Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Chief Public Affairs Officer | February 10, 2023 | February 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date February 10, 2023 · Filed February 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,582 |
Ending reported balance
After 2023-02-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-10 · Exercise / conversion · Acquired 452 · Balance 20,786 F1: Conversion occurs on a one-for-one basis. Row 2 · 2023-02-10 · Tax withholding · Disposed 204 · Balance 20,582 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,359 |
Reported balance
After 2023-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-10 · Exercise / conversion · Disposed 452 · Balance 1,359 F1: Conversion occurs on a one-for-one basis. F2: Vesting occurs 25% per year beginning one year from 2/10/2022. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: Vesting occurs 25% per year beginning one year from 2/10/2022.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2016 Filed Nov 3, 2016 13:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 15,494 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-16-065988 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Vice President, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,494 Underlying: Common Stock · 15,494 shares Expires 2026-02-05 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.