person · Reporting owner
GOLDMAN SACHS INTERNATIONAL
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Intercontinental Exchange Holdings, Inc.
Report date July 17, 2006 · Filed July 20, 2006
Jointly reported with GOLDMAN SACHS GROUP INC
Section 16 reporting ended · disclosed 2006-07-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,325,844 |
Reported balance
After 2006-07-17 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2006-07-17 · Sale · Disposed 1,759,925 · Balance 4,325,844 F2: On July 17, 2006, GS Group sold 1,759,925 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), in connection with an underwritten public offering of Common Stock at a price of $56 per share (the "Offering"). Of the 1,759,925 shares sold by GS Group in the Offering, 657,110 represented shares of Common Stock and 1,102,815 represented shares of the Issuer's Class A Common Stock, Series 2 ("A2 Shares"), which will be converted into Common Stock as described in footnote (2) below. F3: On July 21, 2006, GS Group will convert 5,428,659 A2 Shares into an equal number of shares of Common Stock pursuant to an optional conversion right granted under the Issuer's amended and restated certificate of incorporation as part of a plan of recapitalization adopted in connection with the Issuer's initial public offering on November 21, 2005. Of the 5,428,659 A2 Shares that will be converted into shares of Common Stock on July 21, 2006, 1,102,815 were sold by GS Group in the Offering. The A2 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 34,180 |
Reported balance
Holding disclosure · report date 2006-07-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 34,180 F4: GSI beneficially owns directly and GS Group may be deemed to beneficially own indirectly 34,180 shares of Common Stock. GSI is an indirect wholly-owned subsidiary of GS Group. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons").
F2: On July 17, 2006, GS Group sold 1,759,925 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), in connection with an underwritten public offering of Common Stock at a price of $56 per share (the "Offering"). Of the 1,759,925 shares sold by GS Group in the Offering, 657,110 represented shares of Common Stock and 1,102,815 represented shares of the Issuer's Class A Common Stock, Series 2 ("A2 Shares"), which will be converted into Common Stock as described in footnote (2) below.
F3: On July 21, 2006, GS Group will convert 5,428,659 A2 Shares into an equal number of shares of Common Stock pursuant to an optional conversion right granted under the Issuer's amended and restated certificate of incorporation as part of a plan of recapitalization adopted in connection with the Issuer's initial public offering on November 21, 2005. Of the 5,428,659 A2 Shares that will be converted into shares of Common Stock on July 21, 2006, 1,102,815 were sold by GS Group in the Offering. The A2 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date.
F4: GSI beneficially owns directly and GS Group may be deemed to beneficially own indirectly 34,180 shares of Common Stock. GSI is an indirect wholly-owned subsidiary of GS Group.
RECKSON ASSOCIATES REALTY CORP
Report date October 15, 2003 · Filed October 17, 2003
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC
Section 16 reporting ended · disclosed 2003-10-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 51,666 |
Reported balance
After 2003-10-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2003-10-15 · Purchase · Acquired 950,000 · Balance 51,666 F1: The securities reported herein as purchased and sold were purchased and sold and were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company (as defined below). Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. As of October 15, 2003, the Reporting Persons ceased to be the owners of more than 10% of the shares of the Class B Common Stock (as defined below) reported to be outstanding in the Company's (as defined below) Quarterly Report on Form 10-Q for the period ended June 30, 2003, and are therefore no longer subject to Section 16. F2: Goldman Sachs beneficially owns directly and The Goldman Sachs Group, Inc. ("GS Group") may be deemed to beneficially own indirectly 41,483 shares of Class A Common Stock of Reckson Associates Realty Corp. ("Class A Common Stock"), which reflects exempt acquisitions and dispositions for a net decrease of 2,757 shares of Class A Common Stock, in connection with basket transactions, and 839,300 shares of Class B Common Stock of Reckson Associates Realty Corp. ("Class B Common Stock"). Goldman Sachs also has open short positions of 839,403 shares of Class A Common Stock, which includes exempt closing of a net position of 1,621 shares of Class A Common Stock in connection with basket transactions, in addition to the transaction reported on Table I of this Form 4. The Reporting Persons, other than Goldman Sachs and GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. F3: Goldman Sachs International ("GSI") beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,183 shares of Class A Common Stock, which reflects exempt acquisitions and dispositions for a net increase of 2,409 shares of Class A Common Stock in connection with basket transactions. GSI also has open short positions of 661 shares of Class A Common Stock. GSI is an indirect wholly-owned subsidiary of GS Group. The Reporting Persons, other than GSI and GS Group, disclaim beneficial ownership of the securities owned by GSI. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnotes | 839,300 |
Reported balance
After 2003-10-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2003-10-15 · Sale · Disposed 950,000 · Balance 839,300 F4: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F1: The securities reported herein as purchased and sold were purchased and sold and were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company (as defined below). Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. As of October 15, 2003, the Reporting Persons ceased to be the owners of more than 10% of the shares of the Class B Common Stock (as defined below) reported to be outstanding in the Company's (as defined below) Quarterly Report on Form 10-Q for the period ended June 30, 2003, and are therefore no longer subject to Section 16. F2: Goldman Sachs beneficially owns directly and The Goldman Sachs Group, Inc. ("GS Group") may be deemed to beneficially own indirectly 41,483 shares of Class A Common Stock of Reckson Associates Realty Corp. ("Class A Common Stock"), which reflects exempt acquisitions and dispositions for a net decrease of 2,757 shares of Class A Common Stock, in connection with basket transactions, and 839,300 shares of Class B Common Stock of Reckson Associates Realty Corp. ("Class B Common Stock"). Goldman Sachs also has open short positions of 839,403 shares of Class A Common Stock, which includes exempt closing of a net position of 1,621 shares of Class A Common Stock in connection with basket transactions, in addition to the transaction reported on Table I of this Form 4. The Reporting Persons, other than Goldman Sachs and GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities reported herein as purchased and sold were purchased and sold and were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company (as defined below). Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. As of October 15, 2003, the Reporting Persons ceased to be the owners of more than 10% of the shares of the Class B Common Stock (as defined below) reported to be outstanding in the Company's (as defined below) Quarterly Report on Form 10-Q for the period ended June 30, 2003, and are therefore no longer subject to Section 16.
F2: Goldman Sachs beneficially owns directly and The Goldman Sachs Group, Inc. ("GS Group") may be deemed to beneficially own indirectly 41,483 shares of Class A Common Stock of Reckson Associates Realty Corp. ("Class A Common Stock"), which reflects exempt acquisitions and dispositions for a net decrease of 2,757 shares of Class A Common Stock, in connection with basket transactions, and 839,300 shares of Class B Common Stock of Reckson Associates Realty Corp. ("Class B Common Stock"). Goldman Sachs also has open short positions of 839,403 shares of Class A Common Stock, which includes exempt closing of a net position of 1,621 shares of Class A Common Stock in connection with basket transactions, in addition to the transaction reported on Table I of this Form 4. The Reporting Persons, other than Goldman Sachs and GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs.
F3: Goldman Sachs International ("GSI") beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,183 shares of Class A Common Stock, which reflects exempt acquisitions and dispositions for a net increase of 2,409 shares of Class A Common Stock in connection with basket transactions. GSI also has open short positions of 661 shares of Class A Common Stock. GSI is an indirect wholly-owned subsidiary of GS Group. The Reporting Persons, other than GSI and GS Group, disclaim beneficial ownership of the securities owned by GSI.
F4: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding.
REVA Medical, Inc.
Report date April 01, 2019 · Filed April 04, 2019
Jointly reported with GOLDMAN SACHS GROUP INC
Section 16 reporting ended · disclosed 2019-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnotes | 1,930,305 |
Reported balance
After 2019-04-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-04-01 · Sale · Disposed 2,444,695 · Balance 1,930,305 F2: Sale of 24,446,956 CHESS Depositary Interests("CDIs") to the Issuer at a price of $0.000004 per CDI. Ten CDIs are equivalent to one share of common stock of the Issuer, par value $0.0001 per share (the "Common Stock"). F3: GS Group may be deemed to beneficially own indirectly 1,930,305 shares of Common Stock by reason of GSI's direct beneficial ownership of the Common Stock. F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). GSI is a wholly-owned subsidiary of GS Group. The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). GSI is a wholly-owned subsidiary of GS Group. The Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein, if any.
F2: Sale of 24,446,956 CHESS Depositary Interests("CDIs") to the Issuer at a price of $0.000004 per CDI. Ten CDIs are equivalent to one share of common stock of the Issuer, par value $0.0001 per share (the "Common Stock").
F3: GS Group may be deemed to beneficially own indirectly 1,930,305 shares of Common Stock by reason of GSI's direct beneficial ownership of the Common Stock.
Smartbird, Inc.
Report date November 23, 2021 · Filed November 26, 2021
Jointly reported with GOLDMAN SACHS GROUP INC, GOLDMAN SACHS & CO. LLC
Section 16 reporting ended · disclosed 2021-11-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 2,981,684.65 |
Last balance in matching sequence
After 2021-11-23 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2021-11-23 · Sale · Disposed 15,263 · Balance 2,989,921.65 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs") and Goldman Sachs International ("GSI", together with GS Group, and Goldman Sachs, the "Reporting Persons"). Goldman Sachs and GSI are both subsidiaries of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.49 to $19.31, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4. F3: GS Group may be deemed to beneficially own indirectly, the number of shares of common stock of the Issuer (the "Common Stock") reported as held by GSI and/or Goldman Sachs, respectively. Goldman Sachs, GSI and GS Group may be deemed to beneficially own indirectly, in the aggregate, 2,981,684.65 shares of the Common Stock of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: (i) 171,792 shares of Common Stock held by GSI and (ii) 2,809,892.65 shares of Common Stock held by Goldman Sachs. Row 2 · 2021-11-23 · Sale · Disposed 6,963 · Balance 2,982,958.65 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs") and Goldman Sachs International ("GSI", together with GS Group, and Goldman Sachs, the "Reporting Persons"). Goldman Sachs and GSI are both subsidiaries of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.49 to $19.71, inclusive. F3: GS Group may be deemed to beneficially own indirectly, the number of shares of common stock of the Issuer (the "Common Stock") reported as held by GSI and/or Goldman Sachs, respectively. Goldman Sachs, GSI and GS Group may be deemed to beneficially own indirectly, in the aggregate, 2,981,684.65 shares of the Common Stock of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: (i) 171,792 shares of Common Stock held by GSI and (ii) 2,809,892.65 shares of Common Stock held by Goldman Sachs. Row 3 · 2021-11-23 · Sale · Disposed 1,274 · Balance 2,981,684.65 F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs") and Goldman Sachs International ("GSI", together with GS Group, and Goldman Sachs, the "Reporting Persons"). Goldman Sachs and GSI are both subsidiaries of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.31 to $21.11, inclusive. F3: GS Group may be deemed to beneficially own indirectly, the number of shares of common stock of the Issuer (the "Common Stock") reported as held by GSI and/or Goldman Sachs, respectively. Goldman Sachs, GSI and GS Group may be deemed to beneficially own indirectly, in the aggregate, 2,981,684.65 shares of the Common Stock of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: (i) 171,792 shares of Common Stock held by GSI and (ii) 2,809,892.65 shares of Common Stock held by Goldman Sachs. |
Filing footnotes · ownership attribution and instrument terms
F1: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman Sachs & Co. LLC ("Goldman Sachs") and Goldman Sachs International ("GSI", together with GS Group, and Goldman Sachs, the "Reporting Persons"). Goldman Sachs and GSI are both subsidiaries of GS Group. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.49 to $19.31, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.
F3: GS Group may be deemed to beneficially own indirectly, the number of shares of common stock of the Issuer (the "Common Stock") reported as held by GSI and/or Goldman Sachs, respectively. Goldman Sachs, GSI and GS Group may be deemed to beneficially own indirectly, in the aggregate, 2,981,684.65 shares of the Common Stock of the Issuer by reason of the direct or indirect beneficial ownership of such shares as follows: (i) 171,792 shares of Common Stock held by GSI and (ii) 2,809,892.65 shares of Common Stock held by Goldman Sachs.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.49 to $19.71, inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.31 to $21.11, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 2,185 | $61.80 | $135,033.00 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 18 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,089 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 437 | $61.40 | $26,831.80 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 17 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,274 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 2,185 | $61.30 | $133,940.50 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 16 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,711 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 1,464 | $61.25 | $89,670.00 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 15 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,896 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 66 | $61.16 | $4,036.56 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 14 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,360 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 634 | $61.15 | $38,769.10 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 13 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 904,426 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 437 | $61.10 | $26,700.70 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 12 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,060 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 655 | $61.07 | $40,000.85 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 11 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,497 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 1,442 | $61.05 | $88,034.10 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 10 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 906,152 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 1,661 | $61.02 | $101,354.22 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 9 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,594 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 218 | $61.01 | $13,300.18 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 8 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,255 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 3,277 | $61.00 | $199,897.00 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 7 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 909,473 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 218 | $60.97 | $13,291.46 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 6 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,750 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 22 | $60.96 | $1,341.12 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 5 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,968 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 306 | $60.95 | $18,650.70 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 4 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,990 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 22 | $60.94 | $1,340.68 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,296 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 415 | $60.92 | $25,281.80 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,318 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 23, 2006 Filed May 30, 2006 20:50 UTC Amendment | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | SaleCommon Stock | 983 | $60.90 | $59,864.70 |
DisclosureSEC source: 0000769993-06-000660 · ice405232406gsg2amend_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,733 F1 · ownership.direct: This is the second of four Forms 4 being filed by the Reporting Persons as of the date of this Form 4. F2 · ownership.direct: This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). F3 · ownership.direct: On May 25, 2006, GS Group reported that it sold (i) 67,731 shares of the Issuer's common stock, $0.01 par value ("Common Stock) on May 23, 2006 at a price of $60.91 and (ii) 8,740 shares of Common Stock on May 24, 2006 at a price of $56.76. This amended Form 4 is being filed to reflect the fact that GS Group sold (i) an aggregate of 67,731 shares of Common Stock on May 23, 2006 in a series of transactions that were effected at various prices and (ii) an aggregate of 8,740 shares of Common Stock on May 24, 2006 in a series of transactions that were effected at various prices. Read SEC document |
| May 22, 2006 Filed May 25, 2006 01:17 UTC | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | ConversionClass A Common Stock, Series 1 · Derivative | 34,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000632 · ice405222006gsg_ex.xml · derivative · entry 4 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 34,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The A1 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. F4 · price: The A1 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. F4 · derivative.exercise_date: The A1 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. F4 · derivative.expiration_date: The A1 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. F2 · ownership.nature: On May 22, 2006, Goldman Sachs International ("GSI") converted 34,180 shares of Class A Common Stock, Series 1 ("A1 Shares") of the Issuer into 34,180 shares of Common Stock pursuant to an optional conversion right granted under the Issuer's amended and restated certificate of incorporation. GSI beneficially owns directly and GS Group may be deemed to beneficially own indirectly 34,180 shares of Common Stock. GSI is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| May 22, 2006 Filed May 25, 2006 01:17 UTC | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | ConversionClass A Common Stock, Series 2 · Derivative | 965,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000632 · ice405222006gsg_ex.xml · derivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,428,659 Underlying: Common Stock · 965,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The A2 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. GS Group beneficially owns directly 5,428,659 A2 Shares. F1 · shares: On May 22, 2006, The Goldman Sachs Group, Inc. ("GS Group") converted 965,820 shares of Class A Common Stock, Series 2 ("A2 Shares") of the Issuer into 965,820 shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), pursuant to an optional conversion right granted under the Issuer's amended and restated certificate of incorporation as part of a plan of recapitalization adopted in connection with the Issuer's initial public offering on November 21, 2005. GS Group beneficially owns directly 965,820 shares of Common Stock. F3 · price: The A2 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. GS Group beneficially owns directly 5,428,659 A2 Shares. F3 · derivative.exercise_date: The A2 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. GS Group beneficially owns directly 5,428,659 A2 Shares. F3 · derivative.expiration_date: The A2 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. GS Group beneficially owns directly 5,428,659 A2 Shares. F3 · ownership.direct: The A2 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. GS Group beneficially owns directly 5,428,659 A2 Shares. Read SEC document |
| May 22, 2006 Filed May 25, 2006 01:17 UTC | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | ConversionCommon Stock | 34,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000632 · ice405222006gsg_ex.xml · nonDerivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The A1 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. F2 · ownership.nature: On May 22, 2006, Goldman Sachs International ("GSI") converted 34,180 shares of Class A Common Stock, Series 1 ("A1 Shares") of the Issuer into 34,180 shares of Common Stock pursuant to an optional conversion right granted under the Issuer's amended and restated certificate of incorporation. GSI beneficially owns directly and GS Group may be deemed to beneficially own indirectly 34,180 shares of Common Stock. GSI is a direct and indirect wholly-owned subsidiary of GS Group. Read SEC document |
| May 22, 2006 Filed May 25, 2006 01:17 UTC | Intercontinental Exchange Holdings, Inc. ICE · Entity 13642 | ConversionCommon Stock | 965,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000632 · ice405222006gsg_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The A2 Shares became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization and have no expiration date. GS Group beneficially owns directly 5,428,659 A2 Shares. F1 · ownership.direct: On May 22, 2006, The Goldman Sachs Group, Inc. ("GS Group") converted 965,820 shares of Class A Common Stock, Series 2 ("A2 Shares") of the Issuer into 965,820 shares of the Issuer's common stock, par value $0.01 per share ("Common Stock"), pursuant to an optional conversion right granted under the Issuer's amended and restated certificate of incorporation as part of a plan of recapitalization adopted in connection with the Issuer's initial public offering on November 21, 2005. GS Group beneficially owns directly 965,820 shares of Common Stock. Read SEC document |
| October 15, 2003 Filed Oct 17, 2003 21:50 UTC | RECKSON ASSOCIATES REALTY CORP RA · Entity 14149 | SaleClass B Common Stock · Derivative | 950,000 | $23.65 | $22,470,160.00 |
DisclosureSEC source: 0000769993-03-000580 · ra4031015gag_ex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · Former 10% Owner GOLDMAN SACHS & CO · CIK 0000769993 · Former 10% Owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 839,300 Underlying: Class A Common Stock · 950,000 shares Expires not disclosed F4 · derivative.exercise_price: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F4 · derivative.exercise_date: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F4 · derivative.expiration_date: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F1 · ownership.nature: The securities reported herein as purchased and sold were purchased and sold and were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company (as defined below). Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. As of October 15, 2003, the Reporting Persons ceased to be the owners of more than 10% of the shares of the Class B Common Stock (as defined below) reported to be outstanding in the Company's (as defined below) Quarterly Report on Form 10-Q for the period ended June 30, 2003, and are therefore no longer subject to Section 16. F2 · ownership.nature: Goldman Sachs beneficially owns directly and The Goldman Sachs Group, Inc. ("GS Group") may be deemed to beneficially own indirectly 41,483 shares of Class A Common Stock of Reckson Associates Realty Corp. ("Class A Common Stock"), which reflects exempt acquisitions and dispositions for a net decrease of 2,757 shares of Class A Common Stock, in connection with basket transactions, and 839,300 shares of Class B Common Stock of Reckson Associates Realty Corp. ("Class B Common Stock"). Goldman Sachs also has open short positions of 839,403 shares of Class A Common Stock, which includes exempt closing of a net position of 1,621 shares of Class A Common Stock in connection with basket transactions, in addition to the transaction reported on Table I of this Form 4. The Reporting Persons, other than Goldman Sachs and GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. Read SEC document |
| October 15, 2003 Filed Oct 17, 2003 21:50 UTC | RECKSON ASSOCIATES REALTY CORP RA · Entity 14149 | PurchaseClass A Common Stock | 950,000 | $23.52 | $22,344,000.00 |
DisclosureSEC source: 0000769993-03-000580 · ra4031015gag_ex.xml · nonDerivative · entry 1 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · Former 10% Owner GOLDMAN SACHS & CO · CIK 0000769993 · Former 10% Owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 51,666 F1 · ownership.nature: The securities reported herein as purchased and sold were purchased and sold and were beneficially owned directly by Goldman, Sachs & Co. ("Goldman Sachs"). Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company (as defined below). Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. As of October 15, 2003, the Reporting Persons ceased to be the owners of more than 10% of the shares of the Class B Common Stock (as defined below) reported to be outstanding in the Company's (as defined below) Quarterly Report on Form 10-Q for the period ended June 30, 2003, and are therefore no longer subject to Section 16. F2 · ownership.nature: Goldman Sachs beneficially owns directly and The Goldman Sachs Group, Inc. ("GS Group") may be deemed to beneficially own indirectly 41,483 shares of Class A Common Stock of Reckson Associates Realty Corp. ("Class A Common Stock"), which reflects exempt acquisitions and dispositions for a net decrease of 2,757 shares of Class A Common Stock, in connection with basket transactions, and 839,300 shares of Class B Common Stock of Reckson Associates Realty Corp. ("Class B Common Stock"). Goldman Sachs also has open short positions of 839,403 shares of Class A Common Stock, which includes exempt closing of a net position of 1,621 shares of Class A Common Stock in connection with basket transactions, in addition to the transaction reported on Table I of this Form 4. The Reporting Persons, other than Goldman Sachs and GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. F3 · ownership.nature: Goldman Sachs International ("GSI") beneficially owns directly and GS Group may be deemed to beneficially own indirectly 10,183 shares of Class A Common Stock, which reflects exempt acquisitions and dispositions for a net increase of 2,409 shares of Class A Common Stock in connection with basket transactions. GSI also has open short positions of 661 shares of Class A Common Stock. GSI is an indirect wholly-owned subsidiary of GS Group. The Reporting Persons, other than GSI and GS Group, disclaim beneficial ownership of the securities owned by GSI. Read SEC document |
| October 10, 2003 Filed Oct 15, 2003 23:04 UTC | RECKSON ASSOCIATES REALTY CORP RA · Entity 14149 | PurchaseClass B Common Stock · Derivative | 200 | $23.39 | $4,678.00 |
DisclosureSEC source: 0000769993-03-000566 · ra4031010gsg_ex.xml · derivative · entry 3 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,789,300 Underlying: Class A Common Stock · 200 shares Expires not disclosed F3 · derivative.exercise_price: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F3 · derivative.exercise_date: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F3 · derivative.expiration_date: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F1 · ownership.nature: Goldman, Sachs & Co. ("Goldman Sachs") beneficially owns directly and The Goldman Sachs Group, Inc. ("GS Group") may be deemed to beneficially own indirectly 44,240 shares of Class A Common Stock of Reckson Associates Realty Corp. ("Class A Common Stock") and 1,789,300 shares of Class B Common Stock of Reckson Associates Realty Corp. ("Class B Common Stock"). Goldman Sachs also has open short positions of 1,791,024 shares of Class A Common Stock. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The Reporting Persons, other than Goldman Sachs and GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. F2 · ownership.nature: Goldman Sachs International ("GSI") beneficially owns directly and GS Group may be deemed to beneficially own indirectly 7,774 shares of Class A Common Stock, which reflects exempt acquisitions of 738 shares of Class A Common Stock in connection with a basket transaction. GSI also has open short positions of 661 shares of Class A Common Stock. GSI is an indirect wholly-owned subsidiary of GS Group. The Reporting Persons, other than GSI and GS Group, disclaim beneficial ownership of the securities owned by GSI. Read SEC document |
| October 10, 2003 Filed Oct 15, 2003 23:04 UTC | RECKSON ASSOCIATES REALTY CORP RA · Entity 14149 | PurchaseClass B Common Stock · Derivative | 200 | $23.19 | $4,638.00 |
DisclosureSEC source: 0000769993-03-000566 · ra4031010gsg_ex.xml · derivative · entry 2 GOLDMAN SACHS GROUP INC/ · CIK 0000886982 · 10% owner GOLDMAN SACHS & CO · CIK 0000769993 · 10% owner GOLDMAN SACHS INTERNATIONAL · CIK 0000908777 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,789,100 Underlying: Class A Common Stock · 200 shares Expires not disclosed F3 · derivative.exercise_price: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F3 · derivative.exercise_date: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F3 · derivative.expiration_date: The shares of Class B Common Stock are exchangeable at any time, at the option of the holder, into an equal number of shares of Class A Common Stock, subject to customary antidilution adjustments. Reckson Associates Realty Corp. (the "Company"), at its option, may redeem any or all of the Class B Common Stock in exchange for an equal number of shares of the Company's Class A Common stock at any time following November 23, 2003 at which time the Company anticipates that it will exercise its option to redeem all of its Class B Common Stock outstanding. F1 · ownership.nature: Goldman, Sachs & Co. ("Goldman Sachs") beneficially owns directly and The Goldman Sachs Group, Inc. ("GS Group") may be deemed to beneficially own indirectly 44,240 shares of Class A Common Stock of Reckson Associates Realty Corp. ("Class A Common Stock") and 1,789,300 shares of Class B Common Stock of Reckson Associates Realty Corp. ("Class B Common Stock"). Goldman Sachs also has open short positions of 1,791,024 shares of Class A Common Stock. Goldman Sachs is an indirect wholly-owned subsidiary of GS Group. The Reporting Persons, other than Goldman Sachs and GS Group, disclaim beneficial ownership of the securities owned by Goldman Sachs. F2 · ownership.nature: Goldman Sachs International ("GSI") beneficially owns directly and GS Group may be deemed to beneficially own indirectly 7,774 shares of Class A Common Stock, which reflects exempt acquisitions of 738 shares of Class A Common Stock in connection with a basket transaction. GSI also has open short positions of 661 shares of Class A Common Stock. GSI is an indirect wholly-owned subsidiary of GS Group. The Reporting Persons, other than GSI and GS Group, disclaim beneficial ownership of the securities owned by GSI. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.