Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Groupon, Inc.GRPN · Entity 5174 | Chief Admin Officer, GC & Sec | February 20, 2023 | February 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Groupon, Inc.
Report date February 20, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 145,823 |
Ending reported balance
After 2023-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-20 · Exercise / conversion · Acquired 8,289 · Balance 149,496 Row 2 · 2023-02-20 · Tax withholding · Disposed 3,673 · Balance 145,823 F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 91,189 |
Reported balance
After 2023-02-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-20 · Exercise / conversion · Disposed 8,289 · Balance 91,189 F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock. F3: The restricted stock units reported on this line will vest 1/16 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2022 through November 20, 2023, and 1/8 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2024 through November 20, 2024, subject to Mr. Drobny's continued employment with the Company or provision of material services to the Company through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
F2: Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F3: The restricted stock units reported on this line will vest 1/16 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2022 through November 20, 2023, and 1/8 quarterly on the 20th day of the second month of each calendar quarter from February 20, 2024 through November 20, 2024, subject to Mr. Drobny's continued employment with the Company or provision of material services to the Company through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2016 Filed Oct 11, 2016 18:01 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingClass A Common Stock | 24,492 | $5.15 | $126,133.80 |
DisclosureSEC source: 0001490281-16-000198 · wf-form4_147622328375827.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,037 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 18:01 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionClass A Common Stock | 53,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000198 · wf-form4_147622328375827.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:07 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionRestricted Stock Units · Derivative | 25,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000197 · wf-form4_147561883212222.xml · derivative · entry 3 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,758 Underlying: Class A Common Stock · 25,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: 103,700 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. F3 · derivative.expiration_date: 103,700 of the restricted stock units reported on this line will vest in equal installments on the last day of each calendar quarter over a twelve month period beginning on March 31, 2016, and 57,833 of the restricted stock units reported on this line will vest on the last day of each calendar quarter over a twelve month period beginning on March 31, 2017, in each case subject to Mr. Drobny's continued employment with the Company through each vesting date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:07 UTC | Groupon, Inc. GRPN · Entity 5174 | Tax withholdingClass A Common Stock | 10,121 | $5.15 | $52,123.15 |
DisclosureSEC source: 0001490281-16-000197 · wf-form4_147561883212222.xml · nonDerivative · entry 2 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,936 F1 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 18:07 UTC | Groupon, Inc. GRPN · Entity 5174 | Exercise / conversionClass A Common Stock | 25,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000197 · wf-form4_147561883212222.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 17:51 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleClass A Common Stock | 30,798 | $5.48 | $168,773.04 |
DisclosureSEC source: 0001490281-16-000192 · wf-form4_147345788501152.xml · nonDerivative · entry 1 Drobny Dane A · CIK 0001492144 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,132 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2016. The price per share for such transactions ranged from $5.47 to $5.51. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2016. The price per share for such transactions ranged from $5.47 to $5.51. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.