Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cboe Global Markets, Inc.CBOE · Entity 3134 | EVP, CORPORATE STRATEGY | February 19, 2023 | February 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cboe Global Markets, Inc.
Report date February 19, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,228 |
Ending reported balance
After 2023-02-19 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2023-02-19 · Exercise / conversion · Acquired 710 · Balance 12,060 Row 2 · 2023-02-19 · Tax withholding · Disposed 209 · Balance 11,851 Row 3 · 2023-02-19 · Exercise / conversion · Acquired 1,089 · Balance 12,940 Row 4 · 2023-02-19 · Tax withholding · Disposed 320 · Balance 12,620 Row 5 · 2023-02-19 · Exercise / conversion · Acquired 860 · Balance 13,480 Row 6 · 2023-02-19 · Tax withholding · Disposed 252 · Balance 13,228 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-02-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-02-19 · Exercise / conversion · Disposed 710 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2: The restricted stock units vest in three equal annual installments, which began on February 19, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,090 |
Reported balance
After 2023-02-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-02-19 · Exercise / conversion · Disposed 1,089 · Balance 1,090 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,721 |
Reported balance
After 2023-02-19 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-02-19 · Exercise / conversion · Disposed 860 · Balance 1,721 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,488 |
Reported balance
After 2023-02-19 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-02-19 · Grant · Acquired 2,488 · Balance 2,488 F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5: The restricted stock units vest in three equal annual installments beginning on February 19, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F2: The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F3: The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F4: The restricted stock units vest in three equal annual installments, which began on February 19, 2023.
F5: The restricted stock units vest in three equal annual installments beginning on February 19, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2019 Filed Aug 19, 2019 21:29 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 1,141 | $119.31 | $136,132.71 |
DisclosureSEC source: 0001179110-19-009629 · edgar.xml · nonDerivative · entry 1 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:46 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 834 | $103.78 | $86,552.52 |
DisclosureSEC source: 0001179110-19-006382 · edgar.xml · nonDerivative · entry 1 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,121 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:08 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 591 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006258 · edgar.xml · derivative · entry 3 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 591 Underlying: Common Stock · 591 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on May 15, 2018. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:08 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 174 | $103.88 | $18,075.12 |
DisclosureSEC source: 0001179110-19-006258 · edgar.xml · nonDerivative · entry 2 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,955 Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:08 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 591 | $103.88 | $61,393.08 |
DisclosureSEC source: 0001179110-19-006258 · edgar.xml · nonDerivative · entry 1 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:41 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | SaleCommon Stock | 2,474 | $93.74 | $231,912.76 |
DisclosureSEC source: 0001179110-19-002339 · edgar.xml · nonDerivative · entry 1 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,538 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | GrantRestricted Stock Units · Derivative | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · derivative · entry 10 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,632 Underlying: Common Stock · 2,632 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2020. F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 19, 2020. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · derivative · entry 9 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420 Underlying: Common Stock · 709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 1,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · derivative · entry 8 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242 Underlying: Common Stock · 1,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2018. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 1,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · derivative · entry 7 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,615 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on February 19, 2017. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 246 | $94.16 | $23,163.36 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · nonDerivative · entry 6 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,012 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 364 | $94.16 | $34,274.24 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · nonDerivative · entry 5 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,258 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 481 | $94.16 | $45,290.96 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · nonDerivative · entry 4 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,622 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 709 | $94.16 | $66,759.44 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · nonDerivative · entry 3 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,241 | $94.16 | $116,852.56 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · nonDerivative · entry 2 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:06 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 1,615 | $94.16 | $152,068.40 |
DisclosureSEC source: 0001179110-19-002223 · edgar.xml · nonDerivative · entry 1 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:02 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionRestricted Stock Units · Derivative | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007009 · edgar.xml · derivative · entry 3 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,182 Underlying: Common Stock · 590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments, which began on May 15, 2018. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:02 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Tax withholdingCommon Stock | 173 | $108.11 | $18,703.03 |
DisclosureSEC source: 0001179110-18-007009 · edgar.xml · nonDerivative · entry 2 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,538 Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:02 UTC | Cboe Global Markets, Inc. CBOE · Entity 3134 | Exercise / conversionCommon Stock | 590 | $108.11 | $63,784.90 |
DisclosureSEC source: 0001179110-18-007009 · edgar.xml · nonDerivative · entry 1 Deters John · CIK 0001732843 · EVP, Corporate Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.