Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date February 25, 2023 · Filed February 28, 2023
Section 16 reporting ended · disclosed 2023-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 189,131 |
Ending reported balance
After 2023-02-25 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2023-02-25 · Exercise / conversion · Acquired 4,493 · Balance 176,990 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2023-02-25 · Exercise / conversion · Acquired 6,298 · Balance 183,288 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2023-02-25 · Exercise / conversion · Acquired 18,030 · Balance 201,318 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2023-02-25 · Exercise / conversion · Acquired 5,487 · Balance 206,805 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 5 · 2023-02-25 · Exercise / conversion · Acquired 4,279 · Balance 211,084 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 6 · 2023-02-25 · Tax withholding · Disposed 21,953 · Balance 189,131 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-02-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-02-25 · Exercise / conversion · Disposed 4,493 · Balance 0 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 25,192 |
Reported balance
After 2023-02-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-02-25 · Exercise / conversion · Disposed 6,298 · Balance 25,192 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-02-25 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-02-25 · Exercise / conversion · Disposed 18,030 · Balance 0 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 21,949 |
Reported balance
After 2023-02-25 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-02-25 · Exercise / conversion · Disposed 5,487 · Balance 21,949 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 34,234 |
Reported balance
After 2023-02-25 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-02-25 · Exercise / conversion · Disposed 4,279 · Balance 34,234 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F4: Not applicable.
F5: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F8: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 5,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 11 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,374 | $13.90 | $46,898.60 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 10 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,447 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 9 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,412 | $13.90 | $33,526.80 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 8 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,523 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 7 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 822 | $13.90 | $11,425.80 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 6 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,442 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 5 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,896 | $13.90 | $54,154.40 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 4 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,735 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 3 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,341 | $14.23 | $19,082.43 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 2 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,398 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-018253 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 21, 2021 Filed May 24, 2021 18:47 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,346 | $12.79 | $30,011.44 |
DisclosureSEC source: 0001127602-21-017916 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,280 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $12.63 to $13.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 21, 2021 Filed Apr 23, 2021 18:26 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,215 | $13.55 | $30,012.81 |
DisclosureSEC source: 0001127602-21-014349 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,626 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 18:33 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 1,333 | $22.51 | $30,004.36 |
DisclosureSEC source: 0001127602-21-011943 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,841 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.75 to $22.53. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 19:04 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 65,845 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-010299 · form4.xml · derivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,845 Underlying: Common Stock · 65,845 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 18:32 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,560 | $11.72 | $30,001.92 |
DisclosureSEC source: 0001127602-21-009464 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,174 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.67 to $11.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · derivative · entry 15 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,576 Underlying: Common Stock · 6,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,530 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · derivative · entry 14 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,588 Underlying: Common Stock · 1,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · derivative · entry 13 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,943 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · derivative · entry 12 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,166 Underlying: Common Stock · 7,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · derivative · entry 11 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,919 Underlying: Common Stock · 2,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,376 | $11.99 | $40,478.24 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 10 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,734 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 9 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 822 | $11.99 | $9,855.78 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 8 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,812 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 7 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,413 | $11.99 | $28,931.87 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 6 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,104 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 5 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,899 | $11.99 | $46,749.01 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 4 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,024 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 3 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,343 | $10.86 | $14,584.98 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 2 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,690 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:42 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008553 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Bank-Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| January 21, 2021 Filed Jan 25, 2021 17:55 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 2,522 | $11.90 | $30,011.04 |
DisclosureSEC source: 0001127602-21-002449 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,574 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.69 to $12.14. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:35 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 3,618 | $8.29 | $30,001.54 |
DisclosureSEC source: 0001127602-20-032303 · form4.xml · nonDerivative · entry 1 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,096 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.22 to $8.41. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 18 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,874 Underlying: Common Stock · 6,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 17 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,118 Underlying: Common Stock · 1,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 16 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,436 Underlying: Common Stock · 4,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 15 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,399 Underlying: Common Stock · 7,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on August 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 14 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,378 Underlying: Common Stock · 2,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,736 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · derivative · entry 13 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on November 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,363 | $7.51 | $25,256.13 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 12 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,714 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 6,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 11 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 819 | $7.51 | $6,150.69 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 10 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,779 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 9 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,403 | $7.51 | $18,046.53 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 8 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,069 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 4,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 7 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,884 | $7.51 | $29,168.84 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 6 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,979 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 5 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 1,339 | $8.08 | $10,819.12 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 4 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,630 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 3 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 18:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 2,600 | $8.08 | $21,008.00 |
DisclosureSEC source: 0001127602-20-030127 · form4.xml · nonDerivative · entry 2 Kay Valerie · CIK 0001740868 · Chief Capital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,510 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.