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FELDBAUM CARL B

Disclosed activity across 1 company

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117070
SEC CIK
0001326377

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EXELIXIS, INC.EXEL · Entity 3386DirectorFebruary 09, 2023February 11, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EXELIXIS, INC.

Report date February 09, 2023 · Filed February 11, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect58,701 Reported balance After 2023-02-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-02-09 · Exercise / conversion · Acquired 40,000 · Balance 58,701

F1: Includes 10,180 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Common StockSEC Table I · non-derivativeDirect18,701 Reported balance After 2023-02-09 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-02-09 · Sale · Disposed 40,000 · Balance 18,701

F2: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.76 to $17.82. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.30 · Expires 2023-05-25Direct0 Reported balance After 2023-02-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-09 · Exercise / conversion · Disposed 40,000 · Balance 0

F3: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 26, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 10,180 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

F2: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.76 to $17.82. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

F3: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 26, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2023 Filed Feb 11, 2023 00:56 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 40,000 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0000939767-23-000021 · wf-form4_167607695196458.xml · derivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 26, 2016.

Read SEC document
February 09, 2023 Filed Feb 11, 2023 00:56 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 40,000 $17.78 $711,200.00
Disclosure

SEC source: 0000939767-23-000021 · wf-form4_167607695196458.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,701

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.76 to $17.82. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
February 09, 2023 Filed Feb 11, 2023 00:56 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 40,000 $6.30 $252,000.00
Disclosure

SEC source: 0000939767-23-000021 · wf-form4_167607695196458.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 10,180 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
May 26, 2022 Filed May 28, 2022 00:03 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantOption (right to buy) · Derivative 20,360 $0.00 Strike: $18.19 $0.00
Disclosure

SEC source: 0000939767-22-000071 · wf-form4_165369618175201.xml · derivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,360

Underlying: Common Stock · 20,360 shares

Expires 2029-05-25

F4 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 100% of the shares subject to the option on the first anniversary of the date of grant, subject to the Reporting Person's continuous service through such date.

Read SEC document
May 26, 2022 Filed May 28, 2022 00:03 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantCommon Stock 10,180 $0.00 $0.00
Disclosure

SEC source: 0000939767-22-000071 · wf-form4_165369618175201.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,701

F1 · security: Represents shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Exelixis, Inc. common stock.

F2 · date: The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The restricted stock units will vest as to 100% of the shares subject to the restricted stock unit award on May 26, 2023, subject to the Reporting Person's continuous service through that date.

F3 · balance_after: Includes 10,180 shares of Exelixis, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:20 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $3.13 $0.00
Disclosure

SEC source: 0000939767-22-000030 · wf-form4_164575203840999.xml · derivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 28, 2015.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:20 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 20,000 $19.49 $389,800.00
Disclosure

SEC source: 0000939767-22-000030 · wf-form4_164575203840999.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.48 to $19.49. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:20 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 20,000 $3.13 $62,600.00
Disclosure

SEC source: 0000939767-22-000030 · wf-form4_164575203840999.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 01:11 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $3.13 $0.00
Disclosure

SEC source: 0000939767-21-000105 · wf-form4_163771629639082.xml · derivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 28, 2015.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 01:11 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 20,000 $17.62 $352,400.00
Disclosure

SEC source: 0000939767-21-000105 · wf-form4_163771629639082.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $17.57 to $17.68. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 01:11 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 20,000 $3.13 $62,600.00
Disclosure

SEC source: 0000939767-21-000105 · wf-form4_163771629639082.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 29, 2021 00:35 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantOption (right to buy) · Derivative 33,549 $0.00 Strike: $22.48 $0.00
Disclosure

SEC source: 0000939767-21-000066 · wf-form4_162224849162336.xml · derivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,549

Underlying: Common Stock · 33,549 shares

Expires 2028-05-26

F1 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 100% of the shares subject to the option on the first anniversary of the date of grant, subject to the Reporting Person's continuous service through such date.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 01:03 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0000939767-21-000014 · wf-form4_161361018341592.xml · derivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 29, 2014.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 01:03 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 20,000 $21.96 $439,200.00
Disclosure

SEC source: 0000939767-21-000014 · wf-form4_161361018341592.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.82 to $22.13. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 01:03 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 20,000 $3.38 $67,600.00
Disclosure

SEC source: 0000939767-21-000014 · wf-form4_161361018341592.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 23, 2020 00:59 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantOption (right to buy) · Derivative 30,750 $0.00 Strike: $24.62 $0.00
Disclosure

SEC source: 0000939767-20-000095 · wf-form4_159019554550888.xml · derivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,750

Underlying: Common Stock · 30,750 shares

Expires 2027-05-20

F1 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 100% of the shares subject to the option on the first anniversary of the date of grant, subject to the Reporting Person's continuous service through such date.

Read SEC document
May 07, 2020 Filed May 9, 2020 01:14 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 20,000 $0.00 Strike: $3.38 $0.00
Disclosure

SEC source: 0000939767-20-000072 · wf-form4_158898685314353.xml · derivative · entry 5

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2021-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 40,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 29, 2014.

Read SEC document
May 07, 2020 Filed May 9, 2020 01:14 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 11,546 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0000939767-20-000072 · wf-form4_158898685314353.xml · derivative · entry 4

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,546 shares

Expires 2020-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option, representing the right to purchase a total of 43,546 shares of Exelixis, Inc. common stock, became fully exercisable on December 6, 2013.

Read SEC document
May 07, 2020 Filed May 9, 2020 01:14 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 31,546 $25.02 $789,280.92
Disclosure

SEC source: 0000939767-20-000072 · wf-form4_158898685314353.xml · nonDerivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

Read SEC document
May 07, 2020 Filed May 9, 2020 01:14 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 20,000 $3.38 $67,600.00
Disclosure

SEC source: 0000939767-20-000072 · wf-form4_158898685314353.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 9, 2020 01:14 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 11,546 $5.82 $67,197.72
Disclosure

SEC source: 0000939767-20-000072 · wf-form4_158898685314353.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:00 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 6,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0000939767-20-000041 · wf-form4_158345642118424.xml · derivative · entry 6

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2020-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to purchase a total of 30,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 23, 2013.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:00 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 32,000 $0.00 Strike: $5.82 $0.00
Disclosure

SEC source: 0000939767-20-000041 · wf-form4_158345642118424.xml · derivative · entry 5

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,546

Underlying: Common Stock · 32,000 shares

Expires 2020-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 43,546 shares of Exelixis, Inc. common stock, became fully exercisable on December 6, 2013.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:00 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 653 $18.41 $12,021.73
Disclosure

SEC source: 0000939767-20-000041 · wf-form4_158345642118424.xml · nonDerivative · entry 4

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $18.39 to $18.45. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:00 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 37,347 $18.85 $703,990.95
Disclosure

SEC source: 0000939767-20-000041 · wf-form4_158345642118424.xml · nonDerivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,174

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $18.46 to $19.46. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:00 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 6,000 $4.58 $27,480.00
Disclosure

SEC source: 0000939767-20-000041 · wf-form4_158345642118424.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 01:00 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 32,000 $5.82 $186,240.00
Disclosure

SEC source: 0000939767-20-000041 · wf-form4_158345642118424.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 25, 2019 00:30 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantOption (right to buy) · Derivative 42,641 $0.00 Strike: $19.77 $0.00
Disclosure

SEC source: 0000939767-19-000129 · wf-form4_155874423703690.xml · derivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,641

Underlying: Common Stock · 42,641 shares

Expires 2026-05-22

F1 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 100% of the shares subject to the option on the first anniversary of the date of grant, subject to the Reporting Person's continuous service through such date.

Read SEC document
February 15, 2019 Filed Feb 16, 2019 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 GiftCommon Stock 6,700 $0.00 $0.00
Disclosure

SEC source: 0000939767-19-000025 · wf-form4_155027915849687.xml · nonDerivative · entry 5

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,521

Read SEC document
February 14, 2019 Filed Feb 16, 2019 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 24,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0000939767-19-000025 · wf-form4_155027915849687.xml · derivative · entry 8

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 24,000 shares

Expires 2020-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to purchase a total of 30,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 23, 2013.

Read SEC document
February 14, 2019 Filed Feb 16, 2019 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 11,500 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0000939767-19-000025 · wf-form4_155027915849687.xml · derivative · entry 7

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 24, 2012.

Read SEC document
February 14, 2019 Filed Feb 16, 2019 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $5.92 $0.00
Disclosure

SEC source: 0000939767-19-000025 · wf-form4_155027915849687.xml · derivative · entry 6

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 19, 2010.

Read SEC document
February 14, 2019 Filed Feb 16, 2019 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 50,500 $22.03 $1,112,515.00
Disclosure

SEC source: 0000939767-19-000025 · wf-form4_155027915849687.xml · nonDerivative · entry 4

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,221

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.01 to $22.08. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

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February 14, 2019 Filed Feb 16, 2019 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 24,000 $4.58 $109,920.00
Disclosure

SEC source: 0000939767-19-000025 · wf-form4_155027915849687.xml · nonDerivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 14, 2019 Filed Feb 16, 2019 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 11,500 $4.57 $52,555.00
Disclosure

SEC source: 0000939767-19-000025 · wf-form4_155027915849687.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 16, 2019 01:06 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 15,000 $5.92 $88,800.00
Disclosure

SEC source: 0000939767-19-000025 · wf-form4_155027915849687.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 23:59 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 3,500 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0000939767-18-000116 · wf-form4_152789757102712.xml · derivative · entry 5

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 3,500 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 24, 2012.

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May 30, 2018 Filed Jun 1, 2018 23:59 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 11,250 $0.00 Strike: $4.16 $0.00
Disclosure

SEC source: 0000939767-18-000116 · wf-form4_152789757102712.xml · derivative · entry 4

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2019-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 11,250 shares of Exelixis, Inc. common stock, became fully exercisable on May 14, 2009.

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May 30, 2018 Filed Jun 1, 2018 23:59 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 34,262 $20.60 $705,797.20
Disclosure

SEC source: 0000939767-18-000116 · wf-form4_152789757102712.xml · nonDerivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,221

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.57 to $20.68. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

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May 30, 2018 Filed Jun 1, 2018 23:59 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 3,500 $4.57 $15,995.00
Disclosure

SEC source: 0000939767-18-000116 · wf-form4_152789757102712.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2018 Filed Jun 1, 2018 23:59 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 11,250 $4.16 $46,800.00
Disclosure

SEC source: 0000939767-18-000116 · wf-form4_152789757102712.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2018 Filed May 25, 2018 00:18 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantOption (right to buy) · Derivative 31,167 $0.00 Strike: $20.50 $0.00
Disclosure

SEC source: 0000939767-18-000101 · wf-form4_152720746245658.xml · derivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,167

Underlying: Common Stock · 31,167 shares

Expires 2025-05-23

F1 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 1/12th of the shares subject to the option each month following the date of grant, subject to the Reporting Person's continuous service through such dates.

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March 05, 2018 Filed Mar 8, 2018 00:26 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 11,000 $0.00 Strike: $11.66 $0.00
Disclosure

SEC source: 0000939767-18-000040 · wf-form4_152046875776642.xml · derivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,000 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 19, 2011.

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March 05, 2018 Filed Mar 8, 2018 00:26 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 11,000 $23.88 $262,680.00
Disclosure

SEC source: 0000939767-18-000040 · wf-form4_152046875776642.xml · nonDerivative · entry 2

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,733

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $23.86 to $23.98. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:26 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionCommon Stock 11,000 $11.66 $128,260.00
Disclosure

SEC source: 0000939767-18-000040 · wf-form4_152046875776642.xml · nonDerivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2017 Filed May 27, 2017 00:51 UTC EXELIXIS, INC. EXEL · Entity 3386 GrantOption (right to buy) · Derivative 23,491 $0.00 Strike: $19.57 $0.00
Disclosure

SEC source: 0000939767-17-000114 · wf-form4_149584625322744.xml · derivative · entry 1

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,491

Underlying: Common Stock · 23,491 shares

Expires 2024-05-24

F1 · derivative.exercise_date: Option granted pursuant to the Exelixis, Inc. 2017 Equity Incentive Plan. The option is exercisable immediately, subject to repurchase provisions, and will vest as to 1/12th of the shares subject to the option each month following the date of grant, subject to the Reporting Person's continuous service through such dates.

Read SEC document
May 15, 2017 Filed May 17, 2017 01:13 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $7.97 $0.00
Disclosure

SEC source: 0000939767-17-000087 · wf-form4_149498359731409.xml · derivative · entry 6

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 2, 2008.

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May 15, 2017 Filed May 17, 2017 01:13 UTC EXELIXIS, INC. EXEL · Entity 3386 Exercise / conversionOption (right to buy) · Derivative 4,000 $0.00 Strike: $11.66 $0.00
Disclosure

SEC source: 0000939767-17-000087 · wf-form4_149498359731409.xml · derivative · entry 5

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 4,000 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, representing the right to purchase a total of 15,000 shares of Exelixis, Inc. common stock, became fully exercisable on May 19, 2011.

Read SEC document
May 15, 2017 Filed May 17, 2017 01:13 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 13,988 $21.59 $302,000.92
Disclosure

SEC source: 0000939767-17-000087 · wf-form4_149498359731409.xml · nonDerivative · entry 4

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,733

F2 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.58 to $21.60. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
May 15, 2017 Filed May 17, 2017 01:13 UTC EXELIXIS, INC. EXEL · Entity 3386 SaleCommon Stock 19,000 $21.57 $409,830.00
Disclosure

SEC source: 0000939767-17-000087 · wf-form4_149498359731409.xml · nonDerivative · entry 3

FELDBAUM CARL B · CIK 0001326377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,721

F1 · price: Represents the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.56 to $21.58. Reporting Person undertakes to provide Exelixis, Inc., any security holder of Exelixis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.