Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Enact Holdings, Inc.ACT · Entity 3734 | Director | September 20, 2021 | September 20, 2021 |
| GENWORTH FINANCIAL INCGNW · Entity 4085 | EVP, CFO & CIO | February 17, 2023 | February 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Enact Holdings, Inc.
Report date September 20, 2021 · Filed September 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2021-09-20 transaction · row 1
1 source rowRow 1 · 2021-09-20 · Purchase · Acquired 50,000 · Balance 50,000 F1: Represents shares purchased directly from an underwriter under the directed share program in connection with the Issuer's initial public offering of common stock, which closed on September 20, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares purchased directly from an underwriter under the directed share program in connection with the Issuer's initial public offering of common stock, which closed on September 20, 2021.
GENWORTH FINANCIAL INC
Report date February 17, 2023 · Filed February 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 852,560 |
Ending reported balance
After 2023-02-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-17 · Exercise / conversion · Acquired 102,880 · Balance 884,903 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Row 2 · 2023-02-17 · Tax withholding · Disposed 32,343 · Balance 852,560 F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 17, 2023. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 205,762 |
Reported balance
After 2023-02-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-17 · Exercise / conversion · Disposed 102,880 · Balance 205,762 F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis.
F2: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 17, 2023.
F3: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2023 Filed Feb 22, 2023 21:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 102,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011641 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,762 Underlying: Class A Common Stock · 102,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 17, 2023. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 32,343 | $6.23 | $201,496.89 |
DisclosureSEC source: 0001209191-23-011641 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,560 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 17, 2023. Read SEC document |
| February 17, 2023 Filed Feb 22, 2023 21:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 102,880 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011641 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 884,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:34 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common | 350,000 | $6.25 | $2,188,200.00 |
DisclosureSEC source: 0001209191-23-010079 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,023 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $6.23 to $6.27 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:45 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | SaleClass A Common | 250,000 | $6.06 | $1,514,000.00 |
DisclosureSEC source: 0001209191-23-009786 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132,023 F1 · price: Price indicated is the weighted average sales price as a result of a series of broker-assisted transactions ranging in price from $6.03 to $6.075 per share. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 90,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029620 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 90,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 16, 2022. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 41,749 | $3.95 | $164,908.55 |
DisclosureSEC source: 0001209191-22-029620 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,023 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 16, 2022. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:21 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 90,091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-029620 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,423,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 89,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023885 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,366 Underlying: Class A Common Stock · 89,366 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2022. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 41,413 | $3.69 | $152,813.97 |
DisclosureSEC source: 0001209191-22-023885 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,681 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2022. Read SEC document |
| April 07, 2022 Filed Apr 8, 2022 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 89,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-023885 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 124,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021316 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,016 Underlying: Class A Common Stock · 124,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 57,466 | $3.79 | $217,796.14 |
DisclosureSEC source: 0001209191-22-021316 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285,728 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 25, 2022. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 124,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-021316 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 250,488 | $4.00 | $1,001,952.00 |
DisclosureSEC source: 0001209191-22-014723 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,219,186 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 1, 2022. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 540,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014723 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,469,674 F1 · shares: Reflects Performance Stock Units that were granted on May 16, 2019 and fully vested on March 1, 2022, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 308,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011241 · doc4.xml · derivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,642 Underlying: Class A Common Stock · 308,642 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on February 17, 2023. Read SEC document |
| September 20, 2021 Filed Sep 20, 2021 16:09 UTC | Enact Holdings, Inc. ACT · Entity 3734 | PurchaseCommon Stock | 50,000 | $19.00 | $950,000.00 |
DisclosureSEC source: 0001209191-21-056875 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · kind: Represents shares purchased directly from an underwriter under the directed share program in connection with the Issuer's initial public offering of common stock, which closed on September 20, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 90,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033137 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,091 Underlying: Class A Common Stock · 90,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 14, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 41,748 | $4.01 | $167,409.48 |
DisclosureSEC source: 0001209191-21-033137 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929,132 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 14, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 20:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 90,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-033137 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 89,365 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-026069 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,732 Underlying: Class A Common Stock · 89,365 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2021. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on April 7, 2021. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 41,412 | $3.38 | $139,972.56 |
DisclosureSEC source: 0001209191-21-026069 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,790 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on April 7, 2021. Read SEC document |
| April 07, 2021 Filed Apr 8, 2021 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 89,365 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-026069 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 20:20 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 372,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023440 · doc4.xml · derivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP, CFO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,024 Underlying: Class A Common Stock · 372,024 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 25, 2022. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on March 25, 2022. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 90,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030075 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,181 Underlying: Class A Common Stock · 90,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 41,748 | $2.68 | $111,884.64 |
DisclosureSEC source: 0001209191-20-030075 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 832,837 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on May 15, 2020. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 90,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-030075 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 20:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 268,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023915 · doc4.xml · derivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,097 Underlying: Class A Common Stock · 268,097 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on April 7, 2021. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:45 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 67,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-019294 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 67,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:45 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 31,203 | $4.02 | $125,436.06 |
DisclosureSEC source: 0001209191-20-019294 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,495 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 13, 2020. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 20:45 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 67,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-019294 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 815,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:41 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 105,140 | $4.22 | $443,690.80 |
DisclosureSEC source: 0001209191-20-010189 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 748,365 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on February 13, 2020. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:41 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 303,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010189 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 853,505 F1 · shares: Reflects Performance Stock Units that were granted on March 15, 2017 and fully vested on February 13, 2020, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:12 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantRestricted Stock Units · Derivative | 270,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-030874 · doc4.xml · derivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,271 Underlying: Class A Common Stock · 270,271 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F2 · derivative.exercise_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. F2 · derivative.expiration_date: Restricted Stock Units vest and convert to Class A Common Stock in three equal annual installments beginning on May 16, 2020. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:34 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 151,648 | $3.95 | $599,009.60 |
DisclosureSEC source: 0001209191-19-021172 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,504 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Performance Stock Units that vested on March 21, 2019. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 20:34 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantClass A Common Stock | 327,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021172 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,152 F1 · shares: Reflects Performance Stock Units that were granted on March 16, 2016 and fully vested on March 21, 2019, and settled in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 67,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-019992 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,333 Underlying: Class A Common Stock · 67,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 31,203 | $4.01 | $125,124.03 |
DisclosureSEC source: 0001209191-19-019992 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,902 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 67,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-019992 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 91,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014051 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 91,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 28,746 | $4.01 | $115,271.46 |
DisclosureSEC source: 0001209191-19-014051 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,772 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2019. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:18 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 91,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-014051 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 67,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020172 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,666 Underlying: Class A Common Stock · 67,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 31,203 | $2.94 | $91,736.82 |
DisclosureSEC source: 0001209191-18-020172 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,852 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on March 15, 2018. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 20:19 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 67,334 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-020172 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 91,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-013339 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,666 Underlying: Class A Common Stock · 91,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Tax withholdingClass A Common Stock | 42,479 | $2.88 | $122,339.52 |
DisclosureSEC source: 0001209191-18-013339 · doc4.xml · nonDerivative · entry 2 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,721 F2 · shares: The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 25, 2018. Read SEC document |
| February 25, 2018 Filed Feb 26, 2018 21:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionClass A Common Stock | 91,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-013339 · doc4.xml · nonDerivative · entry 1 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. Read SEC document |
| February 20, 2018 Filed Feb 21, 2018 21:30 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | Exercise / conversionRestricted Stock Units · Derivative | 51,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011933 · doc4.xml · derivative · entry 3 Sheehan Daniel J IV · CIK 0001549067 · EVP - Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 51,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units settle in Class A Common Stock on a 1:1 basis. F3 · derivative.exercise_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. F3 · derivative.expiration_date: Restricted Stock Units vested and converted to Class A Common Stock on February 20, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.