LEGLER MITCHELL W

SEC source: 0001140361-23-009022 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,317

F1 · kind: Award of restricted stock units, subject to shareholder approval of an amendment to the OneWater Marine Inc. 2020 Omnibus Incentive Plan under which the restricted stock units were granted. OneWater Marine Inc's stockholders approved the amendment on February 23, 2023.

SEC source: 0001140361-23-005316 · form4.xml · nonDerivative · entry 2

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,656

F2 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $28.93 to $29.10, inclusive. The Reporting Person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001140361-23-005316 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,020

F1 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $29.08 to $29.10, inclusive. The Reporting Person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001140361-22-036189 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,656

F1 · kind: Award of restricted stock units pursuant to OneWater Marine Inc. 2020 Omnibus Incentive Plan. The award vests on October 1, 2023, subject to the recipient's continued service as a director of OneWater Marine Inc. through such vesting date.

SEC source: 0001140361-21-037503 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,786

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $48.85 to $49.71, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-21-034541 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,286

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $41.61 to $42.29, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001140361-21-033551 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,786

F1 · kind: Award of restricted stock units pursuant to OneWater Marine Inc. 2020 Omnibus Incentive Plan. The award vests on September 30, 2022, subject to the recipient's continued service as a director of OneWater Marine Inc. through such vesting date.

SEC source: 0001140361-22-006680 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,165

F1 · kind: Award of restricted stock units pursuant to OneWater Marine Inc. 2020 Omnibus Incentive Plan. The award vests on September 30, 2022, subject to the recipient's continued service as a director of OneWater Marine Inc. through such vesting date.

F2 · shares: The Form 4 originally filed on October 4, 2021 inadvertently reported the incorrect number of shares of Class A common stock, par value $0.01, acquired and beneficially owned by the Reporting Person pursuant to the award of restricted stock units. This amendment is being filed to correct the originally reported amount of Class A common stock acquired and beneficially owned by the Reporting Person pursuant to the award of restricted stock units.

SEC source: 0001140361-21-028102 · form4.xml · nonDerivative · entry 2

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $45.38 to $46.31, inclusive.

SEC source: 0001140361-21-028102 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,639

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $44.09 to $44.99, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) of this Form 4.

SEC source: 0001140361-21-024448 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,799

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $41.68 to $42.34, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001140361-21-020519 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.16, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001140361-21-017221 · form4.xml · nonDerivative · entry 2

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,799

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $51.35 to $51.93, inclusive.

SEC source: 0001140361-21-017221 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,412

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $49.95 to $50.63, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) of this Form 4.

SEC source: 0001140361-21-012950 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,299

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

SEC source: 0001140361-21-008249 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,799

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $40.04 to $40.39, inclusive. The reporting person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001140361-21-001227 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,299

F1 · kind: Pro rata distribution from LMI Holding, LLC, a limited liability company in which the Reporting Person was a non-controlling minority member, and over which the Reporting Person did not have investment control.

SEC source: 0001140361-20-022505 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,216

F1 · kind: Award of restricted stock units pursuant to the OneWater Marine Inc. 2020 Omnibus Incentive Plan. The award vests on September 30, 2021, subject to the recipient's continued service as a director of OneWater Marine Inc. through such vesting date.

SEC source: 0001140361-20-021390 · form4.xml · derivative · entry 4

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock, par value $0.01 · 79,306 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

F2 · kind: Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.

F1 · derivative.exercise_date: At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

F1 · derivative.expiration_date: At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

SEC source: 0001140361-20-021390 · form4.xml · nonDerivative · entry 3

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,556

F3 · balance_after: Excludes 8,333 shares of Class A common stock previously reported as directly held by Mr. Legler, which are in fact held by a limited liability company over which Mr. Legler has no investment control, as a non-controlling minority member. Those shares have been excluded from this Form 4 as not beneficially owned under Section 16.

SEC source: 0001140361-20-021390 · form4.xml · nonDerivative · entry 2

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.

F1 · price: At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

F2 · price: Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.

F3 · balance_after: Excludes 8,333 shares of Class A common stock previously reported as directly held by Mr. Legler, which are in fact held by a limited liability company over which Mr. Legler has no investment control, as a non-controlling minority member. Those shares have been excluded from this Form 4 as not beneficially owned under Section 16.

SEC source: 0001140361-20-021390 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.

F1 · price: At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

F2 · price: Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock.

SEC source: 0001140361-20-005123 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,583

F1 · price: The price reported in column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $13.48 to $14.00, inclusive. The Reporting Person undertakes to provide to OneWater Marine Inc., any security holder of OneWater Marine Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

SEC source: 0001140361-20-004878 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583

F1 · kind: Award of restricted stock units pursuant to the OneWater Marine Inc. 2020 Omnibus Incentive Plan. The award vests on February 7, 2021, subject to the recipient's continued service as a director of OneWater Marine Inc. through such vesting date.

SEC source: 0001140361-20-003214 · form4.xml · derivative · entry 3

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,306

Underlying: Class A common stock, par value $0.01 · 79,306 shares

Expires not disclosed

F2 · derivative.exercise_price: At the request of the holder, each Common Unit of OneWater LLC may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

F1 · kind: Pursuant to the Reorganization (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-232639)) as part of the Issuer's initial public offering, the Reporting Person's equity ownership in One Water Marine Holdings, LLC ("OneWater LLC") was converted into newly issued common units in OneWater LLC (the "Common Units") together with an equal number of shares of Class B common stock in the Issuer. The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F2 · price: At the request of the holder, each Common Unit of OneWater LLC may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.exercise_date: At the request of the holder, each Common Unit of OneWater LLC may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.expiration_date: At the request of the holder, each Common Unit of OneWater LLC may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.

SEC source: 0001140361-20-003214 · form4.xml · nonDerivative · entry 2

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,306

F1 · price: Pursuant to the Reorganization (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-232639)) as part of the Issuer's initial public offering, the Reporting Person's equity ownership in One Water Marine Holdings, LLC ("OneWater LLC") was converted into newly issued common units in OneWater LLC (the "Common Units") together with an equal number of shares of Class B common stock in the Issuer. The shares of Class B common stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

SEC source: 0001140361-20-003214 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,625

SEC source: 0001140361-20-003738 · form4.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

F1 · shares: The Form 4 originally filed on February 13, 2020 inadvertently reported the incorrect number of shares of Class A common stock, par value $0.01, acquired and beneficially owned by the Reporting Person. This amendment is being filed to correct the originally reported amount of Class A common stock, par value $0.01, acquired and beneficially owned by the Reporting Person.

F1 · balance_after: The Form 4 originally filed on February 13, 2020 inadvertently reported the incorrect number of shares of Class A common stock, par value $0.01, acquired and beneficially owned by the Reporting Person. This amendment is being filed to correct the originally reported amount of Class A common stock, par value $0.01, acquired and beneficially owned by the Reporting Person.

SEC source: 0001590503-19-000043 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,489

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.963 to $0.98, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001590503-19-000041 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,489

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-19-000040 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,489

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-19-000039 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,453

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-19-000038 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,489

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-19-000037 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,489

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-19-000036 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,104

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-19-000034 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,977

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.95 to $0.9524, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the rates set forth in footnote (2) to this Form 4.

SEC source: 0001590503-19-000030 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,489

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-19-000029 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,437

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-19-000028 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,489

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.97 to $0.99, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

SEC source: 0001590503-19-000027 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,489

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.955 to $0.960, inclusive. The reporting person undertakes to provide Stein Mart, Inc., security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001590503-19-000024 · primary_doc.xml · nonDerivative · entry 3

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,489

SEC source: 0001590503-19-000024 · primary_doc.xml · nonDerivative · entry 2

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,289

SEC source: 0001590503-19-000024 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,300

SEC source: 0001590503-19-000022 · primary_doc.xml · derivative · entry 2

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,556

Underlying: Common Stock · 1,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMRT common stock.

F2 · derivative.exercise_date: On March 20, 2018, the reporting person was granted 5,333 restricted stock units, vesting in three equal annual installments beginning on March 20, 2019.

F2 · derivative.expiration_date: On March 20, 2018, the reporting person was granted 5,333 restricted stock units, vesting in three equal annual installments beginning on March 20, 2019.

SEC source: 0001590503-19-000022 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMRT common stock.

SEC source: 0001590503-19-000003 · primary_doc.xml · derivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,333

Underlying: Common Stock · 5,333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMRT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 22, 2020.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 22, 2020.

SEC source: 0001590503-18-000045 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,712

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-18-000044 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,512

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

SEC source: 0001590503-18-000041 · primary_doc.xml · nonDerivative · entry 1

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,708

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.26 to $2.33, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

SEC source: 0001590503-18-000040 · primary_doc.xml · nonDerivative · entry 3

LEGLER MITCHELL W · CIK 0001181882 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,708

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 6, 2018.