value $0.10 per share (the "Triarc Class B Common Stock"), consisting of 0.106028 shares of DFR Common Stock for each share of Triarc Class A Common Stock outstanding and each share of Triarc Class B Common Stock outstanding as of the close of business on March 29, 2008 (the "Record Date"). The Stock Dividend is payable on April 4, 2008 (the "Distribution Date") to holders of record of the Class A Common Stock and Class B Common Stock at the close of business on the Record Date.

F5: As a result of the shares of Triarc Class A Common Stock and Triarc Class B Common Stock owned, Mr. Peltz, the Peltz Family Foundation, Peltz Family L.P. and Mr. Peltz's adult children each will directly receive 1,685,718, 25,331, 7,490 and 63 shares of DFR Common Stock, respectively, in the Stock Dividend.

F6: Under the terms of the Merger Agreement Messrs. Peltz and May will have the power to nominate one director to serve on the Issuer's board of directors for so long as they own at least 2/3 of the DFR Common Stock they receive as part of the Stock Dividend.

F7: All such shares are held by the Peltz Family Foundation. Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F8: All such shares are owned by the Peltz Family Limited Partnership, an entity in which Mr. Peltz's spouse is the sole General Partner. Mr. Peltz was formerly a general partner of the partnership but has transferred his interest in the partnership to his spouse. Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F9: All such shares are held by an adult child currently residing in the Reporting Person's household. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

ENCORE CAPITAL GROUP INC

Report date March 21, 2006 · Filed March 22, 2006

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ltd Partnership	944,369	Reported balance After 2006-03-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2006-03-21 · Sale · Disposed 229,655 · Balance 944,369 F1: All such shares are owned by the Peltz Family Limited Partnership, an entity in which Mr. Peltz's spouse is the sole General Partner. Mr. Peltz was formerly a general partner of the partnership but has transferred his interest in the partnership to his spouse. F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Madison West	875,881	Reported balance After 2006-03-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2006-03-21 · Sale · Disposed 220,919 · Balance 875,881 F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: All such shares are held by Madison West Associates Corp., a wholly-owned subsidiary of Triarc Companies, Inc. (Triarc). Mr. Peltz is an officer, director and significant stockholder of Triarc.
Common StockSEC Table I · non-derivative	IndirectBy Triarc	101,275	Reported balance Holding disclosure · report date 2006-03-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 101,275 F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: All such shares are held by Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc.

Filing footnotes · ownership attribution and instrument terms

F1: All such shares are owned by the Peltz Family Limited Partnership, an entity in which Mr. Peltz's spouse is the sole General Partner. Mr. Peltz was formerly a general partner of the partnership but has transferred his interest in the partnership to his spouse.

F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: All such shares are held by Madison West Associates Corp., a wholly-owned subsidiary of Triarc Companies, Inc. (Triarc). Mr. Peltz is an officer, director and significant stockholder of Triarc.

F4: All such shares are held by Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc.

Invesco Ltd.

Report date December 13, 2021 · Filed December 15, 2021

Jointly reported with TRIAN FUND MANAGEMENT, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	IndirectPlease see explanation below	45,457,427	Last balance in matching sequence After 2021-12-13 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 4 source rows Row 1 · 2021-12-13 · Other · Acquired 1,172,869 · Balance 37,912,212 F1: Trian AM Holdco (as defined below) previously entered into a series of privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. F2: In these transactions, simultaneously with the purchase of each call option, Trian AM Holdco also sold a put option to the counterparty for the same number of shares pursuant to which, if on or prior to October 25, 2023 (the "Exercise Date") the exercise price per share of the call option were greater than the closing price of the shares on the Exercise Date (the "Closing Price"), the counterparty would be entitled to cause Trian AM Holdco, at its election to either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the exercise price per share pursuant to such option (the "Exercise Price") over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. F3: The put-call option was previously reported at an exercise price of $10.78 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F4: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco. F5: (FN 4, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Row 2 · 2021-12-13 · Other · Acquired 3,517,694 · Balance 41,429,906 F1: Trian AM Holdco (as defined below) previously entered into a series of privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. F2: In these transactions, simultaneously with the purchase of each call option, Trian AM Holdco also sold a put option to the counterparty for the same number of shares pursuant to which, if on or prior to October 25, 2023 (the "Exercise Date") the exercise price per share of the call option were greater than the closing price of the shares on the Exercise Date (the "Closing Price"), the counterparty would be entitled to cause Trian AM Holdco, at its election to either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the exercise price per share pursuant to such option (the "Exercise Price") over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. F6: The put-call option was previously reported at an exercise price of $11.4747 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F4: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco. F5: (FN 4, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Row 3 · 2021-12-13 · Other · Acquired 3,500,000 · Balance 44,929,906 F1: Trian AM Holdco (as defined below) previously entered into a series of privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. F2: In these transactions, simultaneously with the purchase of each call option, Trian AM Holdco also sold a put option to the counterparty for the same number of shares pursuant to which, if on or prior to October 25, 2023 (the "Exercise Date") the exercise price per share of the call option were greater than the closing price of the shares on the Exercise Date (the "Closing Price"), the counterparty would be entitled to cause Trian AM Holdco, at its election to either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the exercise price per share pursuant to such option (the "Exercise Price") over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. F7: The put-call option was previously reported at an exercise price of $11.4025 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F4: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco. F5: (FN 4, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Row 4 · 2021-12-13 · Other · Acquired 527,521 · Balance 45,457,427 F1: Trian AM Holdco (as defined below) previously entered into a series of privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. F2: In these transactions, simultaneously with the purchase of each call option, Trian AM Holdco also sold a put option to the counterparty for the same number of shares pursuant to which, if on or prior to October 25, 2023 (the "Exercise Date") the exercise price per share of the call option were greater than the closing price of the shares on the Exercise Date (the "Closing Price"), the counterparty would be entitled to cause Trian AM Holdco, at its election to either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the exercise price per share pursuant to such option (the "Exercise Price") over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. F8: The put-call option was previously reported at an exercise price of $11.5437 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F4: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco. F5: (FN 4, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
Put-Call Option (right and obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.05 · Expires 2023-10-25	IndirectPlease see explanation below	0	Reported balance After 2021-12-13 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2021-12-13 · Other · Disposed 1,172,869 · Balance 0 F1: Trian AM Holdco (as defined below) previously entered into a series of privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. F2: In these transactions, simultaneously with the purchase of each call option, Trian AM Holdco also sold a put option to the counterparty for the same number of shares pursuant to which, if on or prior to October 25, 2023 (the "Exercise Date") the exercise price per share of the call option were greater than the closing price of the shares on the Exercise Date (the "Closing Price"), the counterparty would be entitled to cause Trian AM Holdco, at its election to either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the exercise price per share pursuant to such option (the "Exercise Price") over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. F3: The put-call option was previously reported at an exercise price of $10.78 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F4: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco. F5: (FN 4, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
Put-Call Option (right and obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.75 · Expires 2023-10-25	IndirectPlease see explanation below	0	Reported balance After 2021-12-13 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2021-12-13 · Other · Disposed 3,517,694 · Balance 0 F1: Trian AM Holdco (as defined below) previously entered into a series of privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. F2: In these transactions, simultaneously with the purchase of each call option, Trian AM Holdco also sold a put option to the counterparty for the same number of shares pursuant to which, if on or prior to October 25, 2023 (the "Exercise Date") the exercise price per share of the call option were greater than the closing price of the shares on the Exercise Date (the "Closing Price"), the counterparty would be entitled to cause Trian AM Holdco, at its election to either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the exercise price per share pursuant to such option (the "Exercise Price") over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. F6: The put-call option was previously reported at an exercise price of $11.4747 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F4: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco. F5: (FN 4, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
Put-Call Option (right and obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.68 · Expires 2023-10-25	IndirectPlease see explanation below	0	Reported balance After 2021-12-13 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2021-12-13 · Other · Disposed 3,500,000 · Balance 0 F1: Trian AM Holdco (as defined below) previously entered into a series of privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. F2: In these transactions, simultaneously with the purchase of each call option, Trian AM Holdco also sold a put option to the counterparty for the same number of shares pursuant to which, if on or prior to October 25, 2023 (the "Exercise Date") the exercise price per share of the call option were greater than the closing price of the shares on the Exercise Date (the "Closing Price"), the counterparty would be entitled to cause Trian AM Holdco, at its election to either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the exercise price per share pursuant to such option (the "Exercise Price") over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. F7: The put-call option was previously reported at an exercise price of $11.4025 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F4: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco. F5: (FN 4, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
Put-Call Option (right and obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.82 · Expires 2023-10-25	IndirectPlease see explanation below	0	Reported balance After 2021-12-13 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2021-12-13 · Other · Disposed 527,521 · Balance 0 F1: Trian AM Holdco (as defined below) previously entered into a series of privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares. F2: In these transactions, simultaneously with the purchase of each call option, Trian AM Holdco also sold a put option to the counterparty for the same number of shares pursuant to which, if on or prior to October 25, 2023 (the "Exercise Date") the exercise price per share of the call option were greater than the closing price of the shares on the Exercise Date (the "Closing Price"), the counterparty would be entitled to cause Trian AM Holdco, at its election to either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the exercise price per share pursuant to such option (the "Exercise Price") over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price. F8: The put-call option was previously reported at an exercise price of $11.5437 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty. F4: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco. F5: (FN 4, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
Common SharesSEC Table I · non-derivative	Direct	8,216	Reported balance Holding disclosure · report date 2021-12-13 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 8,216

Filing footnotes · ownership attribution and instrument terms

F1: Trian AM Holdco (as defined below) previously entered into a series of privately negotiated back-to-back call and put transactions with a counterparty through which it became entitled to the same economic gain or loss as if it had purchased the indicated shares.

F2: In these transactions, simultaneously with the purchase of each call option, Trian AM Holdco also sold a put option to the counterparty for the same number of shares pursuant to which, if on or prior to October 25, 2023 (the "Exercise Date") the exercise price per share of the call option were greater than the closing price of the shares on the Exercise Date (the "Closing Price"), the counterparty would be entitled to cause Trian AM Holdco, at its election to either (i) pay the counterparty an amount in cash equal to the product of (a) the excess of the exercise price per share pursuant to such option (the "Exercise Price") over the Closing Price and (b) the number of shares set forth above or (ii) acquire from the counterparty the number of shares set forth above at the Exercise Price.

F3: The put-call option was previously reported at an exercise price of $10.78 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F4: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco, Ltd. ("Trian AM Holdco") and as such determines the investment and voting decisions of Trian AM Holdco with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco.

F5: (FN 4, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F6: The put-call option was previously reported at an exercise price of $11.4747 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F7: The put-call option was previously reported at an exercise price of $11.4025 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

F8: The put-call option was previously reported at an exercise price of $11.5437 but, in accordance with the terms of the underlying agreements, the exercise price was adjusted to reflect any dividends paid with respect to the indicated shares and the financing fee paid to the counterparty.

Janus Henderson Group Ltd.

Report date March 29, 2022 · Filed March 31, 2022

Jointly reported with TRIAN FUND MANAGEMENT, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectPlease see explanation below	31,867,800	Last balance in matching sequence After 2022-03-31 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 3 source rows Row 1 · 2022-03-29 · Purchase · Acquired 16,042 · Balance 31,201,328 F1: The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.71 to $35.84. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco II, Ltd. ("Trian AM Holdco II") and as such determines the investment and voting decisions of Trian AM Holdco II with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco II. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco II. F3: (FN 2, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Row 2 · 2022-03-30 · Purchase · Acquired 465,467 · Balance 31,666,795 F4: The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.42 to $35.75. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco II, Ltd. ("Trian AM Holdco II") and as such determines the investment and voting decisions of Trian AM Holdco II with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco II. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco II. F3: (FN 2, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Row 3 · 2022-03-31 · Purchase · Acquired 201,005 · Balance 31,867,800 F5: The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.42 to $35.95. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F2: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco II, Ltd. ("Trian AM Holdco II") and as such determines the investment and voting decisions of Trian AM Holdco II with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco II. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco II. F3: (FN 2, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.71 to $35.84. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco II, Ltd. ("Trian AM Holdco II") and as such determines the investment and voting decisions of Trian AM Holdco II with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco II. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco II.

F3: (FN 2, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F4: The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.42 to $35.75. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F5: The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.42 to $35.95. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

LEGG MASON, INC.

Report date May 20, 2020 · Filed May 22, 2020

Jointly reported with TRIAN FUND MANAGEMENT, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectPlease see explanation below	0	Reported balance After 2020-05-20 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-05-20 · Sale · Disposed 2,457,808 · Balance 0 F1: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $49.775 to $49.8350. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities. F3: (FN 2, contd.) Accordingly, Mr. Peltz, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $49.775 to $49.8350. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Strategic Fund-K, L.P., and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on its own behalf and on behalf of the Trian Entities.

F3: (FN 2, contd.) Accordingly, Mr. Peltz, may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

MSG NETWORKS INC.

Report date February 19, 2015 · Filed February 20, 2015

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	12,800	Reported balance After 2015-02-19 transaction · row 1 1 source row Row 1 · 2015-02-19 · Purchase · Acquired 12,800 · Balance 12,800 F1: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $77.81 to $78.16. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $77.81 to $78.16. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price within the range.

Madison Square Garden Sports Corp.

Report date February 17, 2026 · Filed February 19, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	9,374	Reported balance After 2026-02-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-02-17 · Grant · Acquired 265 · Balance 9,374 F1: Each restricted stock unit ("RSU") is granted in lieu of cash compensation otherwise payable as director fees under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.
Class A Common StockSEC Table I · non-derivative	Direct	506	Reported balance Holding disclosure · report date 2026-02-17 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 506

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") is granted in lieu of cash compensation otherwise payable as director fees under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.

F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.

PROCTER & GAMBLE Co

Report date August 31, 2021 · Filed September 02, 2021

Jointly reported with TRIAN FUND MANAGEMENT, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectPlease see explanation below	5,264,066	Last balance in matching sequence After 2021-08-31 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2021-08-31 · Sale · Disposed 150,182 · Balance 5,320,884 F1: The sales reported in this Form 4 were done for portfolio management purposes. F2: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $142.05 to $142.24. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Co-Investment Opportunities Fund, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Row 2 · 2021-08-31 · Sale · Disposed 56,818 · Balance 5,264,066 F1: The sales reported in this Form 4 were done for portfolio management purposes. F5: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $143.01 to $143.34. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Co-Investment Opportunities Fund, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. F4: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
Common StockSEC Table I · non-derivative	Direct	5,457	Reported balance Holding disclosure · report date 2021-08-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 5,457 F6: Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSUs) settled in common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were done for portfolio management purposes.

F2: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $142.05 to $142.24. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Strategic Fund-K, L.P. and Trian Partners Co-Investment Opportunities Fund, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.

F4: (FN 3, contd.) Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F5: The price shown in Column 4 is a weighted average sale price. The price range for the sale is $143.01 to $143.34. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: Total includes grant of dividend equivalents in the form of Restricted Stock Units (RSUs) settled in common stock.

SYSCO CORP

Report date June 07, 2021 · Filed June 09, 2021

Jointly reported with TRIAN FUND MANAGEMENT, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectPlease see explanation below	17,866,044	Last balance in matching sequence After 2021-06-08 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2021-06-07 · Sale · Disposed 650,000 · Balance 18,666,044 F1: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F2: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.36 to $79.87. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer. Row 2 · 2021-06-08 · Sale · Disposed 800,000 · Balance 17,866,044 F1: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below). F5: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.8950 to $80.52. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. F3: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to F4: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
Common StockSEC Table I · non-derivative	Direct	4,840	Reported balance Holding disclosure · report date 2021-06-07 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 4,840

Filing footnotes · ownership attribution and instrument terms

F1: Represents sales of shares made in connection with the expiration of a multi-year lockup period of a Trian Entity (as defined below).

F2: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.36 to $79.87. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to

F4: (FN 3, contd.) determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. Mr. Peltz is also a member of the general partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP"), and is therefore in a position to determine its investment and voting decisions. Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian Management and the Trian Entities, as well as the shares beneficially owned by SPV XI GP. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.

F5: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $79.8950 to $80.52. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

TRIAN ACQUISITION I CORP.

Report date December 02, 2008 · Filed December 04, 2008

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.00 · Expires 2013-01-23	IndirectPlease see explanation below	3,311,000	Reported balance After 2008-12-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2008-12-02 · Purchase · Acquired 1,000,000 · Balance 3,311,000 F1: Each Warrant will become exercisable only on the later of (i) the consummation of the Issuer's business combination with one or more target businesses or (ii) January 23, 2009. F2: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner of Trian Fund Management, L.P. ("Trian Management"), which serves as (i) the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I") and Trian Partners Parallel Fund II, L.P. ("Parallel Fund II" and collectively, the "Trian Entities") and (ii) the investment manager for a separate account owned by TCMG-MA, LLC (the "Separate Account"). Trian Management has full discretion and authority to make all investment and voting decisions in respect of the Separate Account. F3: (FN 2, contd.) Trian Partners General Partner, LLC ("Trian GP LLC") is the general partner of Trian Partners GP, L.P. ("Trian GP"), which is the general partner of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC ("Parallel Fund I GP LLC") is the general partner of Parallel Fund I. Trian Partners Parallel Fund II General Partner, LLC ("Parallel Fund II GP LLC") is the general partner of Trian Partners Parallel Fund II GP, L.P. ("Parallel Fund II GP"), which is the general partner of Parallel Fund II. Mr. Peltz is a managing member of each of Trian Management GP, Trian GP LLC, Parallel Fund I GP LLC and Parallel Fund II GP LLC (the "Management Entities") and therefore is in a position to determine the investment and voting decisions made by the Trian Entities and the Separate Account. F4: (FN 3, contd.) Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Management Entities. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Peltz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Each Warrant will become exercisable only on the later of (i) the consummation of the Issuer's business combination with one or more target businesses or (ii) January 23, 2009.

F2: Trian Fund Management GP, LLC ("Trian Management GP") is the general partner of Trian Fund Management, L.P. ("Trian Management"), which serves as (i) the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore"), Trian Partners Parallel Fund I, L.P. ("Parallel Fund I") and Trian Partners Parallel Fund II, L.P. ("Parallel Fund II" and collectively, the "Trian Entities") and (ii) the investment manager for a separate account owned by TCMG-MA, LLC (the "Separate Account"). Trian Management has full discretion and authority to make all investment and voting decisions in respect of the Separate Account.

F3: (FN 2, contd.) Trian Partners General Partner, LLC ("Trian GP LLC") is the general partner of Trian Partners GP, L.P. ("Trian GP"), which is the general partner of Trian Onshore and Trian Offshore. Trian Partners Parallel Fund I General Partner, LLC ("Parallel Fund I GP LLC") is the general partner of Parallel Fund I. Trian Partners Parallel Fund II General Partner, LLC ("Parallel Fund II GP LLC") is the general partner of Trian Partners Parallel Fund II GP, L.P. ("Parallel Fund II GP"), which is the general partner of Parallel Fund II. Mr. Peltz is a managing member of each of Trian Management GP, Trian GP LLC, Parallel Fund I GP LLC and Parallel Fund II GP LLC (the "Management Entities") and therefore is in a position to determine the investment and voting decisions made by the Trian Entities and the Separate Account.

F4: (FN 3, contd.) Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Management Entities. Mr. Peltz disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that Mr. Peltz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Wendy's Co

Report date August 08, 2024 · Filed August 10, 2024

Jointly reported with TRIAN FUND MANAGEMENT, L.P.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Trian Partners	14,943,466	Reported balance After 2024-08-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2024-08-08 · Sale · Disposed 1,000,000 · Balance 14,943,466 F1: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is the Chief Executive Officer and a founding partner of Trian Management, and as such may be deemed to share voting and dispositive power with Trian Management over shares of the Issuer held by the Trian Funds. F2: (FN 1, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares owned by the Trian Funds and Trian GP (collectively, "Trian Partners"). The reporting persons disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	Direct	9,959,519	Reported balance Holding disclosure · report date 2024-08-08 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 9,959,519
Common StockSEC Table I · non-derivative	IndirectBy Peltz 2009 Family Trust	132,397	Reported balance Holding disclosure · report date 2024-08-08 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 132,397 F3: All such shares are owned by the Peltz 2009 Family Trust for the benefit of Mr. Peltz's children. Mr. Peltz's spouse is a trustee of the trust. F4: Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Peltz is the beneficial owner of such securities for purposes of Section16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Children	81,104	Reported balance Holding disclosure · report date 2024-08-08 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 81,104 F4: Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Peltz is the beneficial owner of such securities for purposes of Section16 or for any other purpose. F5: Owned by children living in the reporting person's household.
Common StockSEC Table I · non-derivative	IndirectBy Spouse	44,169	Reported balance Holding disclosure · report date 2024-08-08 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 44,169 F4: Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Peltz is the beneficial owner of such securities for purposes of Section16 or for any other purpose.
Common StockSEC Table I · non-derivative	IndirectBy Peltz 2023 Family Trust	19,140	Reported balance Holding disclosure · report date 2024-08-08 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 19,140 F6: All such shares are owned by the Nelson Peltz 2023 Non-Pourover Revocable Trust (the "Peltz 2023 Trust"), with respect to which the reporting person is the sole trustee and sole beneficiary. The reporting person remains the beneficial owner of the shares, which are reported as indirectly owned through the Peltz 2023 Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Fund-G II L.P., and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Funds"), and as such determines the investment and voting decisions of the Trian Funds with respect to the shares of the Issuer held by them. Mr. Peltz is the Chief Executive Officer and a founding partner of Trian Management, and as such may be deemed to share voting and dispositive power with Trian Management over shares of the Issuer held by the Trian Funds.

F2: (FN 1, contd.) Mr. Peltz is also a member of Trian Partners General Partner, LLC ("Trian GP LLC"), the general partner of Trian Partners GP, L.P. ("Trian GP"), and as such is in a position to determine the investment and voting decisions made by Trian GP LLC on behalf of Trian GP. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares owned by the Trian Funds and Trian GP (collectively, "Trian Partners"). The reporting persons disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein and this report shall not be deemed an admission that the reporting persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: All such shares are owned by the Peltz 2009 Family Trust for the benefit of Mr. Peltz's children. Mr. Peltz's spouse is a trustee of the trust.

F4: Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Peltz is the beneficial owner of such securities for purposes of Section16 or for any other purpose.

F5: Owned by children living in the reporting person's household.

F6: All such shares are owned by the Nelson Peltz 2023 Non-Pourover Revocable Trust (the "Peltz 2023 Trust"), with respect to which the reporting person is the sole trustee and sole beneficiary. The reporting person remains the beneficial owner of the shares, which are reported as indirectly owned through the Peltz 2023 Trust.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HEINZ H J CO

Report date June 07, 2013 · Filed June 12, 2013

Jointly reported with TRIAN FUND MANAGEMENT, L.P.

Section 16 reporting ended · disclosed 2013-06-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $.25 Par ValueSEC Table I · non-derivative	IndirectPlease see explanation below	0	Reported balance After 2013-06-07 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2013-06-07 · Disposition to issuer · Disposed 106,500 · Balance 0 F1: In connection with his service on the Board of the Issuer, Mr. Peltz previously received 6,500 shares from the Issuer. Mr. Peltz transferred these shares to Trian Management, for no consideration, pursuant to an agreement, dated as September 15, 2006, between Mr. Peltz and Trian Management relating to fees paid to Mr. Peltz in connection with his service on the Board of the Issuer. F2: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore") and Trian Partners Parallel Fund I, L.P. ("Parallel Fund I" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities. F3: (FN 2, contd.) Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with his service on the Board of the Issuer, Mr. Peltz previously received 6,500 shares from the Issuer. Mr. Peltz transferred these shares to Trian Management, for no consideration, pursuant to an agreement, dated as September 15, 2006, between Mr. Peltz and Trian Management relating to fees paid to Mr. Peltz in connection with his service on the Board of the Issuer.

F2: Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P. ("Trian Onshore"), Trian Partners Master Fund, L.P. ("Trian Offshore") and Trian Partners Parallel Fund I, L.P. ("Parallel Fund I" and collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of the Trian Entities.

F3: (FN 2, contd.) Accordingly, Mr. Peltz may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by the Trian Entities. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Mondelez International, Inc.

Report date March 01, 2018 · Filed March 05, 2018

Section 16 reporting ended · disclosed 2018-03-05. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Trane Technologies plc

Report date June 05, 2014 · Filed June 05, 2014

Jointly reported with TRIAN FUND MANAGEMENT, L.P.

Section 16 reporting ended · disclosed 2014-06-05. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 29, 2004 Filed Sep 29, 2004 21:57 UTC	Wendy's Co TRY;TRY.B · Entity 4659	GiftClass B Common Stock, Series 1	50	Not disclosed	Not disclosed	Disclosure SEC source: 0000030697-04-000123 · pel162.xml · nonDerivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,398 F1 · kind: Used to make a bona fide gift to an unrelated person. F1 · price: Used to make a bona fide gift to an unrelated person. Read SEC document
September 29, 2004 Filed Sep 29, 2004 21:57 UTC	Wendy's Co TRY;TRY.B · Entity 4659	PurchaseClass B Common Stock, Series 1	50	$11.27	$563.50	Disclosure SEC source: 0000030697-04-000123 · pel162.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,448 F1 · kind: Used to make a bona fide gift to an unrelated person. Read SEC document
September 22, 2004 Filed Sep 29, 2004 21:57 UTC	Wendy's Co TRY;TRY.B · Entity 4659	GiftClass B Common Stock, Series 1	50	Not disclosed	Not disclosed	Disclosure SEC source: 0000030697-04-000123 · pel162.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,398 F1 · kind: Used to make a bona fide gift to an unrelated person. F1 · price: Used to make a bona fide gift to an unrelated person. Read SEC document
September 22, 2004 Filed Sep 29, 2004 21:57 UTC	Wendy's Co TRY;TRY.B · Entity 4659	PurchaseClass B Common Stock, Series 1	50	$11.27	$563.50	Disclosure SEC source: 0000030697-04-000123 · pel162.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,448 F1 · kind: Used to make a bona fide gift to an unrelated person. Read SEC document
July 23, 2004 Filed Jul 23, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	OtherClass B Common Stock, Series 1	3,610,376	$0.00	$0.00	Disclosure SEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,452,398 F1 · kind: Represents a distribution of shares by DWG Acquisition Group, L.P. (DWG Acquisition) to Mr. Peltz, a general partner of DWG Acquisition, in connection with the dissolution of DWG Acquisition on July 23, 2004. These shares, together with the 1,965,607 shares of Class A Common Stock and 1,153,058 shares of Class B Common Stock, Series 1, distributed by DWG Acquisition to the other general partner of DWG Acquisition in connection with the dissolution, were previously reported by Mr. Peltz as indirectly owned by him. Read SEC document
July 23, 2004 Filed Jul 23, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	OtherClass A Common Stock	4,059,055	$0.00	$0.00	Disclosure SEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,551,008 F1 · kind: Represents a distribution of shares by DWG Acquisition Group, L.P. (DWG Acquisition) to Mr. Peltz, a general partner of DWG Acquisition, in connection with the dissolution of DWG Acquisition on July 23, 2004. These shares, together with the 1,965,607 shares of Class A Common Stock and 1,153,058 shares of Class B Common Stock, Series 1, distributed by DWG Acquisition to the other general partner of DWG Acquisition in connection with the dissolution, were previously reported by Mr. Peltz as indirectly owned by him. Read SEC document
July 21, 2004 Filed Jul 23, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	OtherClass B Common Stock, Series 1	400	$0.00	$0.00	Disclosure SEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 6 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Minor Children Disclosed balance after: 400 F4 · kind: Represents a distribution of a total of 400 shares previously held in the Peltz Family Limited Partnership, an entity in which Mr. Peltz is a general partner, to two minor children of Mr. Peltz. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
July 21, 2004 Filed Jul 23, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	OtherClass B Common Stock, Series 1	400	$0.00	$0.00	Disclosure SEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 5 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 47,100 F4 · kind: Represents a distribution of a total of 400 shares previously held in the Peltz Family Limited Partnership, an entity in which Mr. Peltz is a general partner, to two minor children of Mr. Peltz. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
July 21, 2004 Filed Jul 23, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	OtherClass A Common Stock	200	$0.00	$0.00	Disclosure SEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Minor Children Disclosed balance after: 200 F2 · kind: Represents a distribution of a total of 200 shares previously held in the Peltz Family Limited Partnership, an entity in which Mr. Peltz is a general partner, to two minor children of Mr. Peltz. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
July 21, 2004 Filed Jul 23, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	OtherClass A Common Stock	200	$0.00	$0.00	Disclosure SEC source: 0000030697-04-000104 · pel153.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Partnership Disclosed balance after: 23,550 F2 · kind: Represents a distribution of a total of 200 shares previously held in the Peltz Family Limited Partnership, an entity in which Mr. Peltz is a general partner, to two minor children of Mr. Peltz. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
April 20, 2004 Filed Apr 22, 2004 21:18 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionPhantom Stock · Derivative	1,201,843	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · derivative · entry 11 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201,843 Underlying: Class B Common Stock, Series 1 · 1,201,843 shares Expires 2005-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F11 · derivative.exercise_price: One for one. F8 · derivative.exercise_date: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F8 · derivative.expiration_date: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. Read SEC document
April 20, 2004 Filed Apr 22, 2004 21:18 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionPhantom Stock · Derivative	600,921	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · derivative · entry 10 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,921 Underlying: Class A Common Stock · 600,921 shares Expires 2005-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F11 · derivative.exercise_price: One for one. F8 · derivative.exercise_date: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F8 · derivative.expiration_date: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. Read SEC document
April 20, 2004 Filed Apr 22, 2004 21:18 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	1,635,000	$0.00 Strike: $20.13	$0.00	Disclosure SEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · derivative · entry 9 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,635,000 shares Expires 2004-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: With tandem tax withholding rights. F8 · shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · shares: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F10 · derivative.exercise_date: The stock option vested on October 21, 2003. F8 · derivative.underlying: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · derivative.underlying: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F8 · derivative.underlying_shares: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · derivative.underlying_shares: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document
April 20, 2004 Filed Apr 22, 2004 21:18 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionClass B Common Stock, Series 1	2,068,157	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · nonDerivative · entry 4 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,842,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · price: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document
April 20, 2004 Filed Apr 22, 2004 21:18 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionClass A Common Stock	1,034,079	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,491,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · price: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document
April 20, 2004 Filed Apr 22, 2004 21:18 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Tax withholdingClass B Common Stock, Series 1	3,145,734	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,865 F2 · shares: In connection with the exercise of the stock options referred to in Table II on April 20, 2004, Mr. Peltz tendered 3,145,734 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on April 20, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 600,921 shares of Class A Common Stock and 1,201,843 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accrual to his account of 600,921 shares of Phantom Stock and 1,201,843 shares of Phantom Stock respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F2 · price: In connection with the exercise of the stock options referred to in Table II on April 20, 2004, Mr. Peltz tendered 3,145,734 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on April 20, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 600,921 shares of Class A Common Stock and 1,201,843 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accrual to his account of 600,921 shares of Phantom Stock and 1,201,843 shares of Phantom Stock respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F8 · price: On August 11, 2003, Triarc declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003 became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock, Series 1. F9 · price: This employee stock option was previously reported as an option to acquire shares of Class A Common Stock at an exercise price of $20.125 per share, but was adjusted to reflect the stock dividend referred to in Note 8 above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document
April 20, 2004 Filed Apr 22, 2004 21:18 UTC	Wendy's Co TRY;TRY.B · Entity 4659	OtherClass B Common Stock, Series 1	3,145,734	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-04-001348 · form4-npeltz042004_ex.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,919,599 F1 · kind: Distribution of shares by DWG Acquisition Group, L.P. ("DWG Acquisition") to Nelson Peltz, a general partner of DWG Acquisition, in connection with the payment of the exercise price for options to acquire shares of Class A Common Stock and Class B Common Stock, Series 1, of Triarc Companies, Inc. ("Triarc") that were exercised by Mr. Peltz on April 20, 2004. See Table II. F1 · price: Distribution of shares by DWG Acquisition Group, L.P. ("DWG Acquisition") to Nelson Peltz, a general partner of DWG Acquisition, in connection with the payment of the exercise price for options to acquire shares of Class A Common Stock and Class B Common Stock, Series 1, of Triarc Companies, Inc. ("Triarc") that were exercised by Mr. Peltz on April 20, 2004. See Table II. Read SEC document
February 27, 2004 Filed Mar 2, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionPhantom Stock · Derivative	55,089	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000030697-04-000053 · pel130.xml · derivative · entry 10 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,089 Underlying: Class B Common Stock, Series 1 · 55,089 shares Expires 2005-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F10 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F3 · derivative.expiration_date: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. Read SEC document
February 27, 2004 Filed Mar 2, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionPhantom Stock · Derivative	27,549	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000030697-04-000053 · pel130.xml · derivative · entry 9 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,549 Underlying: Class A Common Stock · 27,549 shares Expires 2005-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F10 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F3 · derivative.expiration_date: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. Read SEC document
February 27, 2004 Filed Mar 2, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	75,000	$0.00 Strike: $21.00	$0.00	Disclosure SEC source: 0000030697-04-000053 · pel130.xml · derivative · entry 8 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 75,000 shares Expires 2004-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: With tandem tax withholding rights. F2 · shares: This employee stock option was previously reported as an option for 75,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F9 · derivative.exercise_date: The option vested in three equal installments on March 1, 1995, 1996 and 1997. F1 · derivative.underlying: On August 11, 2003, Triarc Companies, Inc. (Triarc) declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1 for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · derivative.underlying: This employee stock option was previously reported as an option for 75,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F2 · derivative.underlying_shares: This employee stock option was previously reported as an option for 75,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document
February 27, 2004 Filed Mar 2, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Tax withholdingClass B Common Stock, Series 1	141,892	Not disclosed	Not disclosed	Disclosure SEC source: 0000030697-04-000053 · pel130.xml · nonDerivative · entry 3 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,865 F3 · shares: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. F1 · price: On August 11, 2003, Triarc Companies, Inc. (Triarc) declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1 for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · price: This employee stock option was previously reported as an option for 75,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. F3 · price: In connection with the exercise of the stock options referred to in Table II on February 27, 2004, Mr. Peltz tendered 141,892 shares of Triarc's Class B Common Stock, Series 1, at a price per share equal to the closing price of such Class B Common Stock, Series 1, on February 27, 2004, as payment of the exercise price of such options. Mr. Peltz elected to defer receipt of 27,549 shares of Class A Common Stock and 55,089 shares of Class B Common Stock, Series 1, until January 2, 2005 resulting in the accural to his account of 27,549 shares of phantom stock and 55,089 shares of phantom stock, respectively. This deferral is subject to further deferral by Mr. Peltz under certain circumstances and subject to acceleration under certain other circumstances. Read SEC document
February 27, 2004 Filed Mar 2, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionClass B Common Stock, Series 1	94,911	Not disclosed	Not disclosed	Disclosure SEC source: 0000030697-04-000053 · pel130.xml · nonDerivative · entry 2 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 915,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 11, 2003, Triarc Companies, Inc. (Triarc) declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1 for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · price: This employee stock option was previously reported as an option for 75,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document
February 27, 2004 Filed Mar 2, 2004 20:08 UTC	Wendy's Co TRY;TRY.B · Entity 4659	Exercise / conversionClass A Common Stock	47,451	Not disclosed	Not disclosed	Disclosure SEC source: 0000030697-04-000053 · pel130.xml · nonDerivative · entry 1 PELTZ NELSON · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On August 11, 2003, Triarc Companies, Inc. (Triarc) declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1 for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. F2 · price: This employee stock option was previously reported as an option for 75,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock issuable upon exercise of the option for no additional consideration. Read SEC document
January 15, 2004 Filed Jan 16, 2004 19:17 UTC	Wendy's Co (TRY) · Entity 4659	SaleClass B Common Stock, Series 1	681,000	$0.00	$0.00	Disclosure SEC source: 0000030697-04-000017 · pel103.xml · nonDerivative · entry 2 NELSON PELTZ · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 10,006,324 F1 · security: The Class A Common Stock and the Class B Common Stock, Series 1, are separate classes of securities, without conversion or other derivative features. F2 · kind: DWG Acquisition Group, L.P. exchanged an aggregate of 681,000 shares of Class B Common Stock, Series 1, and $408,600, in cash, for 681,000 shares of Class A Common Stock. At the time of the exchange, the price per share of the Class A Common Stock on the New York Stock Exchange, Inc. (NYSE) was $11.50 , the price per share of the Class B Common Stock, Series 1, on the NYSE was $10.90 and the cash exchanged with respect to each share of Class A Common Stock was $.60. F2 · price: DWG Acquisition Group, L.P. exchanged an aggregate of 681,000 shares of Class B Common Stock, Series 1, and $408,600, in cash, for 681,000 shares of Class A Common Stock. At the time of the exchange, the price per share of the Class A Common Stock on the New York Stock Exchange, Inc. (NYSE) was $11.50 , the price per share of the Class B Common Stock, Series 1, on the NYSE was $10.90 and the cash exchanged with respect to each share of Class A Common Stock was $.60. F5 · balance_after: Includes shares of Class B Common Stock, Series 1, received in connection with a stock dividend paid by Triarc Companies, Inc. to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1, for each share of Class A Common Stock oustanding. F3 · ownership.nature: All such shares are owned by DWG Acquisition Group, L.P., an entity in which Mr. Peltz is a General Partner. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
January 15, 2004 Filed Jan 16, 2004 19:17 UTC	Wendy's Co (TRY) · Entity 4659	PurchaseClass A Common Stock	681,000	$0.00	$0.00	Disclosure SEC source: 0000030697-04-000017 · pel103.xml · nonDerivative · entry 1 NELSON PELTZ · CIK 0000928265 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 6,024,662 F1 · security: The Class A Common Stock and the Class B Common Stock, Series 1, are separate classes of securities, without conversion or other derivative features. F2 · kind: DWG Acquisition Group, L.P. exchanged an aggregate of 681,000 shares of Class B Common Stock, Series 1, and $408,600, in cash, for 681,000 shares of Class A Common Stock. At the time of the exchange, the price per share of the Class A Common Stock on the New York Stock Exchange, Inc. (NYSE) was $11.50 , the price per share of the Class B Common Stock, Series 1, on the NYSE was $10.90 and the cash exchanged with respect to each share of Class A Common Stock was $.60. F2 · price: DWG Acquisition Group, L.P. exchanged an aggregate of 681,000 shares of Class B Common Stock, Series 1, and $408,600, in cash, for 681,000 shares of Class A Common Stock. At the time of the exchange, the price per share of the Class A Common Stock on the New York Stock Exchange, Inc. (NYSE) was $11.50 , the price per share of the Class B Common Stock, Series 1, on the NYSE was $10.90 and the cash exchanged with respect to each share of Class A Common Stock was $.60. F3 · ownership.nature: All such shares are owned by DWG Acquisition Group, L.P., an entity in which Mr. Peltz is a General Partner. F4 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
October 16, 2003 Filed Oct 20, 2003 20:09 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	SaleCommon Stock	123,409	$11.00	$1,357,499.00	Disclosure SEC source: 0000030697-03-000191 · pel10.xml · nonDerivative · entry 2 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madison West Disclosed balance after: 1,901,590 F4 · kind: In connection with the Offering, Madison West Associates (Madison West), a wholly-owned subsidiary of Triarc Companies, Inc. (Triarc), granted to the underwriters an overallotment option to acquire up to 123,409 shares of the Issuer's common stock from Madison West, exercisable at any time within 30 days of the closing. On October 16, 2003, the underwriters exercised that overallotment option and agreed to acquire all of such shares. The closing of such sale is scheduled for October 21, 2003. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: All such shares are held by Madison West, a wholly-owned subsidiary of Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. Read SEC document
October 16, 2003 Filed Oct 20, 2003 20:09 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	SaleCommon Stock	128,120	$11.00	$1,409,320.00	Disclosure SEC source: 0000030697-03-000191 · pel10.xml · nonDerivative · entry 1 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 1,497,988 F1 · kind: In connection with an underwritten public offering of the Issuer's common stock that closed on October 1, 2003 (the Offering), the Peltz Family Limited Partnership (the Limited Partnership) granted to the underwriters an overallotment option to acquire up to 128,120 shares of the Issuer's common stock from the Limited Partnership, exercisable at any time within 30 days of the closing. On October 16, 2003, the underwriters exercised that overallotment option and agreed to acquire all of such shares. The closing of such sale is scheduled for October 21, 2003. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: All such shares are held by the Limited Partnership, an entity in which Mr. Peltz is a general partner. Read SEC document
September 29, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	OtherCommon Stock	101,275	$0.00	$0.00	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · nonDerivative · entry 8 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Triarc Disclosed balance after: 101,275 F9 · date: Madison West has agreed to dividend to Triarc, its sole stockholder, 101,275 shares of Encore Common Stock that it currently holds upon receipt of the contribution by Triarc of shares of Encore Common Stock referred to in footnote (7). F9 · kind: Madison West has agreed to dividend to Triarc, its sole stockholder, 101,275 shares of Encore Common Stock that it currently holds upon receipt of the contribution by Triarc of shares of Encore Common Stock referred to in footnote (7). F9 · price: Madison West has agreed to dividend to Triarc, its sole stockholder, 101,275 shares of Encore Common Stock that it currently holds upon receipt of the contribution by Triarc of shares of Encore Common Stock referred to in footnote (7). F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · ownership.nature: All such shares are held by Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. Read SEC document
September 29, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	OtherCommon Stock	101,275	$0.00	$0.00	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · nonDerivative · entry 7 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Triarc Disclosed balance after: 0 F7 · date: Triarc has agreed to exercise the Common Stock Warrants on September 30, 2003 and to contribute the shares of Encore Common Stock that it receives to Madison West, its wholly-owned subsidiary. F7 · kind: Triarc has agreed to exercise the Common Stock Warrants on September 30, 2003 and to contribute the shares of Encore Common Stock that it receives to Madison West, its wholly-owned subsidiary. F7 · price: Triarc has agreed to exercise the Common Stock Warrants on September 30, 2003 and to contribute the shares of Encore Common Stock that it receives to Madison West, its wholly-owned subsidiary. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · ownership.nature: All such shares are held by Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. Read SEC document
September 25, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	ConversionSeries A Senior Cumulative Part Conv Pfd Stock · Derivative	174,566	$0.00 Strike: $0.50	$0.00	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · derivative · entry 11 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madison West Disclosed balance after: 0 Underlying: Common Stock · 1,745,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F1 · price: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F10 · derivative.exercise_date: Immediately F1 · derivative.expiration_date: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: All such shares are held by Madison West, a wholly-owned subsidiary of Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. Read SEC document
September 25, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	ConversionSeries A Senior Cumulative Part Conv Pfd Stock · Derivative	187,115	$0.00 Strike: $0.50	$0.00	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · derivative · entry 10 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 0 Underlying: Common Stock · 1,871,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F1 · price: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F10 · derivative.exercise_date: Immediately F1 · derivative.expiration_date: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: All such shares are held by the Limited Partnership, an entity in which Mr. Peltz is a general partner. Read SEC document
September 25, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	OtherCommon Stock Warrants (right to buy) · Derivative	101,275	$0.01 Strike: $0.01	$1,012.75	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · derivative · entry 9 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Triarc Disclosed balance after: 0 Underlying: Common Stock · 101,275 shares Expires 2005-01-12 F7 · date: Triarc has agreed to exercise the Common Stock Warrants on September 30, 2003 and to contribute the shares of Encore Common Stock that it receives to Madison West, its wholly-owned subsidiary. F7 · kind: Triarc has agreed to exercise the Common Stock Warrants on September 30, 2003 and to contribute the shares of Encore Common Stock that it receives to Madison West, its wholly-owned subsidiary. F10 · derivative.exercise_date: Immediately F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · ownership.nature: All such shares are held by Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. Read SEC document
September 25, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	OtherCommon Stock	101,275	$0.01	$1,012.75	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · nonDerivative · entry 6 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Triarc Disclosed balance after: 101,275 F7 · date: Triarc has agreed to exercise the Common Stock Warrants on September 30, 2003 and to contribute the shares of Encore Common Stock that it receives to Madison West, its wholly-owned subsidiary. F7 · kind: Triarc has agreed to exercise the Common Stock Warrants on September 30, 2003 and to contribute the shares of Encore Common Stock that it receives to Madison West, its wholly-owned subsidiary. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · ownership.nature: All such shares are held by Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. Read SEC document
September 25, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	SaleCommon Stock	21,008	$11.00	$231,088.00	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · nonDerivative · entry 5 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Nelson Peltz Children's Trust Disclosed balance after: 581,310 F2 · date: On September 25, 2003, Madison West Associates Corp. (Madison West), a wholly-owned subsidiary of Triarc Companies, Inc. (Triarc), the Nelson Peltz Children's Trust (the Trust) and the Peltz Family Limited Partnership (the Limited Partnership) entered into an Underwriting Agreement providing for the sale by Madison West of 256,270 shares of the Issuer's Common Stock, the sale by the Trust of 21,008 shares of the Issuer's Common Stock and the sale by the Partnership of 245,042 shares of the Issuer's Common Stock. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · ownership.nature: All such shares are held by the Trust, an entity in which Mr. Peltz is a trustee. Read SEC document
September 25, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	SaleCommon Stock	256,270	$11.00	$2,818,970.00	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · nonDerivative · entry 4 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madison West Disclosed balance after: 2,024,999 F2 · date: On September 25, 2003, Madison West Associates Corp. (Madison West), a wholly-owned subsidiary of Triarc Companies, Inc. (Triarc), the Nelson Peltz Children's Trust (the Trust) and the Peltz Family Limited Partnership (the Limited Partnership) entered into an Underwriting Agreement providing for the sale by Madison West of 256,270 shares of the Issuer's Common Stock, the sale by the Trust of 21,008 shares of the Issuer's Common Stock and the sale by the Partnership of 245,042 shares of the Issuer's Common Stock. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: All such shares are held by Madison West, a wholly-owned subsidiary of Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. Read SEC document
September 25, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	ConversionCommon Stock	1,745,660	$0.00	$0.00	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · nonDerivative · entry 3 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Madison West Disclosed balance after: 2,281,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F1 · price: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: All such shares are held by Madison West, a wholly-owned subsidiary of Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. Read SEC document
September 25, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	SaleCommon Stock	245,042	$11.00	$2,695,462.00	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · nonDerivative · entry 2 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 1,626,108 F2 · date: On September 25, 2003, Madison West Associates Corp. (Madison West), a wholly-owned subsidiary of Triarc Companies, Inc. (Triarc), the Nelson Peltz Children's Trust (the Trust) and the Peltz Family Limited Partnership (the Limited Partnership) entered into an Underwriting Agreement providing for the sale by Madison West of 256,270 shares of the Issuer's Common Stock, the sale by the Trust of 21,008 shares of the Issuer's Common Stock and the sale by the Partnership of 245,042 shares of the Issuer's Common Stock. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: All such shares are held by the Limited Partnership, an entity in which Mr. Peltz is a general partner. Read SEC document
September 25, 2003 Filed Sep 30, 2003 01:21 UTC	ENCORE CAPITAL GROUP INC (ECPG) · Entity 1189	ConversionCommon Stock	1,871,150	$0.00	$0.00	Disclosure SEC source: 0000030697-03-000177 · pel3.xml · nonDerivative · entry 1 NELSON PELTZ · CIK 0000928265 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 1,871,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F1 · price: In connection with an underwritten public offering (the Offering) of the Issuer's Common Stock, holders of Series A Senior Cumulative Participating Convertible Preferred Stock (the Series A Preferred Stock) entered into a Preferred Stock Conversion Agreement whereby each share of Series A Preferred Stock converts into ten shares of the Issuer's Common Stock, without additional consideration, concurrently with the closing of the Offering, which is scheduled for October 1. 2003. F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: All such shares are held by the Limited Partnership, an entity in which Mr. Peltz is a general partner. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.