Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Palo Alto Networks IncPANW · Entity 1811 | Director | December 14, 2021 | January 14, 2022 |
| Rubrik, Inc.RBRK · Entity 2594 | Director | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Palo Alto Networks Inc
Report date December 14, 2021 · Filed January 14, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,510 |
Reported balance
After 2021-12-14 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-12-14 · Grant · Acquired 679 · Balance 11,510 F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 104,032 |
Reported balance
Holding disclosure · report date 2021-12-14 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 104,032 F2: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date.
F2: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee.
Rubrik, Inc.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 6,249 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 3,709 · Balance 6,249 F1: Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Asheem Chandna and Aarti Chandna, trustees of the Chandna Children's Trust dated 12/23/2012 | 9,296 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,296 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Revocable Trust of Asheem Chandna and Aarti Chandna, UDT 4/13/98 | 1,138,098 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,138,098 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Greylock 16 Limited Partnership | 345,144 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 345,144 F2: Greylock 16 GP LLC ("Greylock 16 GP") is the sole general partner of each of Greylock 16 Limited Partnership ("Greylock 16"), Greylock 16-A Limited Partnership ("Greylock 16-A") and Greylock 16 Principals Limited Partnership ("Greylock 16 Principals") and may be deemed to share voting and dispositive voting power with respect to the shares held directly by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person is one of the managing members of Greylock 16 GP, and may be deemed to share voting and investment power over the shares held by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Greylock 16-A Limited Partnership | 12,270 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,270 F2: Greylock 16 GP LLC ("Greylock 16 GP") is the sole general partner of each of Greylock 16 Limited Partnership ("Greylock 16"), Greylock 16-A Limited Partnership ("Greylock 16-A") and Greylock 16 Principals Limited Partnership ("Greylock 16 Principals") and may be deemed to share voting and dispositive voting power with respect to the shares held directly by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person is one of the managing members of Greylock 16 GP, and may be deemed to share voting and investment power over the shares held by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Greylock 16 Principals Limited Partnership | 26,076 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 26,076 F2: Greylock 16 GP LLC ("Greylock 16 GP") is the sole general partner of each of Greylock 16 Limited Partnership ("Greylock 16"), Greylock 16-A Limited Partnership ("Greylock 16-A") and Greylock 16 Principals Limited Partnership ("Greylock 16 Principals") and may be deemed to share voting and dispositive voting power with respect to the shares held directly by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person is one of the managing members of Greylock 16 GP, and may be deemed to share voting and investment power over the shares held by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date.
F2: Greylock 16 GP LLC ("Greylock 16 GP") is the sole general partner of each of Greylock 16 Limited Partnership ("Greylock 16"), Greylock 16-A Limited Partnership ("Greylock 16-A") and Greylock 16 Principals Limited Partnership ("Greylock 16 Principals") and may be deemed to share voting and dispositive voting power with respect to the shares held directly by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person is one of the managing members of Greylock 16 GP, and may be deemed to share voting and investment power over the shares held by Greylock 16, Greylock 16-A and Greylock 16 Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2024 Filed Jan 31, 2025 21:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 248,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002475 · form4-01312025_090152.xml · derivative · entry 11 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV-A Limited Partnership Disclosed balance after: 746,073 Underlying: Class A Common Stock · 248,691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F9 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F9 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| December 11, 2024 Filed Jan 31, 2025 21:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 4,476,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002475 · form4-01312025_090152.xml · derivative · entry 10 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Limited Partnership Disclosed balance after: 13,429,342 Underlying: Class A Common Stock · 4,476,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F9 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F9 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F1 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| December 11, 2024 Filed Jan 31, 2025 21:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 248,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002475 · form4-01312025_090152.xml · nonDerivative · entry 3 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Principals LLC Disclosed balance after: 248,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| December 11, 2024 Filed Jan 31, 2025 21:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 248,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002475 · form4-01312025_090152.xml · nonDerivative · entry 2 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV-A Limited Partnersip Disclosed balance after: 248,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| December 11, 2024 Filed Jan 31, 2025 21:21 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 4,476,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002475 · form4-01312025_090152.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Limited Partnership Disclosed balance after: 4,476,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 994,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 15 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Principals LLC Disclosed balance after: 994,764 Underlying: Class A Common Stock · 994,764 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 53,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 14 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Principals LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 53,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries D Preferred Stock · Derivative | 189,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 13 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Principals LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 189,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries C Preferred Stock · Derivative | 108,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 12 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Principals LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 108,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries B Preferred Stock · Derivative | 643,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 11 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Principals LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 643,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F5 · ownership.nature: The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV Principals. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 994,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 10 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV-A Limited Partnership Disclosed balance after: 994,764 Underlying: Class A Common Stock · 994,764 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 53,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 9 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV-A Limited Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 53,070 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries D Preferred Stock · Derivative | 189,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 8 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV-A Limited Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 189,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries C Preferred Stock · Derivative | 108,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 7 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV-A Limited Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 108,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries B Preferred Stock · Derivative | 643,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 6 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV-A Limited Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 643,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F4 · ownership.nature: The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV-A LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 17,905,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 5 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Limited Partnership Disclosed balance after: 17,905,789 Underlying: Class A Common Stock · 17,905,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.exercise_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F3 · derivative.expiration_date: Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock. F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries E Preferred Stock · Derivative | 955,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 4 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Limited Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 955,260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries D Preferred Stock · Derivative | 3,417,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 3 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Limited Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 3,417,116 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries C Preferred Stock · Derivative | 1,950,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 2 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Limited Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 1,950,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| April 29, 2024 Filed May 1, 2024 22:11 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionSeries B Preferred Stock · Derivative | 11,583,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011896 · form4-05012024_100558.xml · derivative · entry 1 Chandna Asheem · CIK 0001392138 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Greylock XIV Limited Partnership Disclosed balance after: 0 Underlying: Class B Common Stock · 11,583,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F2 · ownership.nature: The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP and may be deemed to have indirect beneficial ownership of an indeterminate number of such shares. The Reporting Person is one of the managing members of Greylock XIV GP, and may be deemed to share voting and investment power over the shares held by Greylock XIV LP. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any. Read SEC document |
| December 14, 2021 Filed Dec 15, 2021 22:19 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069791 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,510 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. Read SEC document |
| December 14, 2021 Filed Jan 14, 2022 00:19 UTC Amendment | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003252 · doc4a.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,510 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 21:19 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-062935 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,831 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. Read SEC document |
| December 09, 2019 Filed Dec 11, 2019 22:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 1,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060062 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,752 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 21:43 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 1,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062016 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,442 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 22:09 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 2,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-065229 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,520 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:30 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 2,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154702 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,191 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. Read SEC document |
| April 11, 2016 Filed Apr 13, 2016 20:07 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 200 | $143.00 | $28,599.00 |
DisclosureSEC source: 0001209191-16-114103 · doc4.xml · nonDerivative · entry 4 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 104,032 F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $142.96 to $143.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 11, 2016 Filed Apr 13, 2016 20:07 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 5,519 | $142.47 | $786,275.37 |
DisclosureSEC source: 0001209191-16-114103 · doc4.xml · nonDerivative · entry 3 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 104,232 F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $141.93 to $142.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 11, 2016 Filed Apr 13, 2016 20:07 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 2,202 | $141.29 | $311,118.38 |
DisclosureSEC source: 0001209191-16-114103 · doc4.xml · nonDerivative · entry 2 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 109,751 F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $140.83 to $141.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 11, 2016 Filed Apr 13, 2016 20:07 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 7,079 | $140.25 | $992,843.91 |
DisclosureSEC source: 0001209191-16-114103 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 111,953 F1 · price: This sale price represents the weighted average sale price of the shares sold ranging from $139.81 to $140.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| December 11, 2015 Filed Dec 14, 2015 21:03 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 1,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-084993 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870 F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest in equal quarterly increments over a one year period, subject to the Reporting Person's continued service as of each such date. Read SEC document |
| October 09, 2015 Filed Oct 14, 2015 20:05 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-075410 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 119,032 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners. F1 · price: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners. F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| September 22, 2015 Filed Sep 24, 2015 20:04 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-072092 · doc4.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 118,392 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners. F1 · price: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners. F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| October 03, 2014 Filed Oct 7, 2014 20:20 UTC | Palo Alto Networks Inc PANW · Entity 1811 | OtherCommon Stock | 640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-14-033873 · rrd417248.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 117,752 F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners. F1 · price: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Sequoia Technology Partners XI, LP without consideration to its limited partners and general partners. F2 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| May 23, 2014 Filed May 23, 2014 20:03 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 4,431 | $66.22 | $293,439.87 |
DisclosureSEC source: 0001181431-14-021099 · rrd410233.xml · nonDerivative · entry 3 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 116,151 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $66.15 to $66.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| May 23, 2014 Filed May 23, 2014 20:03 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 18,206 | $65.79 | $1,197,803.69 |
DisclosureSEC source: 0001181431-14-021099 · rrd410233.xml · nonDerivative · entry 2 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 120,582 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $65.14 to $66.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| May 23, 2014 Filed May 23, 2014 20:03 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 3,613 | $64.61 | $233,430.51 |
DisclosureSEC source: 0001181431-14-021099 · rrd410233.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 138,788 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $64.01 to $64.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| May 09, 2014 Filed May 13, 2014 20:02 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 17,000 | $59.79 | $1,016,348.40 |
DisclosureSEC source: 0001181431-14-019355 · rrd409088.xml · nonDerivative · entry 2 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 142,401 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $59.16 to $60.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| May 09, 2014 Filed May 13, 2014 20:02 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 9,250 | $58.65 | $542,532.85 |
DisclosureSEC source: 0001181431-14-019355 · rrd409088.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 159,401 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $58.14 to $59.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 24, 2014 Filed Apr 28, 2014 20:09 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 329 | $70.09 | $23,058.43 |
DisclosureSEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 6 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 168,651 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F7 · price: This sale price represents the weighted average sale price of the shares sold ranging from $70.06 to $70.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 24, 2014 Filed Apr 28, 2014 20:09 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 1,900 | $69.47 | $131,996.23 |
DisclosureSEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 5 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 168,980 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $69.0327 to $70.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 24, 2014 Filed Apr 28, 2014 20:09 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 700 | $68.32 | $47,826.03 |
DisclosureSEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 4 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 170,880 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $68.03 to $68.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 24, 2014 Filed Apr 28, 2014 20:09 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 10,214 | $67.48 | $689,234.59 |
DisclosureSEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 3 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 171,580 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $67.00 to $67.92 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 24, 2014 Filed Apr 28, 2014 20:09 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 9,107 | $66.54 | $605,966.12 |
DisclosureSEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 2 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 181,794 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $65.97 to $66.94 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 24, 2014 Filed Apr 28, 2014 20:09 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 4,000 | $65.26 | $261,033.60 |
DisclosureSEC source: 0001181431-14-016998 · rrd407888.xml · nonDerivative · entry 1 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 190,901 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $64.83 to $65.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 10, 2014 Filed Apr 14, 2014 20:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 718 | $69.72 | $50,060.61 |
DisclosureSEC source: 0001181431-14-016129 · rrd407354.xml · nonDerivative · entry 5 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 194,901 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $69.56 to $69.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 10, 2014 Filed Apr 14, 2014 20:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 2,521 | $69.00 | $173,943.96 |
DisclosureSEC source: 0001181431-14-016129 · rrd407354.xml · nonDerivative · entry 4 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 195,619 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $68.47 to $69.34 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 10, 2014 Filed Apr 14, 2014 20:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 9,296 | $67.93 | $631,439.17 |
DisclosureSEC source: 0001181431-14-016129 · rrd407354.xml · nonDerivative · entry 3 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 198,140 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $67.44 to $68.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
| April 10, 2014 Filed Apr 14, 2014 20:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 6,360 | $66.85 | $425,183.17 |
DisclosureSEC source: 0001181431-14-016129 · rrd407354.xml · nonDerivative · entry 2 Chandna Asheem · CIK 0001392138 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 207,436 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 8, 2013. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $66.44 to $67.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: The reported securities are held of record by the Chandna Family Revocable Trust DTD 4/13/98 for which the Reporting Person serves as a trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.