Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Director | May 01, 2020 | May 04, 2020 |
| ABBOTT LABORATORIESABT · Entity 2314 | Director | April 24, 2020 | April 28, 2020 |
| AbbVie Inc.ABBV · Entity 2800 | Director | March 31, 2022 | April 04, 2022 |
| BOEING COBA · Entity 2862 | Director | April 01, 2020 | April 03, 2020 |
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Director | December 19, 2007 | December 21, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date May 01, 2020 · Filed May 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 59,810.252 |
Reported balance
After 2020-05-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-05-01 · Grant · Acquired 222.157 · Balance 59,810.252 F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account. F2: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.
F2: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.
ABBOTT LABORATORIES
Report date April 24, 2020 · Filed April 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares without par valueSEC Table I · non-derivative | Direct | 30,127 |
Reported balance
After 2020-04-24 transaction · row 1
1 source rowRow 1 · 2020-04-24 · Grant · Acquired 1,974 · Balance 30,127 F1: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program). |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.68 · Expires 2030-04-23 | Direct | 9,671 |
Reported balance
After 2020-04-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-04-24 · Grant · Acquired 9,671 · Balance 9,671 F2: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3. |
Filing footnotes · ownership attribution and instrument terms
F1: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).
F2: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
AbbVie Inc.
Report date March 31, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Equivalent UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $162.11 | Direct | 28,474 |
Reported balance
After 2022-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-31 · Grant · Acquired 177 · Balance 28,474 F1: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock. F2: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature. |
Filing footnotes · ownership attribution and instrument terms
F1: Director fees credited to stock equivalent unit accounts under grantor trusts established by the director at Abbott Laboratories and AbbVie. The stock equivalent units in the Abbott account will be paid, in cash, generally at age 65 or upon retirement from Abbott's board, and the stock equivalent units in the AbbVie account will be paid, in cash, generally at age 65 or upon retirement from AbbVie's board. The stock equivalent units in each account earn the same return as if the fees were invested in AbbVie stock.
F2: Balance includes stock equivalent units acquired pursuant to a dividend reinvestment feature.
BOEING CO
Report date April 01, 2020 · Filed April 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,925.88 |
Reported balance
After 2020-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-04-01 · Grant · Acquired 108.14 · Balance 22,925.88 F1: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units are convertible into common stock on a 1-for-1 basis.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director.
F4: Includes adjustments for dividends accrued.
GOLDMAN SACHS GROUP INC
Report date December 19, 2007 · Filed December 21, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,244 |
Reported balance
After 2007-12-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2007-12-19 · Grant · Acquired 3,310 · Balance 18,244 F1: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: These Restricted Stock Units will convert into shares of the Issuer's Common Stock on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2006 Filed Dec 19, 2006 19:12 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 385 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-06-000973 · liddyeep_ex.xml · derivative · entry 1 LIDDY EDWARD M · CIK 0001188983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,934 Underlying: Common Stock · 385 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 20:25 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-05-000695 · liddyeep_ex.xml · derivative · entry 1 LIDDY EDWARD M · CIK 0001188983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,549 Underlying: Common Stock · 3,573 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 16:08 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,720 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-04-000757 · liddyeep_ex.xml · derivative · entry 1 LIDDY EDWARD M · CIK 0001188983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,976 Underlying: Common Stock · 3,720 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 15:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,374 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-03-000686 · liddyeep_ex.xml · derivative · entry 1 LIDDY EDWARD M · CIK 0001188983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,256 Underlying: Common Stock · 3,374 shares Expires not disclosed F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of Common Stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. Read SEC document |
| July 11, 2003 Filed Jul 15, 2003 10:35 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantRestricted Stock Units · Derivative | 3,882 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000769993-03-000483 · liddyeep_ex.xml · derivative · entry 1 LIDDY EDWARD M · CIK 0001188983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,882 Underlying: Common Stock · 3,882 shares Expires 1988-08-08 F1 · derivative.exercise_price: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer. F1 · price: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer. F1 · derivative.exercise_date: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer. F1 · derivative.expiration_date: These Restricted Stock Units vested immediately upon grant and the shares of the Issuer's common stock underlying these Restricted Stock Units will be deliverable, without the payment of any consideration, on the last business day in May in the year following the year in which the Reporting Person ceases to be a director of the Issuer. Read SEC document |
| Date not disclosed Filed Jun 30, 2003 17:05 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | OtherCommon Stock, par value $0.01 per share | 8,825 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-03-000461 · liddyeep_ex.xml · nonDerivative · entry 1 LIDDY EDWARD M · CIK 0001188983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.