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GUGGENHIME ANDREW

Disclosed activity across 4 companies

Tapewire entity
1167
SEC CIK
0001230724

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Caribou Biosciences, Inc.CRBU · Entity 6445DirectorFebruary 20, 2026February 20, 2026
Metacrine, Inc.MTCR · Entity 115177DirectorMay 18, 2022September 06, 2022
Vaxcyte, Inc.PCVX · Entity 1164PRESIDENT AND CFOSeptember 08, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Caribou Biosciences, Inc.

Report date February 20, 2026 · Filed February 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.80 · Expires 2036-02-19Direct45,000 Reported balance After 2026-02-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-20 · Grant · Acquired 45,000 · Balance 45,000

F1: One-twelfth of the shares subject to this option will vest on each monthly anniversary of the grant date such that the option will be fully vested on February 20, 2027, subject to the reporting person continuing to provide service to the Issuer through each such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: One-twelfth of the shares subject to this option will vest on each monthly anniversary of the grant date such that the option will be fully vested on February 20, 2027, subject to the reporting person continuing to provide service to the Issuer through each such vesting date.

Metacrine, Inc.

Report date May 18, 2022 · Filed September 06, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.42 · Expires 2032-05-17Direct16,500 Reported balance After 2022-05-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-05-18 · Grant · Acquired 16,500 · Balance 16,500

F1: The shares subject to the option shall vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the day immediately prior to the date of the Issuer's 2023 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option shall vest on the earlier of (i) the one-year anniversary of the date of grant or (ii) the day immediately prior to the date of the Issuer's 2023 annual meeting of stockholders.

Vaxcyte, Inc.

Report date September 08, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect95,316 Reported balance After 2026-09-08 transaction · row 1
1 source row

Row 1 · 2026-09-08 · Tax withholding · Disposed 7,155 · Balance 95,316

F1: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Common StockSEC Table I · non-derivativeIndirectSee Footnote61,850 Reported balance Holding disclosure · report date 2026-09-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 61,850

F2: Shares are held by ALG 2025 GRAT HOLDINGS LLC, of which 100% of the limited liability company interest is owned by a grantor retained annuity trust, of which the Reporting Person is the annuitant and the trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

F2: Shares are held by ALG 2025 GRAT HOLDINGS LLC, of which 100% of the limited liability company interest is owned by a grantor retained annuity trust, of which the Reporting Person is the annuitant and the trustee.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Dermira, Inc.

Report date February 20, 2020 · Filed February 25, 2020

Section 16 reporting ended · disclosed 2020-02-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-02-20 transaction · row 1
1 source row

Row 1 · 2020-02-20 · Disposition to issuer · Disposed 41,951 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F2: Includes 1,024 shares of Dermira Common Stock acquired by the Reporting Person pursuant to Dermira's Employee Stock Purchase Plan.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.51 · Expires 2024-06-04Direct0 Reported balance After 2020-02-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-02-20 · Disposition to issuer · Disposed 120.513 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2024-10-01Direct0 Reported balance After 2020-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-02-20 · Disposition to issuer · Disposed 73,287 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2024-10-01Direct0 Reported balance After 2020-02-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-02-20 · Disposition to issuer · Disposed 67,240 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.37 · Expires 2026-02-04Direct0 Reported balance After 2020-02-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-02-20 · Disposition to issuer · Disposed 71,250 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

Employee Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.84 · Expires 2027-02-16Direct0 Reported balance After 2020-02-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2020-02-20 · Disposition to issuer · Disposed 71,250 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

Employee Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.25 · Expires 2028-02-15Direct0 Reported balance After 2020-02-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2020-02-20 · Disposition to issuer · Disposed 57,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

Employee Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.42 · Expires 2029-02-11Direct0 Reported balance After 2020-02-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2020-02-20 · Disposition to issuer · Disposed 65,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-02-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-02-20 · Disposition to issuer · Disposed 3,562 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira restricted stock unit ("RSU"), whether vested or unvested, was canceled and converted into the right to receive an amount of cash equal to the product of (x) the number of Shares underlying such Dermira RSU multiplied by (y) the Offer Price.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-02-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-02-20 · Disposition to issuer · Disposed 5,700 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira restricted stock unit ("RSU"), whether vested or unvested, was canceled and converted into the right to receive an amount of cash equal to the product of (x) the number of Shares underlying such Dermira RSU multiplied by (y) the Offer Price.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-02-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-02-20 · Disposition to issuer · Disposed 25,000 · Balance 0

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira restricted stock unit ("RSU"), whether vested or unvested, was canceled and converted into the right to receive an amount of cash equal to the product of (x) the number of Shares underlying such Dermira RSU multiplied by (y) the Offer Price.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-02-20 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-02-20 · Disposition to issuer · Disposed 15,000 · Balance 0

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira restricted stock unit ("RSU"), whether vested or unvested, was canceled and converted into the right to receive an amount of cash equal to the product of (x) the number of Shares underlying such Dermira RSU multiplied by (y) the Offer Price.

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated January 10, 2020, by and among Dermira, Inc. ("Dermira"), Eli Lilly and Company, an Indiana corporation ("Lilly"), and Bald Eagle Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Lilly ("Merger Sub"), Merger Sub merged with and into Dermira, with Dermira surviving as a wholly owned subsidiary of Lilly (the "Merger"), effective as of February 20, 2020. Pursuant to the Merger Agreement, each issued and outstanding share (the "Shares") of Dermira common stock, par value $0.001 per share, was purchased at a price of $18.75 per share (the "Offer Price"), net to the seller in cash, without interest, and subject to withholding taxes.

F2: Includes 1,024 shares of Dermira Common Stock acquired by the Reporting Person pursuant to Dermira's Employee Stock Purchase Plan.

F3: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira stock option, whether vested or unvested, was canceled and converted into the right to receive an amount in cash equal to the product of (x) the number of Shares issuable under such option multiplied by (y) the excess, if any, of (A) the Offer Price over (B) the per share exercise price of such option. Any outstanding Dermira stock options with an exercise price equal to or greater than the Offer Price were canceled for no consideration at the Effective Time.

F4: Pursuant to the Merger Agreement, immediately prior to the Effective Time, each Dermira restricted stock unit ("RSU"), whether vested or unvested, was canceled and converted into the right to receive an amount of cash equal to the product of (x) the number of Shares underlying such Dermira RSU multiplied by (y) the Offer Price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2026 Filed Sep 9, 2026 21:54 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 7,155 $60.36 $431,875.80
Disclosure

SEC source: 0001230724-26-000018 · wk-form4_1788990858.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,316

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
September 02, 2026 Filed Sep 2, 2026 23:56 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 1,432 $61.58 $88,182.56
Disclosure

SEC source: 0001230724-26-000016 · wk-form4_1788393412.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,471

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 23:56 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 1,273 $60.74 $77,322.02
Disclosure

SEC source: 0001230724-26-000016 · wk-form4_1788393412.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,903

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:58 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001230724-26-000014 · wk-form4_1785963491.xml · derivative · entry 5

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 216,827

Underlying: Common Stock · 10,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:58 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,044 $54.18 $164,917.83
Disclosure

SEC source: 0001230724-26-000014 · wk-form4_1785963491.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,176

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted March 4, 2026.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $54.07 to $54.44. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:58 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 6,956 $53.76 $373,961.52
Disclosure

SEC source: 0001230724-26-000014 · wk-form4_1785963491.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 108,220

F2 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted March 4, 2026.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $53.06 to $54.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 03, 2026 Filed Aug 5, 2026 20:58 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 10,000 $5.35 $53,500.00
Disclosure

SEC source: 0001230724-26-000014 · wk-form4_1785963491.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 781 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2026.

Read SEC document
July 06, 2026 Filed Jul 6, 2026 23:31 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001230724-26-000012 · wk-form4_1783380710.xml · derivative · entry 5

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 226,827

Underlying: Common Stock · 10,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
July 06, 2026 Filed Jul 6, 2026 23:31 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 2,087 $57.76 $120,553.47
Disclosure

SEC source: 0001230724-26-000012 · wk-form4_1783380710.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,395

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted March 4, 2026.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $57.61 to $58.32. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2026 Filed Jul 6, 2026 23:31 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 7,913 $57.16 $452,283.34
Disclosure

SEC source: 0001230724-26-000012 · wk-form4_1783380710.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,482

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted March 4, 2026.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $56.595 to $57.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 06, 2026 Filed Jul 6, 2026 23:31 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 10,000 $5.35 $53,500.00
Disclosure

SEC source: 0001230724-26-000012 · wk-form4_1783380710.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2026 Filed Jun 19, 2026 00:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001230724-26-000010 · wk-form4_1781827658.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 236,827

Underlying: Common Stock · 10,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option is fully vested and exercisable.

Read SEC document
June 18, 2026 Filed Jun 19, 2026 00:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 10,000 $53.00 $530,000.00
Disclosure

SEC source: 0001230724-26-000010 · wk-form4_1781827658.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,395

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted March 4, 2026.

Read SEC document
June 18, 2026 Filed Jun 19, 2026 00:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 10,000 $5.35 $53,500.00
Disclosure

SEC source: 0001230724-26-000010 · wk-form4_1781827658.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 21:24 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 1,021 $59.32 $60,565.72
Disclosure

SEC source: 0001230724-26-000008 · wk-form4_1773264262.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,395

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs. No other shares of common stock subject to the restrictions on transfer set forth in a Lock-Up Agreement dated January 29, 2026 were sold by the Reporting Person.

Read SEC document
March 02, 2026 Filed Mar 3, 2026 01:08 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 1,009 $61.98 $62,537.82
Disclosure

SEC source: 0001230724-26-000006 · wk-form4_1772500088.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,416

F2 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
February 28, 2026 Filed Mar 3, 2026 01:08 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 898 $61.98 $55,658.04
Disclosure

SEC source: 0001230724-26-000006 · wk-form4_1772500088.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,425

F2 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:08 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantStock Option (right to buy) · Derivative 74,993 $0.00 Strike: $60.00 $0.00
Disclosure

SEC source: 0001230724-26-000006 · wk-form4_1772500088.xml · derivative · entry 5

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,993

Underlying: Common Stock · 74,993 shares

Expires 2036-02-26

F4 · derivative.exercise_date: 1/48 of shares subject to the option vest on March 26, 2026, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 01:08 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantCommon Stock 44,864 $0.00 $0.00
Disclosure

SEC source: 0001230724-26-000006 · wk-form4_1772500088.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,323

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 1/4 of the shares subject to the award on September 7, 2026 and 1/8 of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 20, 2026 Filed Feb 20, 2026 22:27 UTC Caribou Biosciences, Inc. CRBU · Entity 6445 GrantOption to purchase Common Stock · Derivative 45,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001230724-26-000004 · wk-form4_1771626452.xml · derivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2036-02-19

F1 · derivative.exercise_date: One-twelfth of the shares subject to this option will vest on each monthly anniversary of the grant date such that the option will be fully vested on February 20, 2027, subject to the reporting person continuing to provide service to the Issuer through each such vesting date.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 22:09 UTC Vaxcyte, Inc. PCVX · Entity 1164 GiftCommon Stock 61,850 $0.00 $0.00
Disclosure

SEC source: 0001230724-26-000002 · wk-form4_1768601392.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 61,850

F2 · ownership.nature: Shares are held by ALG 2025 GRAT HOLDINGS LLC, of which 100% of the limited liability company interest is owned by a grantor retained annuity trust, of which the Reporting Person is the sole annuitant and trustee.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 22:09 UTC Vaxcyte, Inc. PCVX · Entity 1164 GiftCommon Stock 61,850 $0.00 $0.00
Disclosure

SEC source: 0001230724-26-000002 · wk-form4_1768601392.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,459

F1 · shares: The reported transaction involves the Reporting Person's transfer of shares to ALG 2025 GRAT HOLDINGS LLC, of which Reporting Person is the sole member and manager.

Read SEC document
September 08, 2025 Filed Sep 10, 2025 20:26 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 2,890 $32.41 $93,664.90
Disclosure

SEC source: 0001230724-25-000008 · wk-form4_1757535999.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,309

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:10 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 1,429 $31.56 $45,099.24
Disclosure

SEC source: 0001230724-25-000007 · wk-form4_1757016639.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,199

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:10 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 2,381 $31.56 $75,144.36
Disclosure

SEC source: 0001230724-25-000007 · wk-form4_1757016639.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,628

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:10 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 1,270 $31.56 $40,081.20
Disclosure

SEC source: 0001230724-25-000007 · wk-form4_1757016639.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,009

F1 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

F2 · balance_after: Includes 329 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2025.

Read SEC document
April 07, 2025 Filed Apr 9, 2025 12:05 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 4,777 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001649094-25-000049 · wk-form4_1744200305.xml · derivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,115

Underlying: Common Stock · 4,777 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Option is fully vested and exercisable.

Read SEC document
April 07, 2025 Filed Apr 9, 2025 12:05 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 4,777 $20.93 $99,982.61
Disclosure

SEC source: 0001649094-25-000049 · wk-form4_1744200305.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 02:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 3,809 $72.10 $274,628.90
Disclosure

SEC source: 0001649094-25-000043 · wk-form4_1741055534.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,173

F2 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 02:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 Tax withholdingCommon Stock 1,270 $73.02 $92,735.40
Disclosure

SEC source: 0001649094-25-000043 · wk-form4_1741055534.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,982

F2 · shares: Represents shares surrendered to the Issuer to cover applicable tax withholding obligations realized upon the vesting of RSUs.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 02:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantStock Option (right to buy) · Derivative 75,991 $0.00 Strike: $74.22 $0.00
Disclosure

SEC source: 0001649094-25-000043 · wk-form4_1741055534.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,991

Underlying: Common Stock · 75,991 shares

Expires 2035-02-26

F3 · derivative.exercise_date: 1/48 of shares subject to the option vest on March 27, 2025, and 1/48 of the shares vest monthly thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 27, 2025 Filed Mar 4, 2025 02:32 UTC Vaxcyte, Inc. PCVX · Entity 1164 GrantCommon Stock 22,761 $0.00 $0.00
Disclosure

SEC source: 0001649094-25-000043 · wk-form4_1741055534.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,252

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest as to 25% of the shares subject to the award on September 7, 2025 and 12.5% of the shares every six months thereafter, subject to Reporting Person's continuous service with the Issuer through each such date.

Read SEC document
February 20, 2025 Filed Feb 22, 2025 01:14 UTC Caribou Biosciences, Inc. CRBU · Entity 6445 GrantOption to purchase Common Stock · Derivative 40,500 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001230724-25-000003 · wk-form4_1740186837.xml · derivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,500

Underlying: Common Stock · 40,500 shares

Expires 2035-02-19

F1 · derivative.exercise_date: One-twelfth of the shares subject to this option will vest on each monthly anniversary of the grant date such that the option will be fully vested on February 20, 2026, subject to the reporting person continuing to provide service to the Issuer through each such vesting date.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:04 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-25-000014 · wk-form4_1740006233.xml · derivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 246,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option is fully vested and exercisable

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:04 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,818 $84.58 $153,766.44
Disclosure

SEC source: 0001649094-25-000014 · wk-form4_1740006233.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,491

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $84.125 to $84.985. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:04 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 6,182 $83.64 $517,056.30
Disclosure

SEC source: 0001649094-25-000014 · wk-form4_1740006233.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,309

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $83.17 to $84.10. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2025 Filed Feb 19, 2025 23:04 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001649094-25-000014 · wk-form4_1740006233.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 23:18 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-25-000008 · wk-form4_1737587924.xml · derivative · entry 5

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 23:18 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 683 $87.70 $59,899.10
Disclosure

SEC source: 0001649094-25-000008 · wk-form4_1737587924.xml · nonDerivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,491

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $87.58 to $87.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 23:18 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,999 $87.25 $174,406.75
Disclosure

SEC source: 0001649094-25-000008 · wk-form4_1737587924.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,174

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $86.58 to $87.545. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 23:18 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 5,318 $86.08 $457,794.71
Disclosure

SEC source: 0001649094-25-000008 · wk-form4_1737587924.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,173

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $85.54 to $86.455. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 21, 2025 Filed Jan 22, 2025 23:18 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001649094-25-000008 · wk-form4_1737587924.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-24-000126 · wk-form4_1734642427.xml · derivative · entry 6

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 262,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 280 $90.24 $25,267.48
Disclosure

SEC source: 0001649094-24-000126 · wk-form4_1734642427.xml · nonDerivative · entry 5

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,491

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

F5 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $90.095 to $90.41. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,157 $89.31 $281,957.98
Disclosure

SEC source: 0001649094-24-000126 · wk-form4_1734642427.xml · nonDerivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,771

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

F4 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $88.98 to $89.93. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 3,373 $88.70 $299,188.47
Disclosure

SEC source: 0001649094-24-000126 · wk-form4_1734642427.xml · nonDerivative · entry 3

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,928

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

F3 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $87.895 to $88.89. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 18, 2024 Filed Dec 19, 2024 21:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 1,190 $87.26 $103,834.64
Disclosure

SEC source: 0001649094-24-000126 · wk-form4_1734642427.xml · nonDerivative · entry 2

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,301

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

F2 · price: The price reported is a weighted-average price. The shares were sold at prices ranging from $86.84 to $87.82. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 18, 2024 Filed Dec 19, 2024 21:07 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionCommon Stock 8,000 $5.35 $42,800.00
Disclosure

SEC source: 0001649094-24-000126 · wk-form4_1734642427.xml · nonDerivative · entry 1

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2024 Filed Nov 19, 2024 21:43 UTC Vaxcyte, Inc. PCVX · Entity 1164 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $5.35 $0.00
Disclosure

SEC source: 0001649094-24-000112 · wk-form4_1732052574.xml · derivative · entry 5

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,827

Underlying: Common Stock · 8,000 shares

Expires 2030-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on May 1, 2021, and 1/48 of the shares vest monthly thereafter.

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November 18, 2024 Filed Nov 19, 2024 21:43 UTC Vaxcyte, Inc. PCVX · Entity 1164 SaleCommon Stock 132 $87.05 $11,490.60
Disclosure

SEC source: 0001649094-24-000112 · wk-form4_1732052574.xml · nonDerivative · entry 4

GUGGENHIME ANDREW · CIK 0001230724 · PRESIDENT AND CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,491

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted May 17, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.