Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | CVP, Chief Strategy & Dev Ofc | February 16, 2023 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHROP GRUMMAN CORP /DE/
Report date February 16, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,932.78 |
Ending reported balance
After 2023-02-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-16 · Exercise / conversion · Acquired 4,866.75 · Balance 20,043.78 Row 2 · 2023-02-16 · Tax withholding · Disposed 2,111 · Balance 17,932.78 |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 4,654 |
Reported balance
After 2023-02-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-16 · Grant · Acquired 1,210 · Balance 4,654 F1: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. |
| Restricted Performance Stock RightsSEC Table II · derivative / convertible security | Direct | 15,055.75 |
Reported balance
After 2023-02-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-16 · Grant · Acquired 3,887.75 · Balance 15,055.75 F2: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3: The RPSRs acquired include (i) 1,261.75 vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that resulted in settlement at 135% of the target award; and (ii) 2,626 unvested RPSRs granted under the LTISP on 2/16/23 with a measurement period ending on 12/31/25. A total of 4,866.75 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 3,605 RPSRs was previously reported in connection with the grant of the 2020 RPSRs. |
| Restricted Performance Stock RightsSEC Table II · derivative / convertible security | Direct | 10,189 |
Reported balance
After 2023-02-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-02-16 · Exercise / conversion · Disposed 4,866.75 · Balance 10,189 F2: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26.
F2: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
F3: The RPSRs acquired include (i) 1,261.75 vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that resulted in settlement at 135% of the target award; and (ii) 2,626 unvested RPSRs granted under the LTISP on 2/16/23 with a measurement period ending on 12/31/25. A total of 4,866.75 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 3,605 RPSRs was previously reported in connection with the grant of the 2020 RPSRs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2023 Filed Feb 21, 2023 21:36 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 4,866.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004327 · wf-form4_167701536272125.xml · derivative · entry 5 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,189 Underlying: Common Stock · 4,866.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:36 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 3,887.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004327 · wf-form4_167701536272125.xml · derivative · entry 4 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,055.75 Underlying: Common Stock · 3,887.75 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · shares: The RPSRs acquired include (i) 1,261.75 vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that resulted in settlement at 135% of the target award; and (ii) 2,626 unvested RPSRs granted under the LTISP on 2/16/23 with a measurement period ending on 12/31/25. A total of 4,866.75 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 3,605 RPSRs was previously reported in connection with the grant of the 2020 RPSRs. F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:36 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004327 · wf-form4_167701536272125.xml · derivative · entry 3 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,654 Underlying: Common Stock · 1,210 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/16/23 and will vest on 2/17/26. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:36 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 2,111 | $465.35 | $982,353.85 |
DisclosureSEC source: 0001628280-23-004327 · wf-form4_167701536272125.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,932.78 Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:36 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 4,866.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-004327 · wf-form4_167701536272125.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,043.78 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:07 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 1,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003751 · wf-form4_167649884274635.xml · derivative · entry 3 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,444 Underlying: Common Stock · 1,527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that vested on 2/13/23. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:07 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 466 | $464.28 | $216,354.48 |
DisclosureSEC source: 0001628280-23-003751 · wf-form4_167649884274635.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,176.99 Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 22:07 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 1,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003751 · wf-form4_167649884274635.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,642.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 5,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003049 · wf-form4_164513439605953.xml · derivative · entry 5 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,168 Underlying: Common Stock · 5,041 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 4,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003049 · wf-form4_164513439605953.xml · derivative · entry 4 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,209 Underlying: Common Stock · 4,138 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · shares: The RPSRs acquired include (i) 909 vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award; and (ii) 3,229 unvested RPSRs granted under the LTISP on 2/15/22 with a measurement period ending on 12/31/24. A total of 5,041 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 4,132 RPSRs was previously reported in connection with the grant of the 2019 RPSRs. F2 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 1,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003049 · wf-form4_164513439605953.xml · derivative · entry 3 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,971 Underlying: Common Stock · 1,474 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 2,162 | $384.77 | $831,872.74 |
DisclosureSEC source: 0001628280-22-003049 · wf-form4_164513439605953.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,115.99 Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:47 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 5,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003049 · wf-form4_164513439605953.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,277.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 1,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-002869 · wf-form4_164504940811158.xml · derivative · entry 3 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,497 Underlying: Common Stock · 1,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that vested on 2/14/22. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 533 | $390.60 | $208,189.80 |
DisclosureSEC source: 0001628280-22-002869 · wf-form4_164504940811158.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,236.99 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 1,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-002869 · wf-form4_164504940811158.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,769.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 5, 2021 17:07 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 2,312 | $352.04 | $813,916.48 |
DisclosureSEC source: 0001225208-21-007557 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,018.99 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:11 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,560 | $308.31 | $480,955.80 |
DisclosureSEC source: 0001225208-21-005072 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,330.99 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 1,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003091 · doc4.xml · derivative · entry 8 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,248 Underlying: Common Stock · 1,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F4 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/13/18 that vested on 2/16/21. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 1,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003091 · doc4.xml · derivative · entry 7 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,693 Underlying: Common Stock · 1,970 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21 and will vest on 2/16/24. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 3,341.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003091 · doc4.xml · derivative · entry 6 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,071 Underlying: Common Stock · 3,341.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 4,493.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003091 · doc4.xml · derivative · entry 5 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,412.1 Underlying: Common Stock · 4,493.1 shares Expires not disclosed F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003091 · doc4.xml · nonDerivative · entry 4 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,890.99 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003091 · doc4.xml · nonDerivative · entry 3 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,903.99 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 1,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003091 · doc4.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,555.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,341.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003091 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,110.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Mar 1, 2021 13:44 UTC Amendment | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 4,493.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003987 · doc4a.xml · derivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,412.1 Underlying: Common Stock · 4,493.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). F2 · shares: The RSPRs acquired include (i) 159.1 vested RPSRs with respect to the measurement period ended 12/31/20 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/18 that resulted in settlement at 105% of the target award; and (ii) 4,334 unvested RPSRs granted under the LTISP on 2/16/21 with a measurement period ending on 12/31/23. A total of 3,341.1 shares were issued in settlement of the 2018 RPSRs with a measurement period that ended 12/31/20, and the target award amount of 3,182 RPSRs was previously reported in connection with the grant of the 2018 RPSRs. F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). Read SEC document |
| February 20, 2020 Filed Feb 22, 2020 02:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 245 | $365.28 | $89,493.60 |
DisclosureSEC source: 0001225208-20-003190 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,769.89 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 22:53 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 1,343 | $373.22 | $501,234.46 |
DisclosureSEC source: 0001225208-20-002984 · doc4.xml · nonDerivative · entry 3 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,014.89 F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:53 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 893 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002984 · doc4.xml · derivative · entry 4 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,723 Underlying: Common Stock · 893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. F5 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. F6 · balance_after: Total amount includes 1,527 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 1,751 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:53 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 403 | $372.42 | $150,085.26 |
DisclosureSEC source: 0001225208-20-002984 · doc4.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,357.89 F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020. F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 22:53 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 893 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002984 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,760.89 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2020) fell on a holiday, the award shares vested on February 18, 2020, the next business day. The vested award shares were valued based on the Company's closing stock price on February 18, 2020. The shares will be distributed into the participant's account on February 19, 2020. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/17 that vested on 2/18/2020. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 1,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002414 · doc4.xml · derivative · entry 5 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,616 Underlying: Common Stock · 1,527 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23. F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23. F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20 and will vest on 2/12/23. F8 · balance_after: Total amount includes 1,527 RSRs granted under the LTISP on 2/12/20 that will vest on 2/12/23; 1,751 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/18/20. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 4,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002414 · doc4.xml · derivative · entry 4 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,919 Underlying: Common Stock · 4,168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020. F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F6 · balance_after: Total amount includes 3,605 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 4,132 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 3,182 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 5,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002414 · doc4.xml · derivative · entry 3 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,087 Underlying: Common Stock · 5,689 shares Expires not disclosed F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · shares: The RPSRs acquired include (i) 2,084 vested RPSRs with respect to the measurement period ended 12/31/19 acquired due to settlement of the 2017 RPSRs held at 200% of the target award and (ii) 3,605 unvested RPSRs granted under the LTISP on 2/12/20 with a measurement period ending on 12/31/22. F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · balance_after: Total amount includes 4,168 vested RPSRs granted under the LTISP on 2/17/17 with a measurement period ended on 12/31/19; 3,605 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 4,132 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 3,182 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002414 · doc4.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,867.89 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e) Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 4,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002414 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · CVP, Chief Strategy & Dev Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,348.89 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/17 with a valuation of performance measurement period ("measurement period") that ended 12/31/19. RPSRs to be settled at 200% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2020. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 22:08 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 4,312 | $286.70 | $1,236,250.40 |
DisclosureSEC source: 0001225208-19-003403 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,180.89 F1 · price: Represents the weighted average sale price of $286.70 rounded to the nearest hundredth. The highest price at which the shares were sold was $286.806 and the lowest price at which the shares were sold was $286.696. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003286 · doc4.xml · derivative · entry 4 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,089 Underlying: Common Stock · 733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19. F4 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19. F5 · balance_after: Total amount includes 1,751 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; and 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 327 | $287.35 | $93,963.45 |
DisclosureSEC source: 0001225208-19-003286 · doc4.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,492.89 F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019. F3 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:21 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 733 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003286 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,819.89 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (February 17, 2019) fell on a weekend, the award shares vested on February 19, 2019, the next business day. The vested award shares were valued based on the Company's closing stock price on February 19, 2019. The shares will be distributed into the participant's account on February 20, 2019. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 2/17/16 that vested on 2/19/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 1,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002771 · doc4.xml · derivative · entry 6 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,822 Underlying: Common Stock · 1,751 shares Expires not disclosed F7 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F7 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F7 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F8 · balance_after: Total amount includes 1,751 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21; 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 733 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 3,353.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002771 · doc4.xml · derivative · entry 5 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,398 Underlying: Common Stock · 3,353.56 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/16 with a valuation of performance measurement period ("measurement period") that ended 12/31/18. RPSRs to be settled at 196% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2019. F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F6 · balance_after: Total amount includes 4,132 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 3,182 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; and 2,084 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 5,774.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002771 · doc4.xml · derivative · entry 4 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,751.56 Underlying: Common Stock · 5,774.56 shares Expires not disclosed F3 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F4 · shares: The RPSRs acquired include (i) 1,642.56 vested RPSRs with respect to the measurement period ended 12/31/18 acquired due to settlement of the 2016 RPSRs held at 196% of the target award and (ii) 4,132 unvested RPSRs granted under the LTISP on 2/13/19 with a measurement period ending on 12/31/21. F3 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F5 · balance_after: Total amount includes 3,353.56 vested RPSRs granted under the LTISP on 2/17/16 with a measurement period ending on 12/31/18; 4,132 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; 3,182 RPSRs granted on 2/13/18 with a measurement period ending on 12/31/20; and 2,084 RPSRs granted on 2/17/17 with a measurement period ending on 12/31/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002771 · doc4.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,086.89 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with settlement of RPSRs in accordance with Rule 16b-3(e) Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 3,353.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002771 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,105.89 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares expected to be issued in settlement of Restricted Performance Stock Rights ("RPSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/17/16 with a valuation of performance measurement period ("measurement period") that ended 12/31/18. RPSRs to be settled at 196% of target. The shares are anticipated to be distributed into the participant's account on February 14, 2019. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 22:01 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | SaleCommon Stock | 4,158 | $285.58 | $1,187,441.64 |
DisclosureSEC source: 0001225208-18-015525 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,752.33 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:03 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 2,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015178 · doc4.xml · derivative · entry 4 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,071 Underlying: Common Stock · 2,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 11/1/16 that vested on 11/1/18. F3 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 11/1/16 that vested on 11/1/18. F4 · balance_after: Total amount includes 733 RSRs granted under the LTISP on 2/17/16 that will vest on 2/17/19; 893 RSRs granted under the LTISP on 2/17/17 that will vest on 2/17/20; and 1,445 RSRs granted under the LTISP on 2/13/18 that will vest on 2/13/21. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:03 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,031 | $273.15 | $281,617.65 |
DisclosureSEC source: 0001225208-18-015178 · doc4.xml · nonDerivative · entry 2 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,910.33 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:03 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 2,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015178 · doc4.xml · nonDerivative · entry 1 Kalan Lesley A · CIK 0001725864 · Corp VP, Government Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,941.33 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 11/1/16 that vested on 11/1/18. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.