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person · Reporting owner

PICKERING GRANT

Disclosed activity across 2 companies

Tapewire entity
1168
SEC CIK
0001258693

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LeonaBio, Inc.LONA · Entity 1487DirectorJune 23, 2026June 24, 2026
Vaxcyte, Inc.PCVX · Entity 1164Director · CHIEF EXECUTIVE OFFICERSeptember 08, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LeonaBio, Inc.

Report date June 23, 2026 · Filed June 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.35 · Expires 2036-06-22Direct28,000 Reported balance After 2026-06-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-23 · Grant · Acquired 28,000 · Balance 28,000

F1: The shares subject to the option will vest on the earlier of (i) June 23, 2027, or (ii) the day immediately before the date of the next annual meeting of the Issuer's stockholders that occurs after June 22, 2026. The option reported was granted pursuant to the terms of the Issuer's Outside Director Compensation Policy.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option will vest on the earlier of (i) June 23, 2027, or (ii) the day immediately before the date of the next annual meeting of the Issuer's stockholders that occurs after June 22, 2026. The option reported was granted pursuant to the terms of the Issuer's Outside Director Compensation Policy.

Vaxcyte, Inc.

Report date September 08, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect429,902 Reported balance After 2026-09-08 transaction · row 1
1 source row

Row 1 · 2026-09-08 · Tax withholding · Disposed 17,056 · Balance 429,902

F1: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Common StockSEC Table I · non-derivativeIndirectBy Children's Trust133,215 Reported balance Holding disclosure · report date 2026-09-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 133,215

F2: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Common StockSEC Table I · non-derivativeIndirectBy Children's Trust133,215 Reported balance Holding disclosure · report date 2026-09-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 133,215

F3: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

F2: Shares are held directly by a trust for the benefit of the Reporting Person's son.

F3: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2024 Filed Dec 10, 2024 21:10 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 961 $92.06 $88,469.66
Disclosure

SEC source: 0001649094-24-000121 · wk-form4_1733865045.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 136,437

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $91.615 to $92.61. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 00:15 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 2,242 $94.06 $210,882.52
Disclosure

SEC source: 0001649094-24-000115 · wk-form4_1733271300.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,301

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $93.72 to $94.61. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 00:15 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,409 $93.06 $131,122.95
Disclosure

SEC source: 0001649094-24-000115 · wk-form4_1733271300.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 452,543

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $92.72 to $93.65. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 00:15 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 11,349 $92.06 $1,044,788.94
Disclosure

SEC source: 0001649094-24-000115 · wk-form4_1733271300.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 453,952

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $91.68 to $92.67. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2024 Filed Nov 19, 2024 21:42 UTC Vaxcyte, Inc. PCVX · Entity 1164 GiftCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001649094-24-000111 · wk-form4_1732052527.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,301

F1 · shares: Represents a bona fide gift of the Issuer's Common Stock to a non-profit educational institution made via a donor advised fund.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantPerformance Restricted Stock Units · Derivative 80,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · derivative · entry 16

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,625

Underlying: Common Stock · 80,625 shares

Expires 2034-11-06

F10 · derivative.exercise_date: Represents the target number of shares of Issuer's Common Stock underlying an award of performance restricted stock units ("PSUs"). Each PSU represents the contingent right to receive one share of the Issuer's Common Stock. The attainment of the performance vesting condition will be based on the Issuer's percentile rank within a peer group based on total shareholder return ("TSR") during a four-year performance period that commenced on November 7, 2024, the Grant Date, subject to the Reporting Person's continuous service with the Issuer through completion of the performance period. The actual number of shares of the Issuer's Common Stock deliverable with respect to the award varies based on performance and ranges from 0% to 250% of the target number of shares.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantPerformance Stock Option (right to buy) · Derivative 197,784 $0.00 Strike: $102.70 $0.00
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · derivative · entry 15

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 197,784

Underlying: Common Stock · 197,784 shares

Expires 2034-11-06

F9 · derivative.exercise_date: As part of a company-wide grant to all eligible employees of the Issuer, on November 7, 2024 (the "Grant Date"), the Reporting Person was granted a performance stock option to purchase 197,784 shares of the Issuer's Common Stock at a per share exercise price of $102.70. The option is subject to (1) a service-based vesting condition (vesting as to one-third of the shares on each of the third, fourth and fifth anniversaries of the Grant Date) and (2) a performance-vesting condition (which generally requires that the trading price of the Issuer's Common Stock average, over a one-year period, is at least $154.05 (150% of the Grant Date closing price)).

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 16,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · derivative · entry 14

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 202,717

Underlying: Common Stock · 16,000 shares

Expires 2030-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 14,129 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · derivative · entry 13

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 153,198

Underlying: Common Stock · 14,129 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 663 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · derivative · entry 12

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 663 shares

Expires 2025-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 16,000 $5.35 $85,600.00
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 11

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 466,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 14,129 $2.03 $28,681.87
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 10

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 663 $0.04 $26.52
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 9

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 435,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 105 $105.50 $11,077.50
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 137,398

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 434 $104.72 $45,446.31
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 137,503

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $104.405 to $105.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 363 $103.36 $37,520.41
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 137,937

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $103.28 to $104.08. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 281 $102.64 $28,840.44
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 138,300

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $102.09 to $103.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 116 $105.50 $12,238.00
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 137,398

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 377 $104.71 $39,475.29
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 137,514

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $104.405 to $105.15. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 463 $103.43 $47,889.94
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 137,891

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $103.28 to $104.08. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
November 07, 2024 Filed Nov 9, 2024 01:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 227 $102.68 $23,308.36
Disclosure

SEC source: 0001649094-24-000105 · wk-form4_1731116774.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 138,354

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $102.19 to $103.06. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 23:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,733 $108.50 $188,030.50
Disclosure

SEC source: 0001649094-24-000091 · wk-form4_1730763998.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 435,219

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $107.97 to $108.93. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 23:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,312 $107.34 $355,506.77
Disclosure

SEC source: 0001649094-24-000091 · wk-form4_1730763998.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 436,952

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $106.865 to $107.845. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 23:46 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 9,955 $106.35 $1,058,714.25
Disclosure

SEC source: 0001649094-24-000091 · wk-form4_1730763998.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 440,264

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $105.855 to $106.80. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 00:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 537 $110.20 $59,179.55
Disclosure

SEC source: 0001649094-24-000080 · wk-form4_1728433940.xml · nonDerivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 138,581

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F10 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $110.16 to $111.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 00:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,849 $109.43 $202,334.22
Disclosure

SEC source: 0001649094-24-000080 · wk-form4_1728433940.xml · nonDerivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 139,118

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F9 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $109.16 to $110.075. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 00:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 807 $108.75 $87,759.64
Disclosure

SEC source: 0001649094-24-000080 · wk-form4_1728433940.xml · nonDerivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 140,967

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F8 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $108.14 to $109.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 00:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 356 $107.50 $38,268.58
Disclosure

SEC source: 0001649094-24-000080 · wk-form4_1728433940.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 141,774

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $107.08 to $108.07. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's daughter.

Read SEC document
October 07, 2024 Filed Oct 9, 2024 00:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 239 $110.35 $26,373.17
Disclosure

SEC source: 0001649094-24-000080 · wk-form4_1728433940.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 138,581

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $110.235 to $111.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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October 07, 2024 Filed Oct 9, 2024 00:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 2,113 $109.58 $231,548.88
Disclosure

SEC source: 0001649094-24-000080 · wk-form4_1728433940.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 138,820

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $109.17 to $110.16. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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October 07, 2024 Filed Oct 9, 2024 00:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 887 $108.72 $96,437.30
Disclosure

SEC source: 0001649094-24-000080 · wk-form4_1728433940.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 140,933

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $108.11 to $109.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

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October 07, 2024 Filed Oct 9, 2024 00:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 310 $107.27 $33,253.08
Disclosure

SEC source: 0001649094-24-000080 · wk-form4_1728433940.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Indirect · By Children's Trust

Disclosed balance after: 141,820

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $107.08 to $108.07. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares are held directly by a trust for the benefit of the Reporting Person's son.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · derivative · entry 15

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,717

Underlying: Common Stock · 20,000 shares

Expires 2030-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Stock Option is fully vested and exercisable.

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October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · derivative · entry 14

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,717

Underlying: Common Stock · 20,000 shares

Expires 2030-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 5,474 $114.98 $629,411.47
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 11

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,219

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F10 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $114.80 to $115.32. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 9,627 $114.28 $1,100,183.19
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 10

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 455,693

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F9 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $113.76 to $114.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 4,899 $113.37 $555,399.63
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 9

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 465,320

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F8 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $112.745 to $113.735. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 20,000 $5.35 $107,000.00
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 8

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 470,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 6,266 $114.93 $720,176.44
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 7

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,219

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F7 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $114.705 to $115.28. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 9,429 $114.20 $1,076,820.09
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 456,485

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F6 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $113.705 to $114.68. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 4,305 $113.35 $487,954.53
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 5

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 465,914

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $112.705 to $113.65. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 20,000 $5.35 $107,000.00
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 4

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 470,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 4,288 $114.99 $493,055.68
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 450,219

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $114.77 to $115.275. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 7,088 $114.27 $809,967.02
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 454,507

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $113.76 to $114.73. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 01, 2024 Filed Oct 3, 2024 20:17 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,624 $113.38 $410,892.74
Disclosure

SEC source: 0001649094-24-000077 · wk-form4_1727986643.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 461,595

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on April 12, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $112.76 to $113.735. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2024 Filed Sep 5, 2024 21:18 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 13,669 $110.15 $1,505,640.35
Disclosure

SEC source: 0001649094-24-000064 · wk-form4_1725571075.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,219

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of restricted stock units. No other shares of common stock subject to the restrictions on transfer set forth in a Lock-Up Agreement dated September 4, 2024 were sold by the Reporting Person.

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August 23, 2024 Filed Aug 26, 2024 20:58 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001649094-24-000056 · wk-form4_1724705892.xml · derivative · entry 6

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,327

Underlying: Common Stock · 15,000 shares

Expires 2028-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:58 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 8,314 $79.25 $658,906.12
Disclosure

SEC source: 0001649094-24-000056 · wk-form4_1724705892.xml · nonDerivative · entry 3

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 478,888

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $78.985 to $79.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:58 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 6,686 $78.65 $525,860.59
Disclosure

SEC source: 0001649094-24-000056 · wk-form4_1724705892.xml · nonDerivative · entry 2

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 487,202

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 26, 2023.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $77.98 to $78.975. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 20:58 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 15,000 $2.03 $30,450.00
Disclosure

SEC source: 0001649094-24-000056 · wk-form4_1724705892.xml · nonDerivative · entry 1

PICKERING GRANT · CIK 0001258693 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 493,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.