Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOSTON BEER CO INCSAM · Entity 4577 | Chief Financial Officer | March 01, 2023 | March 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOSTON BEER CO INC
Report date March 01, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A CommonSEC Table I · non-derivative | Direct | 15,653 |
Reported balance
After 2023-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-01 · Tax withholding · Disposed 196 · Balance 15,653 F1: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of Restricted Stock Units ("RSUs") and Investment Share Program shares ("ISPs"). The Reporting Person had a total of 646 RSUs and 31 ISPs vest on March 1, 2023. |
| Class A CommonSEC Table I · non-derivative | Direct | 17,198 |
Reported balance
After 2023-03-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-03-01 · Grant · Acquired 1,545 · Balance 17,198 F2: On March 1, 2023, the Issuer granted 1,545 RSUs to the Reporting Person under the Issuer's Employee Equity Incentive Plan ("EEIP"). The shares will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates, and subject to accelerated vesting in certain situations. F3: The shares reported include 10,639 shares of restricted stock subject to vesting conditions. |
| March 1, 2019 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $312.56 · Expires 2029-02-28 | Direct | 1,911 |
Reported balance
After 2023-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-01 · Grant · Acquired 637 · Balance 1,911 F4: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on March 1, 2019. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2020 over Fiscal Year 2018. In February 2021, the Compensation Committee determined that the performance criteria had been achieved, and as such the options vested in three equal installments on March 1 in the years 2021-2023. |
| March 1, 2020 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $370.79 · Expires 2030-02-28 | Direct | 1,883 |
Reported balance
After 2023-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-03-01 · Grant · Acquired 628 · Balance 1,883 F5: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on March 1, 2020. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. In February 2022, the Compensation Committee determined that the performance criteria had been achieved, and as such the options vest in three equal installments on March 1 in the years 2022-2024, provided that the Reporting Person remains employed by the Company on the applicable vesting dates, and subject to accelerated vesting in certain situations. |
| March 1, 2021 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1,028.71 · Expires 2031-02-28 | Direct | 625 |
Reported balance
After 2023-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-01 · Grant · Acquired 208 · Balance 625 F6: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on March 1, 2021. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2022 over Fiscal Year 2020. In February 2023, the Compensation Committee determined that the performance criteria had been achieved, and as such the options vest in three equal installments on March 1 in the years 2023-2025, provided that the Reporting Person remains employed by the Company on the applicable vesting dates, and subject to accelerated vesting in certain situations. |
| March 1, 2023 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $323.80 · Expires 2033-02-28 | Direct | 3,084 |
Reported balance
After 2023-03-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-03-01 · Grant · Acquired 3,084 · Balance 3,084 F7: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on March 1, 2023. The extent to which the options become exercisable is dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2024 over Fiscal Year 2022. The Compensation Committee will determine if the performance criteria have been achieved prior to March 1, 2025. If the performance criteria is achieved, the options vest in three equal installments on March 1 in the years 2025-2027, provided that the Reporting Person remains employed by the Company on the applicable vesting dates, and subject to accelerated vesting in certain situations. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of Restricted Stock Units ("RSUs") and Investment Share Program shares ("ISPs"). The Reporting Person had a total of 646 RSUs and 31 ISPs vest on March 1, 2023.
F2: On March 1, 2023, the Issuer granted 1,545 RSUs to the Reporting Person under the Issuer's Employee Equity Incentive Plan ("EEIP"). The shares will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer on the applicable vesting dates, and subject to accelerated vesting in certain situations.
F3: The shares reported include 10,639 shares of restricted stock subject to vesting conditions.
F4: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on March 1, 2019. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2020 over Fiscal Year 2018. In February 2021, the Compensation Committee determined that the performance criteria had been achieved, and as such the options vested in three equal installments on March 1 in the years 2021-2023.
F5: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on March 1, 2020. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. In February 2022, the Compensation Committee determined that the performance criteria had been achieved, and as such the options vest in three equal installments on March 1 in the years 2022-2024, provided that the Reporting Person remains employed by the Company on the applicable vesting dates, and subject to accelerated vesting in certain situations.
F6: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on March 1, 2021. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2022 over Fiscal Year 2020. In February 2023, the Compensation Committee determined that the performance criteria had been achieved, and as such the options vest in three equal installments on March 1 in the years 2023-2025, provided that the Reporting Person remains employed by the Company on the applicable vesting dates, and subject to accelerated vesting in certain situations.
F7: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP on March 1, 2023. The extent to which the options become exercisable is dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2024 over Fiscal Year 2022. The Compensation Committee will determine if the performance criteria have been achieved prior to March 1, 2025. If the performance criteria is achieved, the options vest in three equal installments on March 1 in the years 2025-2027, provided that the Reporting Person remains employed by the Company on the applicable vesting dates, and subject to accelerated vesting in certain situations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2020 Filed Sep 11, 2020 20:01 UTC | BOSTON BEER CO INC SAM · Entity 4577 | SaleClass A Common | 1,793 | $820.00 | $1,470,260.00 |
DisclosureSEC source: 0001562180-20-005964 · primarydocument.xml · nonDerivative · entry 2 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,729 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2020. F2 · balance_after: The shares reported include 10,369 shares of restricted stock subject to vesting conditions. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:01 UTC | BOSTON BEER CO INC SAM · Entity 4577 | Exercise / conversionClass A Common | 1,793 | $192.26 | $344,722.18 |
DisclosureSEC source: 0001562180-20-005964 · primarydocument.xml · nonDerivative · entry 1 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 7, 2020. F2 · balance_after: The shares reported include 10,369 shares of restricted stock subject to vesting conditions. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 20:02 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantClass A Common | 78 | $222.47 | $17,352.66 |
DisclosureSEC source: 0001562180-20-002544 · primarydocument.xml · nonDerivative · entry 1 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,729 F1 · kind: The shares were purchased pursuant to the Issuer's Employee Equity Incentive Plan on March 16, 2020, with an effective grant date of March 1, 2020. Under this plan, tenured employees may purchase restricted shares at a discounted price. These restricted shares vest in five equal installments over a five year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date. The first installment vests one year from grant date and the final installment vests five years from grant date. These shares have no expiration date. F2 · balance_after: The shares reported include 10,369 shares of restricted stock subject to vesting conditions. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 21:19 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantStock Option (Right to Buy) · Derivative | 1,883 | $0.00 Strike: $370.79 | $0.00 |
DisclosureSEC source: 0001562180-20-001870 · primarydocument.xml · derivative · entry 3 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883 Underlying: Class A Common · 1,883 shares Expires 2030-02-28 F4 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options may become exercisable will be dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2021 over Fiscal Year 2019. The determination of the eligibility for vesting of these options will be made by the Compensation Committee before March 1, 2022. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 21:19 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantStock Option (Right to Buy) · Derivative | 1,007 | $0.00 Strike: $191.10 | $0.00 |
DisclosureSEC source: 0001562180-20-001870 · primarydocument.xml · derivative · entry 2 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007 Underlying: Class A Common · 1,007 shares Expires 2027-12-31 F3 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options were exercisable was dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2019 over Fiscal Year 2017. The determination of the eligibility for vesting of these options was made by the Compensation Committee before March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 2, 2020 21:19 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantClass A Common | 8,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001870 · primarydocument.xml · nonDerivative · entry 1 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,651 F1 · shares: Represents two grants of Restricted Stock Units ("RSUs") under the Issuer's Restated Employee Equity Incentive Plan ("EEIP"). The first grant is for 722 shares, which will vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer on the applicable vesting date. The second grant is for 8,090 shares, which will vest in three equal installments on March 1 in 2024-2026, provided that the Reporting Person remains employed by the Issuer on the applicable vesting date. F2 · balance_after: The shares reported include 10,498 shares of restricted stock subject to vesting conditions. Read SEC document |
| January 02, 2020 Filed Jan 2, 2020 21:20 UTC | BOSTON BEER CO INC SAM · Entity 4577 | Tax withholdingClass A Common | 96 | $377.85 | $36,273.60 |
DisclosureSEC source: 0001562180-20-000017 · primarydocument.xml · nonDerivative · entry 1 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,839 F1 · kind: The Issuer "net withheld" the vesting of a percentage of shares to satisfy the tax obligations of the Reporting Person flowing from the vesting of investment shares and restricted stock awards. F2 · balance_after: The shares reported include 1,617 shares of restricted stock subject to vesting conditions. Read SEC document |
| March 01, 2019 Filed Mar 1, 2019 21:00 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantStock Option (Right to Buy) · Derivative | 1,911 | $0.00 Strike: $312.56 | $0.00 |
DisclosureSEC source: 0001562180-19-001508 · primarydocument.xml · derivative · entry 2 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,911 Underlying: Class A Common · 1,911 shares Expires 2029-02-28 F3 · derivative.exercise_date: The Performance-Based Stock Options were granted pursuant to the Issuer's EEIP. The extent to which the options may become exercisable will be dependent upon the Company achieving certain compounded annual growth rate targets based on net revenue growth in Fiscal Year 2020 over Fiscal Year 2018. The determination of the eligibility for vesting of these options will be made by the Compensation Committee before March 1, 2021. Read SEC document |
| March 01, 2019 Filed Mar 1, 2019 21:00 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantClass A Common | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001508 · primarydocument.xml · nonDerivative · entry 1 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,935 F1 · shares: Represents a grant of Restricted Stock Units ("RSU's") under the Issuer's Restated Employee Equity Incentive Plan ("EEIP"). RSU's generally vest in four equal installments over a four year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date. F2 · balance_after: The shares reported include 1,970 shares of restricted stock subject to vesting conditions. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 22:23 UTC | BOSTON BEER CO INC SAM · Entity 4577 | SaleClass A Common | 161 | $307.69 | $49,538.09 |
DisclosureSEC source: 0001562180-19-001367 · primarydocument.xml · nonDerivative · entry 2 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,104 F2 · balance_after: The shares reported include 1,139 shares of restricted stock subject to vesting conditions. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 22:23 UTC | BOSTON BEER CO INC SAM · Entity 4577 | SaleClass A Common | 358 | $302.79 | $108,398.82 |
DisclosureSEC source: 0001562180-19-001367 · primarydocument.xml · nonDerivative · entry 1 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,265 F1 · price: The price shown is the weighted average sale price for the transactions reported on this line. The range of sale prices for the 358 shares is from $302.46 to $303.40. The Filing Person will provide full information regarding the number of shares sold at each separate price upon request of the SEC, the Registrant, or a shareholder of the Registrant. F2 · balance_after: The shares reported include 1,139 shares of restricted stock subject to vesting conditions. Read SEC document |
| January 22, 2018 Filed Jan 22, 2018 21:33 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantClass A Common | 114 | $152.88 | $17,428.32 |
DisclosureSEC source: 0001562180-18-000379 · primarydocument.xml · nonDerivative · entry 1 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,623 F1 · kind: The shares were purchased pursuant to the Issuer's Employee Equity Incentive Plan on January 22, 2018, with an effective grant date of January 1, 2018. Under this plan, tenured employees may purchase restricted shares at a discounted price. These restricted shares vest in five equal installments over a five year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date. The first installment vests one year from grant date and the final installment vests five years from grant date. These shares have no expiration date. F2 · balance_after: The shares reported include 4,890 shares of restricted stock subject to vesting conditions. Read SEC document |
| January 01, 2018 Filed Jan 2, 2018 21:52 UTC | BOSTON BEER CO INC SAM · Entity 4577 | GrantClass A Common | 1,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000077 · primarydocument.xml · nonDerivative · entry 1 Smalla Frank H. · CIK 0001663087 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,509 F1 · balance_after: The shares reported include 4,776 shares of restricted stock subject to vesting conditions. Restricted shares granted pursuant to the Issuer's Employee Equity Incentive Plan generally vest in five equal installments over a five year period, provided that the Reporting Person remains employed by the Issuer as of the applicable vesting date. A total of 1,733 shares vested on the Reporting Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.