Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | VP, Central Engineering | February 20, 2023 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date February 20, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 486,640 |
Reported balance
After 2023-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-20 · Exercise / conversion · Acquired 1,288 · Balance 486,640 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 485,352 |
Reported balance
After 2023-02-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-20 · Tax withholding · Disposed 1,288 · Balance 485,352 F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 7,794 |
Reported balance
After 2023-02-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-02-20 · Exercise / conversion · Disposed 1,288 · Balance 7,794 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 10,392 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 32,969 |
Reported balance
Holding disclosure · report date 2023-02-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 32,969 F3: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 32,969 |
Reported balance
Holding disclosure · report date 2023-02-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 32,969 F4: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.
F3: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F4: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian.
F5: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 10,392 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 34,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 16 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,950 Underlying: Common Stock · 34,950 shares Expires not disclosed F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F5 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F10 · derivative.exercise_date: 50,835 RSUs were originally granted on February 11, 2016. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award vested on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F10 · derivative.expiration_date: 50,835 RSUs were originally granted on February 11, 2016. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award vested on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 34,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 15 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 34,950 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F10 · derivative.exercise_date: 50,835 RSUs were originally granted on February 11, 2016. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award vested on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F10 · derivative.expiration_date: 50,835 RSUs were originally granted on February 11, 2016. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award vested on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 32,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 14 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,063 Underlying: Common Stock · 32,063 shares Expires not disclosed F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F5 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F9 · derivative.exercise_date: 57,000 RSUs were originally granted on May 19, 2015. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award vested on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F9 · derivative.expiration_date: 57,000 RSUs were originally granted on May 19, 2015. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award vested on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 32,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 13 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 32,063 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F9 · derivative.exercise_date: 57,000 RSUs were originally granted on May 19, 2015. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award vested on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F9 · derivative.expiration_date: 57,000 RSUs were originally granted on May 19, 2015. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award vested on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 8,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 12 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,849 Underlying: Common Stock · 8,849 shares Expires not disclosed F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F5 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F8 · derivative.exercise_date: 28,316 RSUs were originally granted on June 2, 2014. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award vested on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F8 · derivative.expiration_date: 28,316 RSUs were originally granted on June 2, 2014. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award vested on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 8,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 11 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 8,849 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F8 · derivative.exercise_date: 28,316 RSUs were originally granted on June 2, 2014. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award vested on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F8 · derivative.expiration_date: 28,316 RSUs were originally granted on June 2, 2014. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award vested on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 10 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires not disclosed F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F5 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: 28,000 RSUs were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 28,000 RSUs subject to the award vested on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. F6 · derivative.expiration_date: 28,000 RSUs were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 28,000 RSUs subject to the award vested on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 9 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: 28,000 RSUs were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 28,000 RSUs subject to the award vested on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. F6 · derivative.expiration_date: 28,000 RSUs were originally granted on May 14, 2013. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 28,000 RSUs subject to the award vested on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionClass B Common Stock · Derivative | 26,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 8 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 26,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.exercise_date: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.expiration_date: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F3 · ownership.nature: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionClass B Common Stock · Derivative | 26,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 7 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 26,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.exercise_date: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.expiration_date: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F2 · ownership.nature: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionClass B Common Stock · Derivative | 37,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · derivative · entry 6 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.exercise_date: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F1 · derivative.expiration_date: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionCommon Stock | 26,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · nonDerivative · entry 5 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F3 · ownership.nature: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionCommon Stock | 26,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · nonDerivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,569 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. F2 · ownership.nature: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionCommon Stock | 37,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · nonDerivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionCommon Stock | 147,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 19:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionClass A Common Stock | 147,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023741 · doc4.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014003 · doc4.xml · derivative · entry 5 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,950 Underlying: Class A Common Stock (par value $0.0001) · 1,187 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014003 · doc4.xml · derivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,063 Underlying: Class A Common Stock (par value $0.0001) · 1,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014003 · doc4.xml · derivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,849 Underlying: Class A Common Stock (par value $0.0001) · 665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingClass A Common Stock (par value $0.0001) | 3,190 | $27.03 | $86,225.70 |
DisclosureSEC source: 0001209191-17-014003 · doc4.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,796 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 18:29 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionClass A Common Stock (par value $0.0001) | 3,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014003 · doc4.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 19:43 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingClass A Common Stock (par value $0.0001) | 1,230 | $26.64 | $32,767.20 |
DisclosureSEC source: 0001209191-17-012954 · doc4.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,477 Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 19:43 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantClass A Common Stock (par value $0.0001) | 2,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012954 · doc4.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,707 F1 · shares: Represents shares of Class A Common Stock issued to the reporting person for the second half 2016 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Class A Common Stock in trading on the New York Stock Exchange on February 17, 2017. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 19:08 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 29,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011259 · doc4.xml · derivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,917 Underlying: Class A Common Stock (par value $0.0001) · 29,917 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") subject to the award will vest as follows: one-sixteenth (1/16th) of the RSUs will vest on May 20, 2017, and one-sixteenth (1/16th) of the RSUs subject will vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the restricted stock units ("RSUs") subject to the award will vest as follows: one-sixteenth (1/16th) of the RSUs will vest on May 20, 2017, and one-sixteenth (1/16th) of the RSUs subject will vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 12:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionClass B Common Stock (convertible into Class A Common Stock) · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156633 · doc4.xml · derivative · entry 6 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,230 Underlying: Class A Common Stock ($0.0001 par value) · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 12:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001209191-16-156633 · doc4.xml · derivative · entry 5 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,998 Underlying: Class B Common Stock (convertible into Class A Common Stock) · 5,000 shares Expires 2017-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The shares subject to this option became fully vested and exercisable on August 8, 2011. Read SEC document |
| December 12, 2016 Filed Dec 23, 2016 12:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftClass B Common Stock (convertible into Class A Common Stock) · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156633 · doc4.xml · derivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,569 Underlying: Class A Common Stock ($0.0001 par value) · 1,300 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F4 · kind: Represents a transfer of shares for no consideration from the Reporting Person to Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F5 · ownership.nature: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| December 12, 2016 Filed Dec 23, 2016 12:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftClass B Common Stock (convertible into Class A Common Stock) · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156633 · doc4.xml · derivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,230 Underlying: Class A Common Stock ($0.0001 par value) · 1,300 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F4 · kind: Represents a transfer of shares for no consideration from the Reporting Person to Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. Read SEC document |
| December 12, 2016 Filed Dec 23, 2016 12:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftClass B Common Stock (convertible into Class A Common Stock) · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156633 · doc4.xml · derivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,569 Underlying: Class A Common Stock ($0.0001 par value) · 1,300 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F2 · kind: Represents a transfer of shares for no consideration from the Reporting Person to Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F3 · ownership.nature: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| December 12, 2016 Filed Dec 23, 2016 12:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | GiftClass B Common Stock (convertible into Class A Common Stock) · Derivative | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-156633 · doc4.xml · derivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,530 Underlying: Class A Common Stock ($0.0001 par value) · 1,300 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F2 · kind: Represents a transfer of shares for no consideration from the Reporting Person to Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock, which is the publicly traded stock, upon certain transfers and at the option of the holder. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151777 · doc4.xml · derivative · entry 5 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,127 Underlying: Class A Common Stock (par value $0.0001) · 1,345 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151777 · doc4.xml · derivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,625 Underlying: Class A Common Stock (par value $0.0001) · 1,859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 923 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151777 · doc4.xml · derivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,619 Underlying: Class A Common Stock (par value $0.0001) · 923 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingClass A Common Stock (par value $0.0001) | 4,127 | $21.99 | $90,752.73 |
DisclosureSEC source: 0001209191-16-151777 · doc4.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,890 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 18:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionClass A Common Stock (par value $0.0001) | 4,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151777 · doc4.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Class A Common Stock. F2 · balance_after: Includes 436 shares of Class A Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2016. Read SEC document |
| May 14, 2013 Filed Mar 30, 2017 19:19 UTC Amendment | MAXLINEAR, INC MXL · Entity 3882 | GrantStock Option (Right to Buy) · Derivative | 59,986 | $0.00 Strike: $6.93 | $0.00 |
DisclosureSEC source: 0001209191-17-023733 · doc4a.xml · derivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,986 Underlying: Class A Common Stock (par value $0.0001) · 59,986 shares Expires 2020-05-14 F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price reported in the Form 4 filed on May 15, 2013. The correct exercise price is $6.93. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.