TapewireFind a company

person · Reporting owner

Chandna Asheem

Disclosed activity across 2 companies

Tapewire entity
11674
SEC CIK
0001392138

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Palo Alto Networks IncPANW · Entity 1811DirectorDecember 14, 2021January 14, 2022
Rubrik, Inc.RBRK · Entity 2594DirectorJune 03, 2026June 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Palo Alto Networks Inc

Report date December 14, 2021 · Filed January 14, 2022 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,510 Reported balance After 2021-12-14 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2021-12-14 · Grant · Acquired 679 · Balance 11,510

F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Common StockSEC Table I · non-derivativeIndirectSee footnote104,032 Reported balance Holding disclosure · report date 2021-12-14 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 104,032

F2: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

F2: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Rubrik, Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect6,249 Reported balance After 2026-06-03 transaction · row 1
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 3,709 · Balance 6,249

F1: Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date.

Class A Common StockSEC Table I · non-derivativeIndirectBy Asheem Chandna and Aarti Chandna, trustees of the Chandna Children's Trust dated 12/23/20129,296 Reported balance Holding disclosure · report date 2026-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,296

Class A Common StockSEC Table I · non-derivativeIndirectBy The Revocable Trust of Asheem Chandna and Aarti Chandna, UDT 4/13/981,138,098 Reported balance Holding disclosure · report date 2026-06-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,138,098

Class A Common StockSEC Table I · non-derivativeIndirectBy Greylock 16 Limited Partnership345,144 Reported balance Holding disclosure · report date 2026-06-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 345,144

F2: Greylock 16 GP LLC ("Greylock 16 GP") is the sole general partner of each of Greylock 16 Limited Partnership ("Greylock 16"), Greylock 16-A Limited Partnership ("Greylock 16-A") and Greylock 16 Principals Limited Partnership ("Greylock 16 Principals") and may be deemed to share voting and dispositive voting power with respect to the shares held directly by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person is one of the managing members of Greylock 16 GP, and may be deemed to share voting and investment power over the shares held by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Class A Common StockSEC Table I · non-derivativeIndirectBy Greylock 16-A Limited Partnership12,270 Reported balance Holding disclosure · report date 2026-06-03 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 12,270

F2: Greylock 16 GP LLC ("Greylock 16 GP") is the sole general partner of each of Greylock 16 Limited Partnership ("Greylock 16"), Greylock 16-A Limited Partnership ("Greylock 16-A") and Greylock 16 Principals Limited Partnership ("Greylock 16 Principals") and may be deemed to share voting and dispositive voting power with respect to the shares held directly by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person is one of the managing members of Greylock 16 GP, and may be deemed to share voting and investment power over the shares held by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Class A Common StockSEC Table I · non-derivativeIndirectBy Greylock 16 Principals Limited Partnership26,076 Reported balance Holding disclosure · report date 2026-06-03 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 26,076

F2: Greylock 16 GP LLC ("Greylock 16 GP") is the sole general partner of each of Greylock 16 Limited Partnership ("Greylock 16"), Greylock 16-A Limited Partnership ("Greylock 16-A") and Greylock 16 Principals Limited Partnership ("Greylock 16 Principals") and may be deemed to share voting and dispositive voting power with respect to the shares held directly by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person is one of the managing members of Greylock 16 GP, and may be deemed to share voting and investment power over the shares held by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date.

F2: Greylock 16 GP LLC ("Greylock 16 GP") is the sole general partner of each of Greylock 16 Limited Partnership ("Greylock 16"), Greylock 16-A Limited Partnership ("Greylock 16-A") and Greylock 16 Principals Limited Partnership ("Greylock 16 Principals") and may be deemed to share voting and dispositive voting power with respect to the shares held directly by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person is one of the managing members of Greylock 16 GP, and may be deemed to share voting and investment power over the shares held by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2024 Filed Jan 31, 2025 21:21 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 248,691 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002475 · form4-01312025_090152.xml · derivative · entry 11

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV-A Limited Partnership

Disclosed balance after: 746,073

Underlying: Class A Common Stock · 248,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F9 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F9 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
December 11, 2024 Filed Jan 31, 2025 21:21 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 4,476,447 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002475 · form4-01312025_090152.xml · derivative · entry 10

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Limited Partnership

Disclosed balance after: 13,429,342

Underlying: Class A Common Stock · 4,476,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F9 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F9 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
December 11, 2024 Filed Jan 31, 2025 21:21 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 248,691 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002475 · form4-01312025_090152.xml · nonDerivative · entry 3

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Principals LLC

Disclosed balance after: 248,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
December 11, 2024 Filed Jan 31, 2025 21:21 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 248,691 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002475 · form4-01312025_090152.xml · nonDerivative · entry 2

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV-A Limited Partnersip

Disclosed balance after: 248,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
December 11, 2024 Filed Jan 31, 2025 21:21 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 4,476,447 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002475 · form4-01312025_090152.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Limited Partnership

Disclosed balance after: 4,476,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 994,764 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 15

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Principals LLC

Disclosed balance after: 994,764

Underlying: Class A Common Stock · 994,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries E Preferred Stock · Derivative 53,070 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 14

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Principals LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 53,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries D Preferred Stock · Derivative 189,840 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 13

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Principals LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 189,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries C Preferred Stock · Derivative 108,342 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 12

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Principals LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 108,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries B Preferred Stock · Derivative 643,512 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 11

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Principals LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 643,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 994,764 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 10

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV-A Limited Partnership

Disclosed balance after: 994,764

Underlying: Class A Common Stock · 994,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries E Preferred Stock · Derivative 53,070 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 9

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV-A Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 53,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries D Preferred Stock · Derivative 189,840 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 8

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV-A Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 189,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries C Preferred Stock · Derivative 108,342 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 7

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV-A Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 108,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries B Preferred Stock · Derivative 643,512 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 6

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV-A Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 643,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 17,905,789 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 5

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Limited Partnership

Disclosed balance after: 17,905,789

Underlying: Class A Common Stock · 17,905,789 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries E Preferred Stock · Derivative 955,260 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 4

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 955,260 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries D Preferred Stock · Derivative 3,417,116 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 3

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,417,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries C Preferred Stock · Derivative 1,950,165 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 2

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,950,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
April 29, 2024 Filed May 1, 2024 22:11 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionSeries B Preferred Stock · Derivative 11,583,248 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 1

Chandna Asheem · CIK 0001392138 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Greylock XIV Limited Partnership

Disclosed balance after: 0

Underlying: Class B Common Stock · 11,583,248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 22:19 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 679 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-069791 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Read SEC document
December 14, 2021 Filed Jan 14, 2022 00:19 UTC Amendment Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 679 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003252 · doc4a.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,510

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:19 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062935 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,831

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:15 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 1,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060062 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,752

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Read SEC document
December 07, 2018 Filed Dec 11, 2018 21:43 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 1,922 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062016 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,442

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 22:09 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 2,329 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-065229 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,520

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 21:30 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 2,321 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154702 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,191

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Read SEC document
April 11, 2016 Filed Apr 13, 2016 20:07 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 200 $143.00 $28,599.00
Disclosure

SEC source: 0001209191-16-114103 · doc4.xml · nonDerivative · entry 4

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 104,032

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $142.96 to $143.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 11, 2016 Filed Apr 13, 2016 20:07 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 5,519 $142.47 $786,275.37
Disclosure

SEC source: 0001209191-16-114103 · doc4.xml · nonDerivative · entry 3

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 104,232

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $141.93 to $142.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 11, 2016 Filed Apr 13, 2016 20:07 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 2,202 $141.29 $311,118.38
Disclosure

SEC source: 0001209191-16-114103 · doc4.xml · nonDerivative · entry 2

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 109,751

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $140.83 to $141.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 11, 2016 Filed Apr 13, 2016 20:07 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 7,079 $140.25 $992,843.91
Disclosure

SEC source: 0001209191-16-114103 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 111,953

F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $139.81 to $140.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
December 11, 2015 Filed Dec 14, 2015 21:03 UTC Palo Alto Networks Inc PANW · Entity 1811 GrantCommon Stock 1,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-084993 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.

Read SEC document
October 09, 2015 Filed Oct 14, 2015 20:05 UTC Palo Alto Networks Inc PANW · Entity 1811 OtherCommon Stock 640 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-15-075410 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 119,032

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners.

F1 · price: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners.

F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
September 22, 2015 Filed Sep 24, 2015 20:04 UTC Palo Alto Networks Inc PANW · Entity 1811 OtherCommon Stock 640 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-15-072092 · doc4.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 118,392

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners.

F1 · price: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners.

F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
October 03, 2014 Filed Oct 7, 2014 20:20 UTC Palo Alto Networks Inc PANW · Entity 1811 OtherCommon Stock 640 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-14-033873 · rrd417248.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 117,752

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners.

F1 · price: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners.

F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
May 23, 2014 Filed May 23, 2014 20:03 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 4,431 $66.22 $293,439.87
Disclosure

SEC source: 0001181431-14-021099 · rrd410233.xml · nonDerivative · entry 3

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,151

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $66.15 to $66.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
May 23, 2014 Filed May 23, 2014 20:03 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 18,206 $65.79 $1,197,803.69
Disclosure

SEC source: 0001181431-14-021099 · rrd410233.xml · nonDerivative · entry 2

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 120,582

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $65.14 to $66.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
May 23, 2014 Filed May 23, 2014 20:03 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 3,613 $64.61 $233,430.51
Disclosure

SEC source: 0001181431-14-021099 · rrd410233.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 138,788

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $64.01 to $64.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
May 09, 2014 Filed May 13, 2014 20:02 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 17,000 $59.79 $1,016,348.40
Disclosure

SEC source: 0001181431-14-019355 · rrd409088.xml · nonDerivative · entry 2

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 142,401

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $59.16 to $60.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
May 09, 2014 Filed May 13, 2014 20:02 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 9,250 $58.65 $542,532.85
Disclosure

SEC source: 0001181431-14-019355 · rrd409088.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 159,401

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $58.14 to $59.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 24, 2014 Filed Apr 28, 2014 20:09 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 329 $70.09 $23,058.43
Disclosure

SEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 6

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 168,651

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F7 · price: This sale price represents the weighted average sale price of the shares sold ranging from $70.06 to $70.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 24, 2014 Filed Apr 28, 2014 20:09 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 1,900 $69.47 $131,996.23
Disclosure

SEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 5

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 168,980

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $69.0327 to $70.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 24, 2014 Filed Apr 28, 2014 20:09 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 700 $68.32 $47,826.03
Disclosure

SEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 4

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 170,880

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $68.03 to $68.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 24, 2014 Filed Apr 28, 2014 20:09 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 10,214 $67.48 $689,234.59
Disclosure

SEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 3

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 171,580

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $67.00 to $67.92 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 24, 2014 Filed Apr 28, 2014 20:09 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 9,107 $66.54 $605,966.12
Disclosure

SEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 2

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 181,794

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $65.97 to $66.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 24, 2014 Filed Apr 28, 2014 20:09 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 4,000 $65.26 $261,033.60
Disclosure

SEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 1

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 190,901

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $64.83 to $65.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 10, 2014 Filed Apr 14, 2014 20:15 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 718 $69.72 $50,060.61
Disclosure

SEC source: 0001181431-14-016129 · rrd407354.xml · nonDerivative · entry 5

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 194,901

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $69.56 to $69.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 10, 2014 Filed Apr 14, 2014 20:15 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 2,521 $69.00 $173,943.96
Disclosure

SEC source: 0001181431-14-016129 · rrd407354.xml · nonDerivative · entry 4

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 195,619

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $68.47 to $69.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 10, 2014 Filed Apr 14, 2014 20:15 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 9,296 $67.93 $631,439.17
Disclosure

SEC source: 0001181431-14-016129 · rrd407354.xml · nonDerivative · entry 3

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 198,140

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $67.44 to $68.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document
April 10, 2014 Filed Apr 14, 2014 20:15 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 6,360 $66.85 $425,183.17
Disclosure

SEC source: 0001181431-14-016129 · rrd407354.xml · nonDerivative · entry 2

Chandna Asheem · CIK 0001392138 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 207,436

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $66.44 to $67.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.