Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | Chief Technical Officer | February 20, 2023 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date February 20, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 993,030 |
Reported balance
After 2023-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-20 · Exercise / conversion · Acquired 234 · Balance 993,030 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 992,796 |
Reported balance
After 2023-02-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-20 · Tax withholding · Disposed 234 · Balance 992,796 F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,704 |
Reported balance
After 2023-02-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-20 · Exercise / conversion · Disposed 234 · Balance 1,704 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,273 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.
F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,273 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2021 Filed Mar 31, 2021 19:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 19,250 | $9.23 | $177,677.50 |
DisclosureSEC source: 0001288469-21-000079 · wf-form4_161723203262630.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 994,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,770 | $31.62 | $87,587.40 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 10 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,585 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 5,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 9 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978,355 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 26, 2021. Reporting Person deferred delivery of shares of Common Stock issuable in connection with the annual bonus award. On March 8, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 8, 2021. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,790 | $31.62 | $56,599.80 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 8 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 973,187 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 7 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,977 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2020 fiscal year. On March 8, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 8, 2021. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,686 | $31.62 | $84,931.32 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 6 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,636 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 5,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 5 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,322 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2020 fiscal year. On March 8, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 8, 2021. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,267 | $31.62 | $40,062.54 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,309 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 2,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,576 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2020 fiscal year. On March 8, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 8, 2021. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,714 | $31.62 | $85,816.68 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,212 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 16:13 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 5,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000061 · wf-form4_161541080382517.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,926 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2020 fiscal year. On March 8, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 8, 2021. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 19:30 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · derivative · entry 5 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,628 Underlying: Common Stock · 1,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 19:30 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 821 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 19:30 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,303 | $40.97 | $94,353.91 |
DisclosureSEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · nonDerivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,861 Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 19:30 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 19:30 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 6,059 | $41.74 | $252,919.02 |
DisclosureSEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,060 F1 · price: Represents the weighted average share price of an aggregate total of 6,059 shares sold in the price range of $41.605 to $41.90 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 19:49 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 8,285 | $37.41 | $309,900.43 |
DisclosureSEC source: 0001288469-21-000017 · wf-form4_161378215132356.xml · nonDerivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,119 F3 · price: Represents the weighted average share price of an aggregate total of 8,285 shares sold in the price range of $37.01 to $37.74 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:49 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 1,300 | $37.08 | $48,198.02 |
DisclosureSEC source: 0001288469-21-000017 · wf-form4_161378215132356.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978,404 F2 · price: Represents the weighted average share price of an aggregate total of 1,300 shares sold in the price range of $37.02 to $37.15 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:49 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 13,579 | $36.72 | $498,687.42 |
DisclosureSEC source: 0001288469-21-000017 · wf-form4_161378215132356.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,704 F1 · price: Represents the weighted average share price of an aggregate total of 13,579 shares sold in the price range of $36.01 to $37.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 21, 2020 Filed Dec 21, 2020 17:03 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftCommon Stock | 7,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000264 · wf-form4_160858821735877.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,283 Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000249 · wf-form4_160686067681531.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,154 Underlying: Common Stock · 1,309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 817 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000249 · wf-form4_160686067681531.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578 Underlying: Common Stock · 817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,126 | $31.25 | $66,437.50 |
DisclosureSEC source: 0001288469-20-000249 · wf-form4_160686067681531.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,896 Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000249 · wf-form4_160686067681531.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 225 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 16, 2020. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 16:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,324 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000194 · wf-form4_159838825181161.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,679 Underlying: Common Stock · 1,324 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 16:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 827 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000194 · wf-form4_159838825181161.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,155 Underlying: Common Stock · 827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 16:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,151 | $25.59 | $55,044.09 |
DisclosureSEC source: 0001288469-20-000194 · wf-form4_159838825181161.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998,695 Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 16:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000194 · wf-form4_159838825181161.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000118 · wf-form4_159123121684490.xml · derivative · entry 5 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,794 Underlying: Common Stock · 1,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,326 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2020. On June 1, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on June 1, 2020. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,326 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2020. On June 1, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on June 1, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000118 · wf-form4_159123121684490.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,205 Underlying: Common Stock · 1,304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2020. On June 1, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on June 1, 2020. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2020. On June 1, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on June 1, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 814 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000118 · wf-form4_159123121684490.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,733 Underlying: Common Stock · 814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2020. On June 1, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on June 1, 2020. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2020. On June 1, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on June 1, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 3,425 | $17.30 | $59,252.50 |
DisclosureSEC source: 0001288469-20-000118 · wf-form4_159123121684490.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,742 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 3,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000118 · wf-form4_159123121684490.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,072 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2020. Read SEC document |
| May 08, 2020 Filed May 11, 2020 16:14 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 38,470 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · derivative · entry 6 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,470 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 59,986 options were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 08, 2020 Filed May 11, 2020 16:14 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 24,518 | $16.57 | $406,344.17 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992,460 F2 · price: Represents the weighted average share price of an aggregate total of 24,518 shares sold in the price range of $16.25 to $16.72 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2020 Filed May 11, 2020 16:14 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 38,470 | $6.93 | $266,597.10 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,978 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2020 Filed May 11, 2020 16:14 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (right to buy) · Derivative | 15,516 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · derivative · entry 5 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,470 Underlying: Common Stock · 15,516 shares Expires 2020-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 59,986 options were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 59,986 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
| May 07, 2020 Filed May 11, 2020 16:14 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 9,888 | $16.20 | $160,232.07 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978,508 F1 · price: Represents the weighted average share price of an aggregate total of 9,888 shares sold in the price range of $16.10 to $16.29 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 07, 2020 Filed May 11, 2020 16:14 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 15,516 | $6.93 | $107,525.88 |
DisclosureSEC source: 0001288469-20-000091 · wf-form4_158922804764251.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:05 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,559 | $14.10 | $21,981.90 |
DisclosureSEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,880 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:05 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,439 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Reporting Person deferred delivery of shares of Common Stock issuable in connection with the annual bonus award. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:05 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 479 | $14.10 | $6,753.90 |
DisclosureSEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,150 Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 16:05 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000073 · wf-form4_158637633871136.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,629 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Reporting Person deferred delivery of shares of Common Stock issuable under the performance-based restricted stock award for the 2019 fiscal year. On April 6, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on April 6, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 19:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 27,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000061 · wf-form4_158587088400199.xml · derivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,849 Underlying: Common Stock · 27,849 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 17:38 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000033 · wf-form4_158275670779618.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,731 Underlying: Common Stock · 1,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2020. On February 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 24, 2020. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2020. On February 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 17:38 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 894 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000033 · wf-form4_158275670779618.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,310 Underlying: Common Stock · 894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2020. On February 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 24, 2020. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2020. On February 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 24, 2020. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 17:38 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,325 | $16.81 | $39,083.25 |
DisclosureSEC source: 0001288469-20-000033 · wf-form4_158275670779618.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,616 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 17:38 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000033 · wf-form4_158275670779618.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000187 · wf-form4_157445695070007.xml · derivative · entry 5 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,256 Underlying: Common Stock · 1,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000187 · wf-form4_157445695070007.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,888 Underlying: Common Stock · 782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.