Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rimini Street, Inc.RMNI · Entity 5475 | EVP, Corporate Development | February 23, 2023 | February 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rimini Street, Inc.
Report date February 23, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 935,133 |
Ending reported balance
After 2023-02-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-23 · Exercise / conversion · Acquired 8,333 · Balance 938,696 Row 2 · 2023-02-23 · Sale · Disposed 3,563 · Balance 935,133 F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,334 |
Reported balance
After 2023-02-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-23 · Exercise / conversion · Disposed 8,333 · Balance 8,334 F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reported transaction is an automatically-triggered "sell-to-cover" transaction related to the payment of withholding tax obligations pursuant to the Issuer's policy for tax withholdings associated with Restricted Stock Unit vesting events.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3: On February 23, 2021, the Reporting Person was granted 25,000 Restricted Stock Units, one-third of which vested on February 23, 2022 and one-third of which vested on February 23, 2023. The remaining one-third vests on February 23, 2024, subject to the Reporting Person's continued service as an employee of the Issuer through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2020 Filed May 11, 2020 22:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Tax withholdingCommon Stock | 2,874 | $4.16 | $11,962.74 |
DisclosureSEC source: 0001638599-20-000455 · doc4_6675.xml · nonDerivative · entry 2 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,451 Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionRestricted Stock Unit · Derivative | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-20-000455 · doc4_6675.xml · derivative · entry 3 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 8,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. F2 · derivative.expiration_date: On May 7, 2019, the reporting person was granted 25,000 Restricted Stock Units, one-third of which vested on May 7, 2020. The remaining two-thirds vest ratably on May 7, 2021 and May 7, 2022, respectively, subject to the reporting person's continued service as an employee of the Issuer. Read SEC document |
| May 07, 2020 Filed May 11, 2020 22:48 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 8,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-20-000455 · doc4_6675.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · EVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:20 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,798 | $0.00 Strike: $0.97 | $0.00 |
DisclosureSEC source: 0001638599-19-000815 · doc4_6273.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,798 shares Expires 2019-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 23, 2019 Filed Aug 27, 2019 20:20 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 6,798 | $0.97 | $6,625.33 |
DisclosureSEC source: 0001638599-19-000815 · doc4_6273.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 01:07 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantRestricted Stock Unit · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000686 · doc4_6199.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on August 6, 2020, August 6, 2021 and August 6, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000496 · doc4_6094.xml · derivative · entry 4 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019. F3 · derivative.expiration_date: On May 8, 2018, the reporting person was granted 1,250 Restricted Stock Units, 100% of which vested on on May 8, 2019. Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Tax withholdingCommon Stock | 431 | $4.91 | $2,116.21 |
DisclosureSEC source: 0001638599-19-000496 · doc4_6094.xml · nonDerivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,194 Read SEC document |
| May 08, 2019 Filed May 9, 2019 22:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 1,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001638599-19-000496 · doc4_6094.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| May 07, 2019 Filed May 9, 2019 22:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantRestricted Stock Unit · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-19-000496 · doc4_6094.xml · derivative · entry 3 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. F2 · derivative.expiration_date: The Restricted Stock Units will vest in three (3) equal annual installments on May 7, 2020, May 7, 2021 and May 7, 2022, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:17 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,668 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001638599-19-000398 · doc4_6032.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,668 shares Expires 2019-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 21:17 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 6,668 | $1.17 | $7,801.56 |
DisclosureSEC source: 0001638599-19-000398 · doc4_6032.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 20:04 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,347 | $0.00 Strike: $0.87 | $0.00 |
DisclosureSEC source: 0001638599-18-000931 · doc4_5603.xml · derivative · entry 5 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,347 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 20:04 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,747 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001638599-18-000931 · doc4_5603.xml · derivative · entry 4 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,747 shares Expires 2018-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 20:04 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 3,252 | $4.86 | $15,804.72 |
DisclosureSEC source: 0001638599-18-000931 · doc4_5603.xml · nonDerivative · entry 3 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,707 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.65 to $5.20, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 20:04 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 9,347 | $0.87 | $8,131.89 |
DisclosureSEC source: 0001638599-18-000931 · doc4_5603.xml · nonDerivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 585,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 20:04 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 6,747 | $1.25 | $8,433.75 |
DisclosureSEC source: 0001638599-18-000931 · doc4_5603.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 20:04 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,723 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001638599-18-000684 · doc4_5490.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,723 shares Expires 2018-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| June 18, 2018 Filed Jun 20, 2018 20:04 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 1,723 | $0.70 | $1,206.10 |
DisclosureSEC source: 0001638599-18-000684 · doc4_5490.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 10, 2018 23:23 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantRestricted Stock Unit · Derivative | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001638599-18-000536 · doc4_5408.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: 100% of the Restricted Stock Units awarded will vest on May 8, 2019, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date. F2 · derivative.expiration_date: 100% of the Restricted Stock Units awarded will vest on May 8, 2019, contingent upon the Reporting Person's continued service as an employee of the Issuer through such date. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 19:47 UTC | Rimini Street, Inc. RMNI · Entity 5475 | GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.60 | $0.00 |
DisclosureSEC source: 0001638599-18-000189 · doc4_5240.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-02-06 F1 · derivative.exercise_date: The shares subject to the option will vest in three (3) equal annual installments on February 6, 2019, February 6, 2020 and February 6, 2021, subject to the Reporting Person's continued service to the Issuer through each such date. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 22:08 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001638599-17-001275 · doc4_5148.xml · derivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,678 Underlying: Common Stock · 50,000 shares Expires 2017-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 19, 2017 Filed Dec 21, 2017 22:08 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 50,000 | $0.39 | $19,490.00 |
DisclosureSEC source: 0001638599-17-001275 · doc4_5148.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 01:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001638599-17-001254 · doc4_5138.xml · derivative · entry 3 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,678 Underlying: Common Stock · 200,000 shares Expires 2017-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option are fully-vested and exercisable. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 01:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | Exercise / conversionCommon Stock | 200,000 | $0.39 | $77,960.00 |
DisclosureSEC source: 0001638599-17-001254 · doc4_5138.xml · nonDerivative · entry 2 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 13, 2017 01:18 UTC | Rimini Street, Inc. RMNI · Entity 5475 | SaleCommon Stock | 200,000 | $7.00 | $1,400,000.00 |
DisclosureSEC source: 0001638599-17-001254 · doc4_5138.xml · nonDerivative · entry 1 Slepko Brian · CIK 0001717035 · SVP, Global Service Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,142 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.