Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| L3HARRIS TECHNOLOGIES, INC. /DE/LHX · Entity 610 | Vice President & CHRO | February 28, 2023 | March 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date February 28, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 10,171.41 |
Ending reported balance
After 2023-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-28 · Exercise / conversion · Acquired 1,265 · Balance 10,480.41 F1: Represents shares of common stock issued in settlement of restricted stock units ("RSUs") that vested on 2/28/2023. Row 2 · 2023-02-28 · Tax withholding · Disposed 309 · Balance 10,171.41 F2: Shares of common stock withheld by the Issuer to pay tax liability on the vesting of RSUs previously awarded. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-02-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-28 · Exercise / conversion · Disposed 1,265 · Balance 0 F3: Each RSU represented a contingent right to receive one share of the Issuer's common stock. The RSUs vested on 2/28/23. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issued in settlement of restricted stock units ("RSUs") that vested on 2/28/2023.
F2: Shares of common stock withheld by the Issuer to pay tax liability on the vesting of RSUs previously awarded.
F3: Each RSU represented a contingent right to receive one share of the Issuer's common stock. The RSUs vested on 2/28/23.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 1,493 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 16 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The 1,493 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F6 · derivative.expiration_date: The 1,493 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 1,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 15 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,797 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The 1,797 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. F4 · derivative.expiration_date: The 1,797 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 1,995 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · derivative · entry 14 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 1,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The 1,995 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. F1 · derivative.expiration_date: The 1,995 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 182 | $189.13 | $34,421.66 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 13 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,865 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 12 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 219 | $189.13 | $41,419.47 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 11 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 899 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 10 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 617 | $189.13 | $116,693.21 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 9 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,620 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 8 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,237 F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 1,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 7 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: The 1,493 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 750 | $189.13 | $141,847.50 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 6 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,705 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock , Par Value $1.00 | 1,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 5 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,455 F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 4 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: The 1,797 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 767 | $189.13 | $145,062.71 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 3 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,379 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | GrantCommon Stock, Par Value $1.00 | 1,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 2 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,146 F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination. Read SEC document |
| June 29, 2019 Filed Jul 2, 2019 21:15 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 1,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040455 · doc4.xml · nonDerivative · entry 1 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The 1,995 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. Read SEC document |
| June 29, 2019 Filed Sep 11, 2019 20:56 UTC Amendment | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 294 | $189.13 | $55,604.22 |
DisclosureSEC source: 0001209191-19-049194 · doc4a.xml · nonDerivative · entry 5 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,701 F5 · shares: The original Form 4 filed on 7/2/19 indicated that 182 shares were withheld for taxes on vesting and settlement of restricted stock units awarded on 8/24/18. The correct number of shares withheld was 294 shares, a difference of 112 shares. Read SEC document |
| June 29, 2019 Filed Sep 11, 2019 20:56 UTC Amendment | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 354 | $189.13 | $66,952.02 |
DisclosureSEC source: 0001209191-19-049194 · doc4a.xml · nonDerivative · entry 4 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,248 F4 · shares: The original Form 4 filed on 7/2/19 indicated that 219 shares were withheld for taxes on vesting and settlement of restricted stock units awarded on 8/25/17. The correct number of shares withheld was 354 shares, a difference of 135 shares. Read SEC document |
| June 29, 2019 Filed Sep 11, 2019 20:56 UTC Amendment | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 997 | $189.13 | $188,562.61 |
DisclosureSEC source: 0001209191-19-049194 · doc4a.xml · nonDerivative · entry 3 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,703 F3 · shares: The original Form 4 filed on 7/2/19 indicated that 617 shares were withheld for taxes on vesting and settlement of performance stock units awarded on 8/24/18. The correct number of shares withheld was 997 shares, a difference of 380 shares. Read SEC document |
| June 29, 2019 Filed Sep 11, 2019 20:56 UTC Amendment | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 1,211 | $189.13 | $229,036.43 |
DisclosureSEC source: 0001209191-19-049194 · doc4a.xml · nonDerivative · entry 2 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,168 F2 · shares: The original Form 4 filed on 7/2/19 indicated that 750 shares were withheld for taxes on vesting and settlement of performance stock units awarded on 8/25/17. The correct number of shares withheld was 1,211 shares, a difference of 461 shares. Read SEC document |
| June 29, 2019 Filed Sep 11, 2019 20:56 UTC Amendment | L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 843 | $189.13 | $159,436.59 |
DisclosureSEC source: 0001209191-19-049194 · doc4a.xml · nonDerivative · entry 1 GIRARD JAMES P · CIK 0001781402 · Vice President, HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,303 F1 · shares: The original Form 4 filed on 7/2/19 indicated that 767 shares were withheld for taxes on vesting and settlement of performance stock units awarded on 8/26/16. The correct number of shares withheld was 843 shares, a difference of 76 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.