Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UMB FINANCIAL CORPUMBF · Entity 2021 | Executive Vice President | February 15, 2023 | February 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UMB FINANCIAL CORP
Report date February 15, 2023 · Filed February 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,468.3994 |
Ending reported balance
After 2023-02-15 transaction · row 11
11 source rows · reconciled sequenceRow 1 · 2023-02-15 · Sale · Disposed 100 · Balance 9,168.3994 Row 2 · 2023-02-15 · Sale · Disposed 200 · Balance 8,968.3994 Row 3 · 2023-02-15 · Sale · Disposed 100 · Balance 8,868.3994 Row 4 · 2023-02-15 · Sale · Disposed 100 · Balance 8,768.3994 Row 5 · 2023-02-15 · Sale · Disposed 100 · Balance 8,668.3994 Row 6 · 2023-02-15 · Sale · Disposed 100 · Balance 8,568.3994 Row 7 · 2023-02-15 · Sale · Disposed 100 · Balance 8,468.3994 Row 8 · 2023-02-15 · Sale · Disposed 400 · Balance 8,068.3994 Row 9 · 2023-02-15 · Sale · Disposed 100 · Balance 7,968.3994 Row 10 · 2023-02-15 · Sale · Disposed 1,100 · Balance 6,868.3994 Row 11 · 2023-02-15 · Sale · Disposed 400 · Balance 6,468.3994 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 128.6272 |
Reported balance
Holding disclosure · report date 2023-02-15 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 128.6272 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2021 Filed Feb 4, 2021 23:17 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 95 | $77.07 | $7,321.65 |
DisclosureSEC source: 0001127602-21-004047 · form4.xml · nonDerivative · entry 3 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,610.323 Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 23:17 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 32 | $77.06 | $2,465.92 |
DisclosureSEC source: 0001127602-21-004047 · form4.xml · nonDerivative · entry 2 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,705.323 Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 23:17 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 47 | $74.52 | $3,502.44 |
DisclosureSEC source: 0001127602-21-004047 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,737.323 Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 23:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 513 | $73.02 | $37,459.26 |
DisclosureSEC source: 0001127602-21-002653 · form4.xml · nonDerivative · entry 2 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,784.323 Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 23:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 1,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002653 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,297.323 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock and restricted units. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 22:18 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 288 | $67.04 | $19,307.52 |
DisclosureSEC source: 0001127602-20-007343 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,856.6445 Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 22:15 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 1,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005726 · form4.xml · nonDerivative · entry 2 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144.6445 Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 22:15 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 59 | $68.27 | $4,027.93 |
DisclosureSEC source: 0001127602-20-005726 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,735.6445 Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:07 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 162 | $67.96 | $11,009.52 |
DisclosureSEC source: 0001127602-20-004894 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,794.6445 Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 22:25 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 65 | $69.79 | $4,536.35 |
DisclosureSEC source: 0001127602-20-004046 · form4.xml · nonDerivative · entry 2 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,956.6445 Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 22:25 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 550 | $69.67 | $38,319.77 |
DisclosureSEC source: 0001127602-20-004046 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,021.6445 Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:39 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 45 | $66.46 | $2,990.70 |
DisclosureSEC source: 0001127602-20-003538 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,571.6445 Read SEC document |
| January 27, 2020 Filed Jan 29, 2020 21:55 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 352 | $64.82 | $22,816.64 |
DisclosureSEC source: 0001127602-20-002665 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,616.6445 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 19:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 205 | $67.26 | $13,788.30 |
DisclosureSEC source: 0001127602-19-025490 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,944.892 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock. Read SEC document |
| April 26, 2019 Filed Apr 26, 2019 21:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $69.40 | $6,940.38 |
DisclosureSEC source: 0001127602-19-016337 · form4.xml · nonDerivative · entry 5 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,135.2347 Read SEC document |
| April 26, 2019 Filed Apr 26, 2019 21:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $69.40 | $6,940.37 |
DisclosureSEC source: 0001127602-19-016337 · form4.xml · nonDerivative · entry 4 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,235.2347 Read SEC document |
| April 26, 2019 Filed Apr 26, 2019 21:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 200 | $69.38 | $13,875.58 |
DisclosureSEC source: 0001127602-19-016337 · form4.xml · nonDerivative · entry 3 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,335.2347 Read SEC document |
| April 26, 2019 Filed Apr 26, 2019 21:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 200 | $69.37 | $13,874.00 |
DisclosureSEC source: 0001127602-19-016337 · form4.xml · nonDerivative · entry 2 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,535.2347 Read SEC document |
| April 26, 2019 Filed Apr 26, 2019 21:11 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 200 | $69.36 | $13,872.00 |
DisclosureSEC source: 0001127602-19-016337 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,735.2347 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock. Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 23:52 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | GrantCommon Stock | 1,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005745 · form4.xml · nonDerivative · entry 2 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,920.402 F1 · shares: The restricted stock units vest 50% on 2/13/21, 75% on 2/13/22 and 100% on 2/13/23. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 23:52 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 58 | $66.43 | $3,852.94 |
DisclosureSEC source: 0001127602-19-005745 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,817.402 Read SEC document |
| February 10, 2019 Filed Feb 11, 2019 22:14 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 52 | $65.54 | $3,408.08 |
DisclosureSEC source: 0001127602-19-005130 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,875.402 Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 21:26 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 53 | $66.01 | $3,498.53 |
DisclosureSEC source: 0001127602-19-004317 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,927.402 Read SEC document |
| February 02, 2019 Filed Feb 5, 2019 21:54 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 74 | $64.64 | $4,783.36 |
DisclosureSEC source: 0001127602-19-004125 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,980.402 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:06 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 503 | $68.44 | $34,425.32 |
DisclosureSEC source: 0001127602-19-003091 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,054.402 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 22:40 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 122 | $74.59 | $9,099.98 |
DisclosureSEC source: 0001127602-18-024875 · form4.xml · nonDerivative · entry 2 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,509.4655 Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 22:40 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.59 | $7,459.10 |
DisclosureSEC source: 0001127602-18-024875 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,631.4655 Read SEC document |
| July 29, 2018 Filed Jul 30, 2018 20:49 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 204 | $71.98 | $14,683.92 |
DisclosureSEC source: 0001127602-18-024034 · form4.xml · nonDerivative · entry 1 Cornelius James · CIK 0001739115 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,731.4655 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.