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person · Reporting owner

Smith Gordon

Disclosed activity across 5 companies

Tapewire entity
11677
SEC CIK
0001311487

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CHOICE HOTELS INTERNATIONAL INC /DECHH · Entity 3980DirectorJuly 15, 2026July 17, 2026
COMCAST CORPCMCSA · Entity 1651DirectorSeptember 30, 2026October 03, 2026
HUMANA INCHUM · Entity 1429DirectorDecember 31, 2025January 05, 2026
NORDSTROM INCJWN · Entity 79544DirectorMay 29, 2019June 04, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CHOICE HOTELS INTERNATIONAL INC /DE

Report date July 15, 2026 · Filed July 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,736.07 Reported balance After 2026-07-15 transaction · row 1
1 source row

Row 1 · 2026-07-15 · Grant · Acquired 22.6 · Balance 9,736.07

F1: Weighted average price, as these shares were purchased in multiple transactions at prices ranging from $105.86 to $106.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Weighted average price, as these shares were purchased in multiple transactions at prices ranging from $105.86 to $106.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, additional information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

COMCAST CORP

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect12,221.253 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 1,552 · Balance 12,221.253

HUMANA INC

Report date December 31, 2025 · Filed January 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,549 Reported balance After 2026-01-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-01-02 · Grant · Acquired 766 · Balance 1,549

F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). Includes 766 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect500 Reported balance After 2025-12-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-12-31 · Grant · Acquired 122 · Balance 500

F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person during a designated enrollment period in the year preceding the reported transactions. Stock units will be payable in Humana Inc. common stock on a 1-for-1basis, exempt pursuant to Rule 16(b)-3(d)(1), per the Director's election.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10 Reported balance After 2025-12-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-12-31 · Grant · Acquired 10 · Balance 10

F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

Humana CommonSEC Table I · non-derivativeDirect765 Reported balance Holding disclosure · report date 2025-12-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 765

Filing footnotes · ownership attribution and instrument terms

F1: Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1). Includes 766 restricted stock units which represent a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.

F2: Director's cash fee elected to be converted into stock units, deferred at the election of the Reporting Person during a designated enrollment period in the year preceding the reported transactions. Stock units will be payable in Humana Inc. common stock on a 1-for-1basis, exempt pursuant to Rule 16(b)-3(d)(1), per the Director's election.

F3: Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).

NORDSTROM INC

Report date May 29, 2019 · Filed June 04, 2019 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,097 Reported balance After 2019-05-29 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2019-05-29 · Grant · Acquired 4,318 · Balance 22,097

F1: Annual Stock Award under the 2002 Nonemployee Director Stock Incentive Plan.

F2: Reflects an amended amount to correct a clerical error.

Filing footnotes · ownership attribution and instrument terms

F1: Annual Stock Award under the 2002 Nonemployee Director Stock Incentive Plan.

F2: Reflects an amended amount to correct a clerical error.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

JPMORGAN CHASE & CO

Report date December 31, 2021 · Filed January 04, 2022

Section 16 reporting ended · disclosed 2022-01-04. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2020 Filed Mar 19, 2020 20:19 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantPerformance Share Units · Derivative 104,977.2108 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005417 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,977.2108

Underlying: Common Stock · 104,977.2108 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit (PSU) represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents PSUs earned (including reinvested dividend equivalents) based on the Firm's attainment of pre-established performance goals for the three-year performance period ended December 31, 2019. The PSUs are expected to vest and settle in shares of common stock on March 25, 2020, which will be reported in a later Form 4 filing. In accordance with the terms of the PSUs, the Board's Compensation & Management Development Committee has certified the Firm's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 17, 2017.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the PSU award granted on January 17, 2017.

Read SEC document
January 21, 2020 Filed Jan 23, 2020 21:31 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantRestricted Stock Units · Derivative 47,496 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001063 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,496

Underlying: Common Stock · 47,496 shares

Expires 2023-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2019, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2020 contain recapture provisions that enable the Firm to cancel outstanding awards and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2022 and 50% on January 13, 2023.

Read SEC document
January 15, 2020 Filed Jan 15, 2020 22:55 UTC JPMORGAN CHASE & CO JPM · Entity 2795 SaleCommon Stock 2,950 $137.03 $404,232.01
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 5

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 21,075

F2 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2019.

Read SEC document
January 15, 2020 Filed Jan 15, 2020 22:55 UTC JPMORGAN CHASE & CO JPM · Entity 2795 SaleCommon Stock 11,800 $137.04 $1,617,093.24
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 4

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,897

F2 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2019.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 25,724 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · derivative · entry 8

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,724

Underlying: Common Stock · 25,724 shares

Expires 2021-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2020 and 50% on January 13, 2021.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 32,493 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · derivative · entry 7

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,493 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 28,717 $136.48 $3,919,224.37
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,697

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 25,724 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2020 Filed Jan 15, 2020 22:55 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 32,493 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000828 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
October 16, 2019 Filed Oct 17, 2019 20:17 UTC JPMORGAN CHASE & CO JPM · Entity 2795 SaleCommon Stock 83,289 $119.98 $9,992,872.63
Disclosure

SEC source: 0001225208-19-013514 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,197

F1 · kind: Sale pursuant to 10b5-1 Plan dated August 2, 2019.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 76,924 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · derivative · entry 11

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,924 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 44,995 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · derivative · entry 10

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,995 shares

Expires 2022-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 209,206 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · derivative · entry 9

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 209,206 shares

Expires 2023-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 148,176 $115.64 $17,134,331.76
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 6

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,486

F1 · balance_after: Balance reflects 11,974 shares transferred from a Grantor Retained Annuity Trust to the grantor on April 18th, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 53,740 $115.64 $6,214,224.90
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 5

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,662

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 29,784 $115.64 $3,444,072.84
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 4

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,402

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 44,995 $35.61 $1,602,271.95
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 76,924 $44.29 $3,406,963.96
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 20:56 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 209,206 $46.58 $9,744,815.48
Disclosure

SEC source: 0001225208-19-010432 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed May 31, 2019 11:01 UTC NORDSTROM INC JWN · Entity 79544 GrantCommon Stock 4,318 $32.42 $139,989.56
Disclosure

SEC source: 0000072333-19-000118 · wf-form4_155931486589168.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,097

F1 · shares: Annual Stock Award under the 2002 Nonemployee Director Stock Incentive Plan.

Read SEC document
May 29, 2019 Filed Jun 4, 2019 17:43 UTC Amendment NORDSTROM INC JWN · Entity 79544 GrantCommon Stock 4,318 $0.00 $0.00
Disclosure

SEC source: 0000072333-19-000141 · wf-form4a_155968456584017.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,097

F1 · shares: Annual Stock Award under the 2002 Nonemployee Director Stock Incentive Plan.

F2 · price: Reflects an amended amount to correct a clerical error.

Read SEC document
April 15, 2019 Filed Apr 16, 2019 21:41 UTC JPMORGAN CHASE & CO JPM · Entity 2795 SaleCommon Stock 41,395 $109.99 $4,552,874.61
Disclosure

SEC source: 0001225208-19-006852 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,087

F1 · kind: Sales pursuant to 10b5-1 Plans dated January 28, 2019 and November 8, 2018, as modified on January 28, 2019.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 20:22 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionPerformance Share Units · Derivative 137,473.0518 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005839 · doc4.xml · derivative · entry 5

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 137,473.0518 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F3 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant.

F3 · derivative.exercise_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant.

F3 · derivative.expiration_date: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a PSU award granted on January 19, 2016, and as previously reported on a Form 4 filed on March 21, 2019. The PSUs settled in shares of common stock on March 25, 2019. Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 20:22 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 70,318.0518 $99.33 $6,984,692.09
Disclosure

SEC source: 0001225208-19-005839 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,482

Read SEC document
March 25, 2019 Filed Mar 27, 2019 20:22 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 137,473.0518 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005839 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,800.0518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares represent JPMC common stock acquired on March 25, 2019 upon settlement of a Performance Share Unit award granted on January 19, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on March 21, 2019), and must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant.

F2 · price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 20:25 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantPerformance Share Units · Derivative 137,473.0518 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005679 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,473.0518

Underlying: Common Stock · 137,473.0518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of JPMC common stock upon vesting based on the attainment of performance goals.

F2 · shares: Represents Performance Share Units (PSUs) earned (including reinvested dividend equivalents) based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018. The PSUs are expected to vest and settle in shares of common stock on March 25, 2019 which will be reported in a later Form 4 filing. The Company previously reported in a Current Report on Form 8-K filed on January 21, 2016 that certain Executive Officers' compensation for performance year 2015 included variable compensation comprised partly of the PSUs reported. In accordance with the terms of the PSUs, the Compensation & Management Development Committee of the Board of Directors has certified the Company's absolute and relative performance against the pre-established performance goals for the performance period and has determined that the maximum amount of the previously granted PSUs has been earned.

F3 · derivative.exercise_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016.

F3 · derivative.expiration_date: Shares delivered, after applicable tax withholding, must be held for an additional two-year period, for a total combined vesting and holding period of five years from the date of grant, as provided under the terms of the Performance Share Unit award granted on January 19, 2016.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:16 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 149,179 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-19-003260 · doc4.xml · derivative · entry 5

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 149,179 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:16 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 104,520 $105.34 $11,009,875.50
Disclosure

SEC source: 0001225208-19-003260 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,327

Read SEC document
February 20, 2019 Filed Feb 21, 2019 21:16 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 149,179 $43.20 $6,444,532.80
Disclosure

SEC source: 0001225208-19-003260 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 21:17 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantRestricted Stock Units · Derivative 63,411 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000954 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,411

Underlying: Common Stock · 63,411 shares

Expires 2022-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2018, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2019 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2021 and 50% on January 13, 2022.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 32,493 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000894 · doc4.xml · derivative · entry 7

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,493

Underlying: Common Stock · 32,493 shares

Expires 2020-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 42,584 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000894 · doc4.xml · derivative · entry 6

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,584 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 36,945 $99.56 $3,678,244.20
Disclosure

SEC source: 0001225208-19-000894 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,668

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 32,493 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000894 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2019 Filed Jan 16, 2019 21:18 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 42,584 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-000894 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
November 01, 2018 Filed Nov 15, 2018 21:06 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GiftCommon Stock 24,025 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-015546 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRATs

Disclosed balance after: 45,000

F1 · balance_after: Upon termination of a Grantor Retained Annuity Trust, 24,025 shares were transferred to Family Trust as beneficiary.

Read SEC document
November 01, 2018 Filed Nov 15, 2018 21:06 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GiftCommon Stock 24,025 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-015546 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 24,025

F1 · balance_after: Upon termination of a Grantor Retained Annuity Trust, 24,025 shares were transferred to Family Trust as beneficiary.

Read SEC document
July 23, 2018 Filed Jul 23, 2018 21:07 UTC JPMORGAN CHASE & CO JPM · Entity 2795 SaleCommon Stock 30,725 $114.01 $3,503,030.99
Disclosure

SEC source: 0001225208-18-011912 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Co-President & COO, CEO CCB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,929

F1 · kind: Sale pursuant to 10b5-1 Plan dated April 17, 2018.

F2 · balance_after: Balance reflects 45,000 shares transferred from direct to indirect ownership for the funding of a Grantor Retained Annuity Trust (GRAT) on April 18, 2018.

Read SEC document
May 29, 2018 Filed May 31, 2018 16:30 UTC NORDSTROM INC JWN · Entity 79544 GrantCommon Stock 4,901 $48.96 $239,952.96
Disclosure

SEC source: 0000072333-18-000089 · edgar.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,779

F1 · shares: Granted under the 2002 Nonemployee Director Stock Incentive Plan

Read SEC document
January 16, 2018 Filed Jan 18, 2018 21:44 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantRestricted Stock Units · Derivative 51,448 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001232 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,448

Underlying: Common Stock · 51,448 shares

Expires 2021-01-13

F1 · security: Consistent with last year, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2017, with the remaining 50% awarded in the form of Performance Share Units (PSUs).

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of JPMC common stock.

F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2018 contain recapture provisions that enable the Firm to cancel an unvested or un-exercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors.

F4 · derivative.exercise_date: RSUs vest 50% on January 13, 2020 and 50% on January 13, 2021.

Read SEC document
January 13, 2018 Filed Jan 17, 2018 22:28 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 42,584 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001148 · doc4.xml · derivative · entry 6

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,584

Underlying: Common Stock · 42,584 shares

Expires 2019-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.

Read SEC document
January 13, 2018 Filed Jan 17, 2018 22:28 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 76,467 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001148 · doc4.xml · derivative · entry 5

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,467 shares

Expires 2018-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.

Read SEC document
January 13, 2018 Filed Jan 17, 2018 22:28 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 57,601 $111.85 $6,442,383.85
Disclosure

SEC source: 0001225208-18-001148 · doc4.xml · nonDerivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,654

Read SEC document
January 13, 2018 Filed Jan 17, 2018 22:28 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 42,584 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001148 · doc4.xml · nonDerivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2018 Filed Jan 17, 2018 22:28 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 76,467 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-001148 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
May 16, 2017 Filed May 18, 2017 16:25 UTC NORDSTROM INC JWN · Entity 79544 GrantCommon Stock 5,535 $40.64 $224,942.40
Disclosure

SEC source: 0000072333-17-000103 · edgar.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,878

F1 · shares: Granted under the 2002 Nonemployee Director Stock Incentive Plan

Read SEC document
April 18, 2017 Filed Apr 18, 2017 17:50 UTC CHOICE HOTELS INTERNATIONAL INC /DE CHH · Entity 3980 GrantCommon Stock 188.06 $62.72 $11,795.12
Disclosure

SEC source: 0001209191-17-027236 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,442.4

F1 · price: Average price reflects a series of transactions between $62.65 and $62.80.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 20:48 UTC CHOICE HOTELS INTERNATIONAL INC /DE CHH · Entity 3980 GrantCommon Stock 216.53 $54.26 $11,748.92
Disclosure

SEC source: 0001209191-17-004437 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,254.3

F1 · price: Average price reflects a series of transactions between $54.25 and $54.33.

Read SEC document
January 18, 2017 Filed Jan 19, 2017 21:58 UTC JPMORGAN CHASE & CO JPM · Entity 2795 SaleCommon Stock 65,865 $83.67 $5,510,997.00
Disclosure

SEC source: 0001225208-17-001354 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,466

F1 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2016.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:58 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantRestricted Stock Units · Derivative 64,986 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-001354 · doc4.xml · derivative · entry 3

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,986

Underlying: Common Stock · 64,986 shares

Expires 2020-01-13

F2 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F4 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.

F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.