Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH A O CORPAOS · Entity 3642 | SVP - Strategy & Corp. Dev. | February 10, 2023 | February 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH A O CORP
Report date February 10, 2023 · Filed February 22, 2023 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,087 |
Reported balance
After 2023-02-10 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2023-02-10 · Tax withholding · Disposed 657 · Balance 9,087 F1: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. The correct number of shares withheld is 657. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. The correct number of shares withheld is 657.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2023 Filed Feb 15, 2023 20:47 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,245 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000035 · wf-form4_167649402811313.xml · derivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,825 Underlying: Common Stock · 1,245 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. F2 · derivative.expiration_date: The restricted stock units were granted on 02/13/2023 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/13/2026. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:21 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000022 · wf-form4_167639525923128.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,580 Underlying: Common Stock · 1,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:21 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 733 | $65.80 | $48,231.40 |
DisclosureSEC source: 0000091142-23-000022 · wf-form4_167639525923128.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,011 F2 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:21 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-23-000022 · wf-form4_167639525923128.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. This transaction represents the settlement of restricted stock units in shares of Common Stock on their scheduled vesting date. Read SEC document |
| February 10, 2023 Filed Feb 22, 2023 22:04 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 657 | $65.80 | $43,230.60 |
DisclosureSEC source: 0000091142-23-000040 · wf-form4a_167710342622001.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,087 F1 · security: Shares withheld by A. O. Smith Corporation to satisfy tax withholding requirements on vesting of restricted stock units. The correct number of shares withheld is 657. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,500 | $17.46 Strike: $17.46 | $43,655.00 |
DisclosureSEC source: 0000091142-23-000007 · wf-form4_167577992935045.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,810 Underlying: Common Stock · 2,500 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2014. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,500 | $68.35 | $170,875.00 |
DisclosureSEC source: 0000091142-23-000007 · wf-form4_167577992935045.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,344 F1 · balance_after: Mr. Kempken was a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 1 shares of Common Stock. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 14:25 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,500 | $17.46 | $43,655.00 |
DisclosureSEC source: 0000091142-23-000007 · wf-form4_167577992935045.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2022 Filed May 2, 2022 21:20 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 425 | $0.00 Strike: $59.34 | $0.00 |
DisclosureSEC source: 0000091142-22-000067 · wf-form4_165152644055177.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,980 Underlying: Common Stock · 425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. F1 · derivative.expiration_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. Read SEC document |
| May 01, 2022 Filed May 2, 2022 21:20 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 200 | $59.34 | $11,867.00 |
DisclosureSEC source: 0000091142-22-000067 · wf-form4_165152644055177.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,343 Read SEC document |
| May 01, 2022 Filed May 2, 2022 21:20 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 425 | $59.34 | $25,217.38 |
DisclosureSEC source: 0000091142-22-000067 · wf-form4_165152644055177.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,165 | $0.00 Strike: $71.72 | $0.00 |
DisclosureSEC source: 0000091142-22-000037 · wf-form4_164495583491045.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,405 Underlying: Common Stock · 1,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F1 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 548 | $71.72 | $39,299.82 |
DisclosureSEC source: 0000091142-22-000037 · wf-form4_164495583491045.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,118 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 20:10 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 1,165 | $71.72 | $83,547.98 |
DisclosureSEC source: 0000091142-22-000037 · wf-form4_164495583491045.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP - Strategy & Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:50 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 710 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000015 · wf-form4_164443622073356.xml · derivative · entry 2 Kempken Daniel L · CIK 0001522653 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,570 Underlying: Common Stock · 710 shares Expires not disclosed F2 · derivative.exercise_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. F2 · derivative.expiration_date: The restricted stock units were granted on 02/07/2022 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/07/2025. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 19:50 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $74.27 | $0.00 |
DisclosureSEC source: 0000091142-22-000015 · wf-form4_164443622073356.xml · derivative · entry 1 Kempken Daniel L · CIK 0001522653 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,310 Underlying: Common Stock · 3,000 shares Expires 2032-02-07 F1 · derivative.exercise_date: The employee stock options were granted on 02/07/2022, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2023. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 23:05 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,300 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000154 · wf-form4_163770870951582.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,310 Underlying: Common Stock · 2,300 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2014. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 23:05 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,300 | $82.88 | $190,624.00 |
DisclosureSEC source: 0000091142-21-000154 · wf-form4_163770870951582.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 23:05 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,300 | $17.46 | $40,162.60 |
DisclosureSEC source: 0000091142-21-000154 · wf-form4_163770870951582.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 14:54 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $17.46 | $0.00 |
DisclosureSEC source: 0000091142-21-000053 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,610 Underlying: Common Stock · 2,000 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 14:54 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,000 | $70.00 | $140,000.00 |
DisclosureSEC source: 0000091142-21-000053 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 14:54 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,000 | $17.46 | $34,924.00 |
DisclosureSEC source: 0000091142-21-000053 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 18:54 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,400 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-21-000051 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,610 Underlying: Common Stock · 2,400 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 18:54 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,400 | $67.50 | $162,000.00 |
DisclosureSEC source: 0000091142-21-000051 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 18:54 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,400 | $11.49 | $27,583.20 |
DisclosureSEC source: 0000091142-21-000051 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:27 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-21-000049 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,010 Underlying: Common Stock · 2,000 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:27 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,000 | $65.00 | $130,000.00 |
DisclosureSEC source: 0000091142-21-000049 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:27 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,000 | $11.49 | $22,986.00 |
DisclosureSEC source: 0000091142-21-000049 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Senior Vice President - S & CD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 15:47 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $11.49 | $0.00 |
DisclosureSEC source: 0000091142-21-000047 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,010 Underlying: Common Stock · 2,000 shares Expires 2022-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 15:47 UTC | SMITH A O CORP AOS · Entity 3642 | SaleCommon Stock | 2,000 | $62.50 | $125,000.00 |
DisclosureSEC source: 0000091142-21-000047 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 15:47 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionCommon Stock | 2,000 | $11.93 | $23,860.00 |
DisclosureSEC source: 0000091142-21-000047 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:51 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 930 | $0.00 Strike: $60.65 | $0.00 |
DisclosureSEC source: 0000091142-21-000031 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,860 Underlying: Common Stock · 930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 930 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 930 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 930 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 930 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 930 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 930 shares of Common Stock to the reporting person. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:51 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 431 | $60.65 | $26,140.15 |
DisclosureSEC source: 0000091142-21-000031 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 19:51 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 930 | $60.65 | $56,404.50 |
DisclosureSEC source: 0000091142-21-000031 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,932 F1 · shares: 930 Restricted Stock Units were granted on 02/12/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 930 Restricted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to deliver 930 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:38 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 870 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000011 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,790 Underlying: Common Stock · 870 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 21:38 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 3,770 | $0.00 Strike: $60.82 | $0.00 |
DisclosureSEC source: 0000091142-21-000011 · edgar.xml · derivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,010 Underlying: Common Stock · 3,770 shares Expires 2031-02-08 F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:45 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,145 | $0.00 Strike: $43.96 | $0.00 |
DisclosureSEC source: 0000091142-20-000024 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 Underlying: Common Stock · 1,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,145 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,145 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,145 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,145 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,145 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,145 shares of Common Stock to the reporting person. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:45 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 567 | $43.96 | $24,925.32 |
DisclosureSEC source: 0000091142-20-000024 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,999 Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 14:45 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,145 | $43.96 | $50,334.20 |
DisclosureSEC source: 0000091142-20-000024 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,566 F1 · shares: 1,145 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,145 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 1,145 shares of Common Stock to the reporting person. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:07 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,400 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000010 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,065 Underlying: Common Stock · 1,400 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. F3 · derivative.expiration_date: The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 20:07 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 7,290 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-20-000010 · edgar.xml · derivative · entry 2 Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,240 Underlying: Common Stock · 7,290 shares Expires 2030-02-10 F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:55 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 425 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000034 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,665 Underlying: Common Stock · 425 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 05/01/2022. Read SEC document |
| May 01, 2019 Filed May 2, 2019 18:55 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 2,020 | $0.00 Strike: $52.68 | $0.00 |
DisclosureSEC source: 0000091142-19-000034 · edgar.xml · derivative · entry 2 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,950 Underlying: Common Stock · 2,020 shares Expires 2029-05-01 F2 · derivative.exercise_date: The employee stock options were granted on 05/01/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 05/01/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:22 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 5,310 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000010 · edgar.xml · derivative · entry 5 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,930 Underlying: Common Stock · 5,310 shares Expires 2029-02-11 F4 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:22 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,165 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-19-000010 · edgar.xml · derivative · entry 4 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,240 Underlying: Common Stock · 1,165 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. F3 · derivative.expiration_date: The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:22 UTC | SMITH A O CORP AOS · Entity 3642 | Exercise / conversionRestricted Stock Units · Derivative | 1,820 | $0.00 Strike: $48.72 | $0.00 |
DisclosureSEC source: 0000091142-19-000010 · edgar.xml · derivative · entry 3 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,075 Underlying: Common Stock · 1,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,820 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,820 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting person. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:22 UTC | SMITH A O CORP AOS · Entity 3642 | Tax withholdingCommon Stock | 679 | $48.72 | $33,080.88 |
DisclosureSEC source: 0000091142-19-000010 · edgar.xml · nonDerivative · entry 2 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,361 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:22 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,820 | $48.72 | $88,670.40 |
DisclosureSEC source: 0000091142-19-000010 · edgar.xml · nonDerivative · entry 1 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,040 F1 · shares: 1,820 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,820 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 1,820 shares of Common Stock to the reporting person. F2 · balance_after: Mr. Kempken is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 24 shares of Common Stock. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:24 UTC | SMITH A O CORP AOS · Entity 3642 | GrantEmployee Stock Options (Right to Buy) · Derivative | 3,870 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000013 · edgar.xml · derivative · entry 5 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,620 Underlying: Common Stock · 3,870 shares Expires 2028-02-12 F4 · derivative.exercise_date: The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:24 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 930 | $0.00 Strike: $61.76 | $0.00 |
DisclosureSEC source: 0000091142-18-000013 · edgar.xml · derivative · entry 4 Kempken Daniel L · CIK 0001522653 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,895 Underlying: Common Stock · 930 shares Expires not disclosed F3 · derivative.exercise_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. F3 · derivative.expiration_date: The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.