Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonos IncSONO · Entity 1773 | Chief Commercial Officer | February 15, 2023 | February 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonos Inc
Report date February 15, 2023 · Filed February 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,223 |
Ending reported balance
After 2023-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-15 · Exercise / conversion · Acquired 36,169 · Balance 138,771 F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Row 2 · 2023-02-15 · Tax withholding · Disposed 10,548 · Balance 128,223 F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 135,356 |
Reported balance
After 2023-02-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-15 · Exercise / conversion · Disposed 28,879 · Balance 135,356 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 131,063 |
Reported balance
After 2023-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-15 · Exercise / conversion · Disposed 4,293 · Balance 131,063 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 128,066 |
Reported balance
After 2023-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-02-15 · Exercise / conversion · Disposed 2,997 · Balance 128,066 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
F3: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
F4: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F5: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
F6: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 17, 2023 22:55 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 2,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001530 · primarydocument.xml · derivative · entry 5 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,066 Underlying: Common Stock · 2,997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:55 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 4,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001530 · primarydocument.xml · derivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,063 Underlying: Common Stock · 4,293 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:55 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 28,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-001530 · primarydocument.xml · derivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,356 Underlying: Common Stock · 28,879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:55 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 10,548 | $21.45 | $226,254.60 |
DisclosureSEC source: 0001562180-23-001530 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,223 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:55 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 36,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-23-001530 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:28 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007740 · primarydocument.xml · derivative · entry 5 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,235 Underlying: Common Stock · 1,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:28 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 28,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007740 · primarydocument.xml · derivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,734 Underlying: Common Stock · 28,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:28 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 51,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-007740 · primarydocument.xml · derivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,612 Underlying: Common Stock · 51,514 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F4 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:28 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 13,246 | $17.80 | $235,778.80 |
DisclosureSEC source: 0001562180-22-007740 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,602 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 21:28 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 30,377 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-007740 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:25 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006171 · primarydocument.xml · derivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,098 Underlying: Common Stock · 1,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:25 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 28,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-006171 · primarydocument.xml · derivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,597 Underlying: Common Stock · 28,879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:25 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 13,246 | $17.11 | $226,639.06 |
DisclosureSEC source: 0001562180-22-006171 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,471 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:25 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 30,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-006171 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,312 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · derivative · entry 10 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,688 Underlying: Common Stock · 40,312 shares Expires 2028-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · derivative.exercise_date: 25% of the option vested and became exercisable on August 1, 2019, and thereafter will vest in equal quarterly installments over three years, beginning on November 11, 2019. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 112,633 | $0.00 Strike: $15.03 | $0.00 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · derivative · entry 9 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 112,633 shares Expires 2027-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $15.11 | $0.00 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · derivative · entry 8 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2028-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 40,312 | $19.21 | $774,369.33 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · nonDerivative · entry 7 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,339 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $19.00 to $19.50 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 4,168 | $19.44 | $81,025.92 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · nonDerivative · entry 6 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,651 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 45,832 | $19.25 | $882,156.00 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · nonDerivative · entry 5 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,819 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $19.00 to $19.46 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 112,633 | $19.26 | $2,169,683.27 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · nonDerivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,651 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $19.00 to $19.515 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 50,000 | $15.11 | $755,250.00 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · nonDerivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 40,312 | $15.00 | $604,680.00 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:29 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 112,633 | $15.03 | $1,692,310.83 |
DisclosureSEC source: 0001562180-22-005324 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:53 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 28,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004146 · primarydocument.xml · derivative · entry 5 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,476 Underlying: Common Stock · 28,879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:53 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 1,499 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004146 · primarydocument.xml · derivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,355 Underlying: Common Stock · 1,499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:53 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 52,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004146 · primarydocument.xml · derivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,854 Underlying: Common Stock · 52,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: The RSUs fully vested on May 15, 2022. F4 · derivative.expiration_date: The RSUs fully vested on May 15, 2022. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:53 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 36,194 | $22.64 | $819,432.16 |
DisclosureSEC source: 0001562180-22-004146 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,339 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:53 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 83,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-004146 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:10 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 97,454 | $0.00 Strike: $15.03 | $0.00 |
DisclosureSEC source: 0001562180-22-002798 · primarydocument.xml · derivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,633 Underlying: Common Stock · 97,454 shares Expires 2027-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:10 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 70,838 | $25.07 | $1,775,618.22 |
DisclosureSEC source: 0001562180-22-002798 · primarydocument.xml · nonDerivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,524 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.76 to $25.35 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:10 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 26,616 | $24.97 | $664,481.75 |
DisclosureSEC source: 0001562180-22-002798 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,362 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $24.79 to $25.19 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:10 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 97,454 | $15.03 | $1,464,246.35 |
DisclosureSEC source: 0001562180-22-002798 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:19 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 28,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001582 · primarydocument.xml · derivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,485 Underlying: Common Stock · 28,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:19 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 1,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-001582 · primarydocument.xml · derivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,363 Underlying: Common Stock · 1,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F4 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F4 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:19 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 8,852 | $28.44 | $251,750.88 |
DisclosureSEC source: 0001562180-22-001582 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,524 F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:19 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 30,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-22-001582 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 17, 2021 Filed Nov 17, 2021 22:58 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 16,286 | $34.44 | $560,813.30 |
DisclosureSEC source: 0001562180-21-007129 · primarydocument.xml · nonDerivative · entry 5 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $34.29 to $34.625 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:58 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 28,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007129 · primarydocument.xml · derivative · entry 8 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,861 Underlying: Common Stock · 28,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F9 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F9 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:58 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 23,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-007129 · primarydocument.xml · derivative · entry 7 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,739 Underlying: Common Stock · 23,981 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F8 · derivative.exercise_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F8 · derivative.expiration_date: These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:58 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 15,884 | $0.00 Strike: $15.03 | $0.00 |
DisclosureSEC source: 0001562180-21-007129 · primarydocument.xml · derivative · entry 6 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,087 Underlying: Common Stock · 15,884 shares Expires 2027-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F7 · derivative.exercise_date: The stock options vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on September 5, 2018, until such time and the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:58 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 15,884 | $34.39 | $546,315.88 |
DisclosureSEC source: 0001562180-21-007129 · primarydocument.xml · nonDerivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,286 F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $34.355 to $34.50 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:58 UTC | Sonos Inc SONO · Entity 1773 | Tax withholdingCommon Stock | 12,592 | $34.52 | $434,675.84 |
DisclosureSEC source: 0001562180-21-007129 · primarydocument.xml · nonDerivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,170 F4 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:58 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 28,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-21-007129 · primarydocument.xml · nonDerivative · entry 2 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F3 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 22:58 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 15,884 | $15.03 | $238,657.10 |
DisclosureSEC source: 0001562180-21-007129 · primarydocument.xml · nonDerivative · entry 1 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 21:44 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 16,286 | $38.67 | $629,732.39 |
DisclosureSEC source: 0001562180-21-005367 · primarydocument.xml · nonDerivative · entry 5 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $38.51 to $39.15 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 21:44 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 28,161 | $0.00 Strike: $15.03 | $0.00 |
DisclosureSEC source: 0001562180-21-005367 · primarydocument.xml · derivative · entry 7 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,971 Underlying: Common Stock · 28,161 shares Expires 2027-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F8 · derivative.exercise_date: The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on September 5, 2018, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 21:44 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 28,161 | $41.60 | $1,171,449.73 |
DisclosureSEC source: 0001562180-21-005367 · primarydocument.xml · nonDerivative · entry 4 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,286 F4 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $41.53 to $41.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 21:44 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 28,161 | $15.03 | $423,119.03 |
DisclosureSEC source: 0001562180-21-005367 · primarydocument.xml · nonDerivative · entry 3 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 21:44 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionRestricted Stock Units · Derivative | 28,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-005367 · primarydocument.xml · derivative · entry 6 Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,758 Underlying: Common Stock · 28,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person. F7 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. F7 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.