Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CEO, Asia Pacific | January 20, 2009 | January 22, 2009 |
| DOW INC.DOW · Entity 3233 | Director | April 09, 2020 | April 13, 2020 |
| DuPont de Nemours, Inc.DWDP · Entity 3297 | Director | January 01, 2019 | January 07, 2019 |
| Mastercard IncMA · Entity 1763 | Director · Executive Chairman | September 01, 2021 | September 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 20, 2009 · Filed January 22, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 719,546.7 |
Reported balance
After 2009-01-20 transaction · row 1
1 source rowRow 1 · 2009-01-20 · Tax withholding · Disposed 34,763 · Balance 719,546.7 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
| Common StockSEC Table I · non-derivative | IndirectBy GRATS | 50,701 |
Reported balance
Holding disclosure · report date 2009-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,701 |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
DOW INC.
Report date April 09, 2020 · Filed April 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,272 |
Reported balance
After 2020-04-09 transaction · row 1
1 source rowRow 1 · 2020-04-09 · Grant · Acquired 5,061 · Balance 14,272 F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.
DuPont de Nemours, Inc.
Report date January 01, 2019 · Filed January 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,496 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 17,496 |
Mastercard Inc
Report date September 01, 2021 · Filed September 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy GRAT | 79,667 |
Reported balance
After 2021-09-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-01 · Gift · Disposed 2,854 · Balance 79,667 F2: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. F1: On September 1-2, 2021, Grantor Annuity Trusts (GRATs), of which the reporting person is a trustee, transferred a total of 18,530 shares of Class A Common Stock to the reporting person, and the reporting person transferred 25,000 shares of Class A Common Stock to GRATs of which the reporting person is a trustee. The transactions were part of routine financial management and were exempt from reporting. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 38,341 |
Reported balance
After 2021-09-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-09-01 · Gift · Acquired 2,854 · Balance 38,341 F2: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. |
| Class A Common StockSEC Table I · non-derivative | Direct | 251,306 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 251,306 F1: On September 1-2, 2021, Grantor Annuity Trusts (GRATs), of which the reporting person is a trustee, transferred a total of 18,530 shares of Class A Common Stock to the reporting person, and the reporting person transferred 25,000 shares of Class A Common Stock to GRATs of which the reporting person is a trustee. The transactions were part of routine financial management and were exempt from reporting. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust (Spouse) | 33,142 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 33,142 |
Filing footnotes · ownership attribution and instrument terms
F1: On September 1-2, 2021, Grantor Annuity Trusts (GRATs), of which the reporting person is a trustee, transferred a total of 18,530 shares of Class A Common Stock to the reporting person, and the reporting person transferred 25,000 shares of Class A Common Stock to GRATs of which the reporting person is a trustee. The transactions were part of routine financial management and were exempt from reporting.
F2: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DOW CHEMICAL CO /DE/
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 14,816 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2015 Filed May 6, 2015 22:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,033 | $91.94 | $94,969.99 |
DisclosureSEC source: 0001225208-15-011503 · doc4.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,734 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 23, 2015. The pre-planned trading plan was adopted by the reporting person on February 18, 2015. F2 · price: Represents the weighted average sales price for price increments ranging from $91.87 to $91.98 Read SEC document |
| May 04, 2015 Filed May 6, 2015 22:12 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 64,870 | $23.27 | $1,509,784.38 |
DisclosureSEC source: 0001225208-15-011503 · doc4.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 23, 2015. The pre-planned trading plan was adopted by the reporting person on February 18, 2015. Read SEC document |
| March 02, 2015 Filed Mar 3, 2015 22:47 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 5,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-006649 · doc4.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,897 Read SEC document |
| March 01, 2015 Filed Mar 3, 2015 22:47 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 303,644 | $0.00 Strike: $90.13 | $0.00 |
DisclosureSEC source: 0001225208-15-006649 · doc4.xml · derivative · entry 4 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,644 Underlying: Class A Common Stock · 303,644 shares Expires 2025-03-01 F4 · derivative.exercise_date: The employee stock options vest in four (4) equal annual installments beginning March 1, 2016. Read SEC document |
| March 01, 2015 Filed Mar 3, 2015 22:47 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 49,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-006649 · doc4.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,597 F1 · shares: Settlement of performance stock units in shares of Class A common stock. F2 · balance_after: On August 7, 2014, the reporting person transferred 65,610 shares of Class A common stock to a Grantor Retained Annuity Trust (GRAT) of which the reporting person is a trustee. Prior to the transfer of shares to the GRAT, the reporting person held 227,277 shares of Class A common stock. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 20:33 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 66,986 | $73.47 | $4,921,461.42 |
DisclosureSEC source: 0001225208-14-016305 · doc4.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,277 F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| May 06, 2014 Filed May 8, 2014 20:41 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 64,870 | $0.00 Strike: $23.27 | $0.00 |
DisclosureSEC source: 0001225208-14-012467 · doc4.xml · derivative · entry 4 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,610 Underlying: Class A Common Stock · 64,870 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 20, 2014. The pre-planned trading plan was adopted by the reporting person on February 14, 2014. F3 · derivative.exercise_date: The Reporting Person was awarded 259,480 employee stock options on March 1, 2010. Read SEC document |
| May 06, 2014 Filed May 8, 2014 20:41 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 64,870 | $74.12 | $4,808,073.58 |
DisclosureSEC source: 0001225208-14-012467 · doc4.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,263 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 20, 2014. The pre-planned trading plan was adopted by the reporting person on February 14, 2014. F2 · price: Represents the weighted average sales price for price increments ranging from $73.77 to $74.46. Read SEC document |
| May 06, 2014 Filed May 8, 2014 20:41 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 40,000 | $74.12 | $2,964,744.00 |
DisclosureSEC source: 0001225208-14-012467 · doc4.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,133 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 20, 2014. The pre-planned trading plan was adopted by the reporting person on February 14, 2014. F2 · price: Represents the weighted average sales price for price increments ranging from $73.77 to $74.46. Read SEC document |
| May 06, 2014 Filed May 8, 2014 20:41 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 64,870 | $23.27 | $1,509,784.38 |
DisclosureSEC source: 0001225208-14-012467 · doc4.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 20, 2014. The pre-planned trading plan was adopted by the reporting person on February 14, 2014. Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 23:41 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 297,412 | $0.00 Strike: $77.72 | $0.00 |
DisclosureSEC source: 0001225208-14-007383 · doc4.xml · derivative · entry 2 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,412 Underlying: Class A Common Stock · 297,412 shares Expires 2024-03-01 F3 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2015. Read SEC document |
| February 28, 2014 Filed Mar 4, 2014 23:41 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 62,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-007383 · doc4.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,263 F1 · shares: Settlement of performance stock units in shares of Class A Common Stock. F2 · balance_after: This amount reflects the ten-for-one stock split of the Company's common stock, which was effected in the form of a stock dividend distributed on January 21, 2014. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 29,564 | $0.00 Strike: $222.62 | $0.00 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · derivative · entry 10 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,564 shares Expires 2019-09-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. F10 · derivative.exercise_date: The Reporting Person was awarded 29,564 employee stock options on September 21, 2009. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 6,800 | $552.36 | $3,756,069.08 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · nonDerivative · entry 9 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,207 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. F9 · price: Represents the weighted average sales price for price increments ranging from $551.91 to $552.83. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 6,167 | $550.13 | $3,392,624.58 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · nonDerivative · entry 8 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,007 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. F8 · price: Represents the weighted average sales price for price increments ranging from $549.64 to $550.62. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 5,239 | $551.14 | $2,887,443.94 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · nonDerivative · entry 7 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,174 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. F7 · price: Represents the weighted average sales price for price increments ranging from $550.64 to $551.62. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 4,765 | $549.07 | $2,616,325.70 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · nonDerivative · entry 6 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,413 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. F6 · price: Represents the weighted average sales price for price increments ranging from $548.6 to $549.59. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 3,700 | $553.33 | $2,047,312.86 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · nonDerivative · entry 5 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,178 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. F5 · price: Represents the weighted average sales price for price increments ranging from $552.93 to $553.83. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 2,247 | $547.84 | $1,231,001.65 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · nonDerivative · entry 4 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,878 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. F4 · price: Represents the weighted average sales price for price increments ranging from $547.56 to $548.50. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,466 | $554.87 | $813,441.03 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,125 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. F3 · price: Represents the weighted average sales price for price increments ranging from $554.46 to $555.34. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 680 | $555.76 | $377,915.03 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,591 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. F2 · price: Represents the weighted average sales price for price increments ranging from $555.52 to $556.15. Read SEC document |
| May 06, 2013 Filed May 8, 2013 20:12 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 29,564 | $222.62 | $6,581,537.68 |
DisclosureSEC source: 0001225208-13-011649 · doc4.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 and previously referrenced in a MasterCard Incorporated Form 8-K filed on February 26, 2013. The pre-planned trading plan was adopted by the reporting person on February 21, 2013. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 00:55 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 34,460 | $0.00 Strike: $518.30 | $0.00 |
DisclosureSEC source: 0001225208-13-006480 · doc4.xml · derivative · entry 2 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,460 Underlying: Class A Common Stock · 34,460 shares Expires 2023-03-01 F2 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2014. Read SEC document |
| February 28, 2013 Filed Mar 5, 2013 00:55 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 5,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006480 · doc4.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,707 F1 · shares: Settlement of performance stock units in shares of Class A Common Stock. Read SEC document |
| September 21, 2012 Filed Sep 25, 2012 20:35 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 6,646 | $459.33 | $3,052,673.95 |
DisclosureSEC source: 0001225208-12-020117 · doc4.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,932 F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| March 01, 2012 Filed Mar 3, 2012 00:20 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 25,260 | $0.00 Strike: $420.43 | $0.00 |
DisclosureSEC source: 0001225208-12-006509 · doc4.xml · derivative · entry 1 BANGA AJAY · CIK 0001338914 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,260 Underlying: Class A Common Stock · 25,260 shares Expires 2022-03-01 F1 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2013. Read SEC document |
| September 21, 2011 Filed Sep 22, 2011 22:02 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 2,222 | $348.67 | $774,733.63 |
DisclosureSEC source: 0001181431-11-050258 · rrd322446.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,578 F1 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| March 01, 2011 Filed Mar 2, 2011 22:32 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 27,804 | $0.00 Strike: $240.36 | $0.00 |
DisclosureSEC source: 0001181431-11-014668 · rrd303170.xml · derivative · entry 1 BANGA AJAY · CIK 0001338914 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,804 Underlying: Class A Common Stock · 27,804 shares Expires 2021-03-01 F1 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2012. Read SEC document |
| September 21, 2010 Filed Sep 23, 2010 20:30 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 2,211 | $217.07 | $479,930.72 |
DisclosureSEC source: 0001181431-10-047781 · rrd285973.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,800 F1 · price: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a shareholder-approved stock plan. Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 14:38 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-035733 · rrd280274.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,011 F1 · price: Award of restricted stock units which will vest on the fourth anniversary of the grant date (as contemplated by the Chief Executive Officer offer letter entered into by the Reporting Person and MasterCard Incorporated on April 12, 2010). Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 00:19 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 25,948 | $0.00 Strike: $232.74 | $0.00 |
DisclosureSEC source: 0001181431-10-013297 · rrd268296.xml · derivative · entry 1 BANGA AJAY · CIK 0001338914 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,948 Underlying: Class A Common Stock · 25,948 shares Expires 2020-03-01 F1 · derivative.exercise_date: The employee stock options vest in four equal annual installments beginning March 1, 2011. Read SEC document |
| September 21, 2009 Filed Sep 23, 2009 21:09 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 29,564 | $0.00 Strike: $222.62 | $0.00 |
DisclosureSEC source: 0001181431-09-044901 · rrd253483.xml · derivative · entry 2 BANGA AJAY · CIK 0001338914 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,564 Underlying: Class A Common Stock · 29,564 shares Expires 2019-09-21 F2 · derivative.exercise_date: The employee stock options will vest in 3 equal annual installments beginning March 21, 2010. Read SEC document |
| September 21, 2009 Filed Sep 23, 2009 21:09 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 22,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-044901 · rrd253483.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,011 F1 · price: The award of restricted stock units will vest 20% on September 21, 2010; 20% on September 21, 2011; and 60% on September 21, 2012. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 17:05 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 34,763 | $3.19 | $110,893.97 |
DisclosureSEC source: 0001181431-09-004351 · rrd230662.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,546.7 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:42 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003440 · rrd229568.xml · derivative · entry 4 BANGA AJAY · CIK 0001338914 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F3 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:42 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 203,390 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003440 · rrd229568.xml · derivative · entry 3 BANGA AJAY · CIK 0001338914 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,390 Underlying: Common Stock · 203,390 shares Expires 2019-01-14 F3 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 20:42 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 385,273.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003440 · rrd229568.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · CEO, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,309.7 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. F2 · balance_after: Reflects a distribution of shares to the Reporting Person in accordance with the terms of a Grantor Retained Annuity Trust. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 19:09 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 13,959 | $24.20 | $337,807.80 |
DisclosureSEC source: 0001181431-08-005290 · rrd191386.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,896.8 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 22, 2008 Filed Jan 24, 2008 19:09 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 246,233.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-005290 · rrd191386.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,855.8 F1 · shares: Award of shares pursuant to the Issuer's 1999 Stock Incentive Plan. Read SEC document |
| May 25, 2007 Filed May 30, 2007 17:43 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 26,079 | $0.00 Strike: $55.12 | $0.00 |
DisclosureSEC source: 0001181431-07-036279 · rrd160665.xml · derivative · entry 6 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,079 Underlying: Common Stock · 26,079 shares Expires 2008-11-02 Read SEC document |
| May 25, 2007 Filed May 30, 2007 17:43 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 38,000 | $0.00 Strike: $21.92 | $0.00 |
DisclosureSEC source: 0001181431-07-036279 · rrd160665.xml · derivative · entry 5 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,057 Underlying: Common Stock · 38,000 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2007 Filed May 30, 2007 17:43 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 10,917 | $54.93 | $599,670.81 |
DisclosureSEC source: 0001181431-07-036279 · rrd160665.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,538.1 Read SEC document |
| May 25, 2007 Filed May 30, 2007 17:43 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 15,162 | $54.93 | $832,848.66 |
DisclosureSEC source: 0001181431-07-036279 · rrd160665.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,455.1 Read SEC document |
| May 25, 2007 Filed May 30, 2007 17:43 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionCommon Stock | 38,000 | $21.92 | $832,868.80 |
DisclosureSEC source: 0001181431-07-036279 · rrd160665.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,617.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects a distribution of shares to the Reporting Person in accordance with the terms of a Grantor Retained Annuity Trust. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 18:02 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 18,373.5 | $54.55 | $1,002,274.43 |
DisclosureSEC source: 0001181431-07-005588 · rrd143965.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,245.1 F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:07 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 17,627.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004730 · rrd143283.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,618.6 F1 · shares: Award of restricted stock. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 19:07 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 39,172.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-004730 · rrd143283.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,991 F1 · shares: Award of restricted stock. Read SEC document |
| May 16, 2006 Filed May 18, 2006 16:26 UTC | CITIGROUP INC C · Entity 2837 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 7,100 | $0.00 Strike: $21.92 | $0.00 |
DisclosureSEC source: 0001181431-06-031428 · rrd118250.xml · derivative · entry 5 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,057 Underlying: Common Stock · 7,100 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2006 Filed May 18, 2006 16:26 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 1,892 | $49.51 | $93,672.92 |
DisclosureSEC source: 0001181431-06-031428 · rrd118250.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,818.5 Read SEC document |
| May 16, 2006 Filed May 18, 2006 16:26 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 3,143 | $49.51 | $155,609.93 |
DisclosureSEC source: 0001181431-06-031428 · rrd118250.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Co-CEO, Global Consumer Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,710.5 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.