Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ELI LILLY & CoLLY · Entity 2794 | SVP, HR & Diversity | February 09, 2022 | February 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ELI LILLY & Co
Report date February 09, 2022 · Filed February 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 152,631 |
Reported balance
After 2022-02-09 transaction · row 1
1 source rowRow 1 · 2022-02-09 · Grant · Acquired 12,339 · Balance 152,631 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-02-01 | Direct | 7,264 |
Reported balance
After 2022-02-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-02-09 · Grant · Acquired 7,264 · Balance 7,264 F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 181 |
Reported balance
Holding disclosure · report date 2022-02-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 181 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2015 Filed Feb 3, 2015 20:56 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 8,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-15-000054 · wf-form4_142299695397697.xml · derivative · entry 4 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,394 shares Expires 2015-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 20:56 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 3,947 | $72.00 | $284,184.00 |
DisclosureSEC source: 0000059478-15-000054 · wf-form4_142299695397697.xml · nonDerivative · entry 2 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,610 Read SEC document |
| February 01, 2015 Filed Feb 3, 2015 20:56 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 8,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-15-000054 · wf-form4_142299695397697.xml · nonDerivative · entry 1 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 22:18 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 7,252 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-15-000024 · wf-form4_142265628957505.xml · derivative · entry 3 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,252 Underlying: Common Stock · 7,252 shares Expires 2016-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| January 28, 2015 Filed Jan 30, 2015 22:18 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 18,855 | $70.97 | $1,338,139.35 |
DisclosureSEC source: 0000059478-15-000024 · wf-form4_142265628957505.xml · nonDerivative · entry 1 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,163 Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 18:06 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative | 3,765 | $0.00 Strike: $56.18 | $0.00 |
DisclosureSEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · derivative · entry 7 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,765 shares Expires 2016-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.underlying_shares: The shares reported represent the exercise of the remaining half of the shares that were retained by the reporting person after the transfer to his ex-wife pursuant to a domestic relations order. Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 18:06 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative | 4,615 | $0.00 Strike: $55.65 | $0.00 |
DisclosureSEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · derivative · entry 6 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,615 shares Expires 2015-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.underlying_shares: The shares reported represent the exercise of the remaining half of the shares that were retained by the reporting person after the transfer to his ex-wife pursuant to a domestic relations order. Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 18:06 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 3,516 | $62.73 | $220,558.68 |
DisclosureSEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · nonDerivative · entry 4 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,308 Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 18:06 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 3,765 | $56.18 | $211,517.70 |
DisclosureSEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · nonDerivative · entry 3 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares reported represent the exercise of the remaining half of the shares that were retained by the reporting person after the transfer to his ex-wife pursuant to a domestic relations order. Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 18:06 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 4,293 | $62.73 | $269,299.89 |
DisclosureSEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · nonDerivative · entry 2 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,059 Read SEC document |
| August 26, 2014 Filed Aug 28, 2014 18:06 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 4,615 | $55.65 | $256,824.75 |
DisclosureSEC source: 0000059478-14-000143 · wf-form4_140924919097831.xml · nonDerivative · entry 1 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The shares reported represent the exercise of the remaining half of the shares that were retained by the reporting person after the transfer to his ex-wife pursuant to a domestic relations order. F2 · balance_after: Since the date of the reporting persons last ownership report, he transferred 8,413 shares of common stock, employee stock options to purchase 4,616 shares of LLY common stock at $55.65 (Employee stock option dated 2/05), and employee stock options to purchase 3,765 shares of LLY common stock at $56.18 (Employee stock option dated 2/06) all pursuant to a domestic relations order. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 15:27 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 9,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-14-000064 · wf-form4_139152764895459.xml · derivative · entry 4 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,405 shares Expires 2014-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 15:27 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 4,418 | $54.01 | $238,616.18 |
DisclosureSEC source: 0000059478-14-000064 · wf-form4_139152764895459.xml · nonDerivative · entry 2 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,150 Read SEC document |
| February 01, 2014 Filed Feb 4, 2014 15:27 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 9,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-14-000064 · wf-form4_139152764895459.xml · nonDerivative · entry 1 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2014 Filed Jan 31, 2014 01:30 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 8,394 | $0.00 | $0.00 |
DisclosureSEC source: 0000059478-14-000030 · wf-form4_139113180608829.xml · derivative · entry 3 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,394 Underlying: Common Stock · 8,394 shares Expires 2015-02-01 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| January 28, 2014 Filed Jan 31, 2014 01:30 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 20,394 | $54.23 | $1,105,966.62 |
DisclosureSEC source: 0000059478-14-000030 · wf-form4_139113180608829.xml · nonDerivative · entry 1 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,163 Read SEC document |
| January 25, 2013 Filed Jan 29, 2013 21:44 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantRestricted Stock Unit · Derivative | 9,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-004985 · doc4.xml · derivative · entry 3 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,405 Underlying: Common Stock · 9,405 shares Expires 2014-02-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. Read SEC document |
| January 25, 2013 Filed Jan 29, 2013 21:44 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 5,124 | $53.21 | $272,648.04 |
DisclosureSEC source: 0001209191-13-004985 · doc4.xml · nonDerivative · entry 1 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,769 Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 18:30 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionRestricted Stock Unit · Derivative | 3,778 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-055854 · doc4.xml · derivative · entry 4 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,778 shares Expires 2012-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 18:30 UTC | ELI LILLY & Co LLY · Entity 2794 | Tax withholdingCommon Stock | 1,166 | $49.04 | $57,180.64 |
DisclosureSEC source: 0001209191-12-055854 · doc4.xml · nonDerivative · entry 2 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,645 Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 18:30 UTC | ELI LILLY & Co LLY · Entity 2794 | Exercise / conversionCommon Stock | 3,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-055854 · doc4.xml · nonDerivative · entry 1 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2012 Filed Jan 30, 2012 22:24 UTC | ELI LILLY & Co LLY · Entity 2794 | GrantCommon Stock | 5,962 | $39.44 | $235,141.28 |
DisclosureSEC source: 0001209191-12-006128 · doc4.xml · nonDerivative · entry 1 Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,033 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.