Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gates Industrial Corp Ltd.GTES · Entity 3767 | Chief Commercial Officer & EVP | February 25, 2023 | February 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gates Industrial Corp Ltd.
Report date February 25, 2023 · Filed February 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 189,622 |
Ending reported balance
After 2023-02-26 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-02-25 · Exercise / conversion · Acquired 17,974 · Balance 186,225 F1: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date. Row 2 · 2023-02-25 · Tax withholding · Disposed 5,599 · Balance 180,626 F2: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs. Row 3 · 2023-02-26 · Exercise / conversion · Acquired 12,043 · Balance 192,669 F1: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date. Row 4 · 2023-02-26 · Tax withholding · Disposed 3,047 · Balance 189,622 F2: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs. |
| Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 60,037 |
Reported balance
After 2023-02-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-02-25 · Exercise / conversion · Disposed 17,974 · Balance 60,037 F3: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F4: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. |
| Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 47,994 |
Reported balance
After 2023-02-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-02-26 · Exercise / conversion · Disposed 12,043 · Balance 47,994 F3: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof). F4: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents time-based restricted stock units ("TBRSU") that vested on the anniversary of the grant date.
F2: Represents ordinary shares withheld to satisfy certain tax withholding related obligations in connection with the vesting of previously granted TBRSUs.
F3: Each TBRSU represents a contingent right to receive one share of the issuer ordinary shares. The TBRSUs will be settled in either ordinary shares or cash (or a combination thereof).
F4: The reporting person was granted TBRSUs that vest in three substantially equal annual installments beginning on the first anniversary of the grant date. The number set forth in Column 9 reflects all TBRSUs outstanding subject to future vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2019 Filed May 13, 2019 23:00 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | PurchaseOrdinary Shares | 5,000 | $13.08 | $65,400.00 |
DisclosureSEC source: 0001246360-19-001436 · form.xml · nonDerivative · entry 1 Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,955 Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:21 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantEmployee Stock Options (right to buy) · Derivative | 86,730 | $0.00 Strike: $16.46 | $0.00 |
DisclosureSEC source: 0001246360-19-000784 · form.xml · derivative · entry 3 Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,730 Underlying: Ordinary Shares · 86,730 shares Expires 2029-02-22 F5 · derivative.exercise_date: Subject to the applicable award agreement, this award vests in the following increments: 28,909 on February 21, 2020; 28,910 on February 21, 2021 and 28,911 on February 21, 2022. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:21 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantPerformance-Based Restricted Stock Units (PBRSU) · Derivative | 31,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000784 · form.xml · derivative · entry 2 Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,974 Underlying: Ordinary Shares · 31,974 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital. F4 · derivative.exercise_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022. F4 · derivative.expiration_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:21 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantTime-Based Restricted Stock Units · Derivative | 31,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000784 · form.xml · derivative · entry 1 Gawronski Grant · CIK 0001760696 · EVP & Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,898 Underlying: Ordinary Shares · 31,035 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive one ordinary share. F2 · derivative.exercise_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 10,344 on February 21, 2020; 10,345 on February 21, 2021 and 10,346 on February 21, 2022. F2 · derivative.expiration_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 10,344 on February 21, 2020; 10,345 on February 21, 2021 and 10,346 on February 21, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.