Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | CEO, Asia Pacific | January 20, 2009 | January 22, 2009 |
| DOW INC.DOW · Entity 3233 | Director | April 09, 2020 | April 13, 2020 |
| DuPont de Nemours, Inc.DWDP · Entity 3297 | Director | January 01, 2019 | January 07, 2019 |
| Mastercard IncMA · Entity 1763 | Director · Executive Chairman | September 01, 2021 | September 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 20, 2009 · Filed January 22, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 719,546.7 |
Reported balance
After 2009-01-20 transaction · row 1
1 source rowRow 1 · 2009-01-20 · Tax withholding · Disposed 34,763 · Balance 719,546.7 F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. |
| Common StockSEC Table I · non-derivative | IndirectBy GRATS | 50,701 |
Reported balance
Holding disclosure · report date 2009-01-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,701 |
Filing footnotes · ownership attribution and instrument terms
F1: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock.
DOW INC.
Report date April 09, 2020 · Filed April 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,272 |
Reported balance
After 2020-04-09 transaction · row 1
1 source rowRow 1 · 2020-04-09 · Grant · Acquired 5,061 · Balance 14,272 F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person.
DuPont de Nemours, Inc.
Report date January 01, 2019 · Filed January 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,496 |
Reported balance
Holding disclosure · report date 2019-01-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 17,496 |
Mastercard Inc
Report date September 01, 2021 · Filed September 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy GRAT | 79,667 |
Reported balance
After 2021-09-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-09-01 · Gift · Disposed 2,854 · Balance 79,667 F2: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. F1: On September 1-2, 2021, Grantor Annuity Trusts (GRATs), of which the reporting person is a trustee, transferred a total of 18,530 shares of Class A Common Stock to the reporting person, and the reporting person transferred 25,000 shares of Class A Common Stock to GRATs of which the reporting person is a trustee. The transactions were part of routine financial management and were exempt from reporting. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust | 38,341 |
Reported balance
After 2021-09-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-09-01 · Gift · Acquired 2,854 · Balance 38,341 F2: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. |
| Class A Common StockSEC Table I · non-derivative | Direct | 251,306 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 251,306 F1: On September 1-2, 2021, Grantor Annuity Trusts (GRATs), of which the reporting person is a trustee, transferred a total of 18,530 shares of Class A Common Stock to the reporting person, and the reporting person transferred 25,000 shares of Class A Common Stock to GRATs of which the reporting person is a trustee. The transactions were part of routine financial management and were exempt from reporting. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Trust (Spouse) | 33,142 |
Reported balance
Holding disclosure · report date 2021-09-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 33,142 |
Filing footnotes · ownership attribution and instrument terms
F1: On September 1-2, 2021, Grantor Annuity Trusts (GRATs), of which the reporting person is a trustee, transferred a total of 18,530 shares of Class A Common Stock to the reporting person, and the reporting person transferred 25,000 shares of Class A Common Stock to GRATs of which the reporting person is a trustee. The transactions were part of routine financial management and were exempt from reporting.
F2: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DOW CHEMICAL CO /DE/
Report date August 31, 2017 · Filed September 05, 2017
Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-31 transaction · row 1
1 source rowRow 1 · 2017-08-31 · Disposition to issuer · Disposed 14,816 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2021 Filed Sep 3, 2021 20:06 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 2,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-21-000164 · wf-form4_163069956415861.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 38,341 F2 · shares: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 20:06 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 2,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-21-000164 · wf-form4_163069956415861.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT Disclosed balance after: 79,667 F2 · shares: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. F1 · balance_after: On September 1-2, 2021, Grantor Annuity Trusts (GRATs), of which the reporting person is a trustee, transferred a total of 18,530 shares of Class A Common Stock to the reporting person, and the reporting person transferred 25,000 shares of Class A Common Stock to GRATs of which the reporting person is a trustee. The transactions were part of routine financial management and were exempt from reporting. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 21:56 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $77.72 | $0.00 |
DisclosureSEC source: 0001141391-21-000147 · wf-form4_162638616308704.xml · derivative · entry 7 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,412 Underlying: Class A Common Stock · 60,000 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F3 · derivative.exercise_date: The reporting person was awarded 297,412 employee stock options on March 1, 2014, which had fully vested. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 21:56 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $391.07 | $39,107.00 |
DisclosureSEC source: 0001141391-21-000147 · wf-form4_162638616308704.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,776 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 21:56 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 59,900 | $390.34 | $23,381,126.40 |
DisclosureSEC source: 0001141391-21-000147 · wf-form4_162638616308704.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,876 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $390.00 to $390.91. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 21:56 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 60,000 | $77.72 | $4,663,200.00 |
DisclosureSEC source: 0001141391-21-000147 · wf-form4_162638616308704.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. Read SEC document |
| May 18, 2021 Filed May 18, 2021 21:00 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 2,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-21-000110 · wf-form4_162137156654034.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,776 F1 · shares: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. F2 · balance_after: On May 11-12, 2021, a Grantor Retained Annuity Trust (GRAT), of which the reporting person is a trustee, transferred 8,671 shares of Class A Common Stock to the reporting person and the reporting person transferred 25,000 shares of Class A Common Stock to a GRAT of which the reporting person is a trustee. These transactions were part of routine financial management and were exempt from reporting. Read SEC document |
| May 13, 2021 Filed May 18, 2021 21:00 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 18,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-21-000110 · wf-form4_162137156654034.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (Spouse) Disclosed balance after: 33,142 F1 · shares: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. Read SEC document |
| May 13, 2021 Filed May 18, 2021 21:00 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 18,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-21-000110 · wf-form4_162137156654034.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,487 F1 · shares: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 130,000 | $0.00 Strike: $77.72 | $0.00 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · derivative · entry 14 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,412 Underlying: Class A Common Stock · 130,000 shares Expires 2024-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F10 · derivative.exercise_date: The reporting person was awarded 297,412 employee stock options on March 1, 2014, which had fully vested. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 100 | $383.84 | $38,384.00 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 10 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,848 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 21,835 | $383.16 | $8,366,381.57 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 9 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,948 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F9 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $382.83 to $383.72. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 21,446 | $382.47 | $8,202,408.73 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 8 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,783 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F8 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $381.83 to $382.82. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 4,693 | $381.28 | $1,789,338.12 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 7 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,229 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F7 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $380.83 to $381.75. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 21,944 | $380.17 | $8,342,470.23 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 6 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,922 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F6 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $379.82 to $380.81. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 35,517 | $379.31 | $13,472,034.96 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 5 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,866 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F5 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $378.81 to $379.80. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 2,947 | $378.41 | $1,115,175.15 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 4 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,383 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F4 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $377.81 to $378.78. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 10,350 | $377.24 | $3,904,416.41 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,330 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F3 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $376.81 to $377.77. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 11,168 | $376.17 | $4,201,117.93 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,680 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. F2 · price: The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $375.78 to $376.71. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:12 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 130,000 | $77.72 | $10,103,600.00 |
DisclosureSEC source: 0001141391-21-000108 · wf-form4_162015913137185.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:52 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 33,261 | $0.00 Strike: $362.80 | $0.00 |
DisclosureSEC source: 0001141391-21-000045 · wf-form4_161473633540358.xml · derivative · entry 7 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,261 Underlying: Class A Common Stock · 33,261 shares Expires 2031-03-01 F4 · derivative.exercise_date: The employee stock options vest in four (4) equal annual installments beginning March 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:52 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 8,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-21-000045 · wf-form4_161473633540358.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,848 F3 · shares: Award of restricted stock units pursuant to the terms of a stockholder-approved plan that will vest in four (4) equal annual installments beginning March 1, 2022. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 01:52 UTC | Mastercard Inc MA · Entity 1763 | Tax withholdingClass A Common Stock | 1,566 | $362.81 | $568,160.46 |
DisclosureSEC source: 0001141391-21-000045 · wf-form4_161473633540358.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,341 F2 · shares: Represents withholding of shares to pay tax liability incident to the vesting of restricted stock units pursuant to the terms of a stockholder-approved plan. Read SEC document |
| February 28, 2021 Filed Mar 3, 2021 01:52 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 13,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-21-000045 · wf-form4_161473633540358.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,907 F1 · shares: Settlement of performance stock units in shares of Class A common stock. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 23:26 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 14,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-20-000219 · wf-form4_160798837519170.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,953 Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:26 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-20-000215 · wf-form4_160711717351202.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust (Spouse) Disclosed balance after: 15,000 F1 · shares: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. Read SEC document |
| December 02, 2020 Filed Dec 4, 2020 21:26 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-20-000215 · wf-form4_160711717351202.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · shares: The transactions reported in this form were entered into by the reporting person as part of routine personal financial management. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 21:57 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-20-000188 · wf-form4_159917026343349.xml · nonDerivative · entry 4 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,000 F1 · shares: The transactions reported in this form were effected by the reporting person for personal financial management purposes. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 21:57 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 18,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-20-000188 · wf-form4_159917026343349.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 53,629 F1 · shares: The transactions reported in this form were effected by the reporting person for personal financial management purposes. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 21:57 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-20-000188 · wf-form4_159917026343349.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,653 F1 · shares: The transactions reported in this form were effected by the reporting person for personal financial management purposes. Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 21:57 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 18,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-20-000188 · wf-form4_159917026343349.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,653 F1 · shares: The transactions reported in this form were effected by the reporting person for personal financial management purposes. F2 · balance_after: On August 27-28, 2020, a Grantor Retained Annuity Trust (GRAT), of which the reporting person is a trustee, transferred 5,649 shares of Class A Common Stock to the reporting person and the reporting person transferred 25,000 shares of Class A Common Stock to a GRAT of which the reporting person is a trustee. These transactions were part of routine financial management and were exempt from reporting. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 20:52 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 61,067 | $0.00 Strike: $51.83 | $0.00 |
DisclosureSEC source: 0001141391-20-000157 · wf-form4_159562393568826.xml · derivative · entry 7 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 61,067 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F5 · derivative.exercise_date: The reporting person was awarded 344,600 employee stock options on March 1, 2013, which vested in four equal installments beginning on March 1, 2014. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 20:52 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 1,500 | $317.08 | $475,619.55 |
DisclosureSEC source: 0001141391-20-000157 · wf-form4_159562393568826.xml · nonDerivative · entry 4 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,304 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F4 · price: This transaction was executed in multiple trades at prices ranging from $317.00 to $317.19. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 20:52 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 22,250 | $316.61 | $7,044,481.28 |
DisclosureSEC source: 0001141391-20-000157 · wf-form4_159562393568826.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,804 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $316.00 to $316.9950. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 20:52 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 37,317 | $315.41 | $11,770,177.36 |
DisclosureSEC source: 0001141391-20-000157 · wf-form4_159562393568826.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,054 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $315.00 to $315.9950. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 20:52 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 61,067 | $51.83 | $3,165,102.61 |
DisclosureSEC source: 0001141391-20-000157 · wf-form4_159562393568826.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:35 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 102,000 | $0.00 Strike: $51.83 | $0.00 |
DisclosureSEC source: 0001141391-20-000118 · wf-form4_159199410068151.xml · derivative · entry 6 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,067 Underlying: Class A Common Stock · 102,000 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F4 · derivative.exercise_date: The reporting person was awarded 344,600 employee stock options on March 1, 2013, which vested in four equal installments beginning on March 1, 2014. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:35 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 700 | $316.02 | $221,214.49 |
DisclosureSEC source: 0001141391-20-000118 · wf-form4_159199410068151.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,304 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $316.00 to $316.06. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:35 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 101,300 | $315.28 | $31,937,803.22 |
DisclosureSEC source: 0001141391-20-000118 · wf-form4_159199410068151.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,004 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $315.00 to $315.99. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 20:35 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 102,000 | $51.83 | $5,286,660.00 |
DisclosureSEC source: 0001141391-20-000118 · wf-form4_159199410068151.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:49 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 81,533 | $0.00 Strike: $51.83 | $0.00 |
DisclosureSEC source: 0001141391-20-000108 · wf-form4_158992137199722.xml · derivative · entry 9 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,067 Underlying: Class A Common Stock · 81,533 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F8 · derivative.exercise_date: The reporting person was awarded 344,600 employee stock options on March 1, 2013, of which 163,067 remain and are fully vested. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:49 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 19,723 | $289.60 | $5,711,786.72 |
DisclosureSEC source: 0001141391-20-000108 · wf-form4_158992137199722.xml · nonDerivative · entry 6 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,304 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F7 · price: This transaction was executed in multiple trades at prices ranging from $289.19 to $289.82. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:49 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 8,320 | $288.74 | $2,402,275.20 |
DisclosureSEC source: 0001141391-20-000108 · wf-form4_158992137199722.xml · nonDerivative · entry 5 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,027 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F6 · price: This transaction was executed in multiple trades at prices ranging from $288.17 to $289.13. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:49 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 13,362 | $287.39 | $3,840,091.82 |
DisclosureSEC source: 0001141391-20-000108 · wf-form4_158992137199722.xml · nonDerivative · entry 4 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,347 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F5 · price: This transaction was executed in multiple trades at prices ranging from $287.06 to $288.00. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:49 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 25,858 | $286.46 | $7,407,349.91 |
DisclosureSEC source: 0001141391-20-000108 · wf-form4_158992137199722.xml · nonDerivative · entry 3 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,709 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F4 · price: This transaction was executed in multiple trades at prices ranging from $286.055 to $287.035. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:49 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 14,270 | $285.50 | $4,074,129.24 |
DisclosureSEC source: 0001141391-20-000108 · wf-form4_158992137199722.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,567 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $285.01 to $286.00. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:49 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 81,533 | $51.83 | $4,225,855.39 |
DisclosureSEC source: 0001141391-20-000108 · wf-form4_158992137199722.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on March 12, 2020. F2 · balance_after: As part of routine personal financial management, (1) on May 7, 2020, a Grantor Retained Annuity Trust (GRAT), of which the reporting person is a trustee, transferred 14,639 shares of Class A Common Stock to the reporting person, and (2) on May 8, 2020, the reporting person transferred 25,000 shares of Class A Common Stock to a GRAT of which the reporting person is a trustee. Prior to these transactions, the reporting person directly held 333,665 shares of Class A Common Stock and indirectly held 30,010 shares of Class A Common Stock by GRAT. These transactions are exempt from reporting. Read SEC document |
| April 09, 2020 Filed Apr 13, 2020 21:19 UTC | DOW INC. DOW · Entity 3233 | GrantCommon Stock | 5,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006413 · doc4.xml · nonDerivative · entry 1 BANGA AJAY · CIK 0001338914 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,272 F1 · shares: Time vested restricted stock units to be settled in one installment of shares of common stock of the Issuer following the date of separation of the Reporting Person. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:01 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Options (right to buy) · Derivative | 63,709 | $0.00 Strike: $290.25 | $0.00 |
DisclosureSEC source: 0001141391-20-000062 · wf-form4_158327286235969.xml · derivative · entry 5 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,709 Underlying: Class A Common Stock · 63,709 shares Expires 2030-03-01 F3 · derivative.exercise_date: The employee stock options vest in four (4) equal annual installments beginning March 1, 2021. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:01 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 12,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-20-000062 · wf-form4_158327286235969.xml · nonDerivative · entry 2 BANGA AJAY · CIK 0001338914 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,665 F2 · shares: Award of restricted stock units pursuant to the terms of a stockholder-approved plan that will vest in four (4) equal annual installments beginning March 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.