Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Chief Public Affairs Officer | February 10, 2023 | February 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date February 10, 2023 · Filed February 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,582 |
Ending reported balance
After 2023-02-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-10 · Exercise / conversion · Acquired 452 · Balance 20,786 F1: Conversion occurs on a one-for-one basis. Row 2 · 2023-02-10 · Tax withholding · Disposed 204 · Balance 20,582 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,359 |
Reported balance
After 2023-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-10 · Exercise / conversion · Disposed 452 · Balance 1,359 F1: Conversion occurs on a one-for-one basis. F2: Vesting occurs 25% per year beginning one year from 2/10/2022. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: Vesting occurs 25% per year beginning one year from 2/10/2022.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2023 Filed Feb 14, 2023 06:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 452 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005009 · form4.xml · derivative · entry 3 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,359 Underlying: Common Stock · 452 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 06:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 204 | $61.17 | $12,478.68 |
DisclosureSEC source: 0001127602-23-005009 · form4.xml · nonDerivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,582 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 06:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 452 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005009 · form4.xml · nonDerivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,786 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 06:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004590 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,828 Underlying: Common Stock · 4,828 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 06:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 3,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004590 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,863 Underlying: Common Stock · 3,863 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 08:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,156 | $57.09 | $65,996.04 |
DisclosureSEC source: 0001127602-23-001701 · form4.xml · nonDerivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,334 Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 08:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 4,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-001701 · form4.xml · nonDerivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,490 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2022. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 07:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-028118 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,811 Underlying: Common Stock · 3 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 07:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-028118 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,322 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 1,500 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-22-025575 · form4.xml · derivative · entry 6 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,712 Underlying: Common Stock · 1,500 shares Expires 2026-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 3,874 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-22-025575 · form4.xml · derivative · entry 5 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,874 shares Expires 2026-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vested in full. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 2,279 | $53.60 | $122,154.40 |
DisclosureSEC source: 0001127602-22-025575 · form4.xml · nonDerivative · entry 4 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,108 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 3,095 | $53.60 | $165,892.00 |
DisclosureSEC source: 0001127602-22-025575 · form4.xml · nonDerivative · entry 3 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,387 Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,500 | $26.98 | $40,470.00 |
DisclosureSEC source: 0001127602-22-025575 · form4.xml · nonDerivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,874 | $21.06 | $81,586.44 |
DisclosureSEC source: 0001127602-22-025575 · form4.xml · nonDerivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 09:03 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022572 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 09:03 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022572 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,311 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 10:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018002 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,804 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 10:12 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018002 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,299 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 09:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010618 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,799 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 09:14 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010618 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,284 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004343 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,795 Underlying: Common Stock · 1,795 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 06:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 14,468 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0001127602-22-004343 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,468 Underlying: Common Stock · 14,468 shares Expires 2032-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 06:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 3,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003870 · form4.xml · derivative · entry 3 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,688 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 06:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,134 | $46.07 | $52,243.38 |
DisclosureSEC source: 0001127602-22-003870 · form4.xml · nonDerivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,108 Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 06:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-003870 · form4.xml · nonDerivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 06:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-031492 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,270 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 06:04 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-031492 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,684 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 06:37 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-025550 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,258 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 06:37 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-025550 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,675 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 08:36 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020470 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,247 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 08:36 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020470 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,668 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 06:44 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012148 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,238 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 06:44 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012148 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 06:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 3,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005071 · form4.xml · derivative · entry 3 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 06:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,260 | $61.06 | $76,935.60 |
DisclosureSEC source: 0001127602-21-005071 · form4.xml · nonDerivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,866 Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 06:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005071 · form4.xml · nonDerivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 06:15 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 5,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004522 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,228 Underlying: Common Stock · 5,228 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · shares: Represents the special grant of restricted stock units that were awarded to select employees of the Company. F4 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F5 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 06:15 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 12,900 | $0.00 Strike: $57.39 | $0.00 |
DisclosureSEC source: 0001127602-21-004522 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,900 Underlying: Common Stock · 12,900 shares Expires 2031-02-05 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/5/2021. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 06:37 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031918 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,655 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 06:37 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-031918 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,819 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 07:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011951 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,648 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 07:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-011951 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,812 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 07, 2020 Filed Feb 10, 2020 09:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 15,714 | $0.00 Strike: $42.71 | $0.00 |
DisclosureSEC source: 0001127602-20-004461 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,714 Underlying: Common Stock · 15,714 shares Expires 2030-02-07 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/7/2020. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 08:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035325 · form4.xml · derivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 08:01 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035325 · form4.xml · derivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,802 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 2,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032393 · form4.xml · derivative · entry 3 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of the grant date and the remaining 50% vesting occurs on the third anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,066 | $43.63 | $46,509.58 |
DisclosureSEC source: 0001127602-19-032393 · form4.xml · nonDerivative · entry 2 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,302 Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 06:24 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 2,368 | $43.63 | $103,315.84 |
DisclosureSEC source: 0001127602-19-032393 · form4.xml · nonDerivative · entry 1 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 06:36 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-028642 · form4.xml · derivative · entry 3 Wang Alice H · CIK 0001686224 · Chief Public Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,630 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.