Fulton Tricia L

SEC source: 0001692276-21-000001 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,623.5967

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (17.36 during the quarter ended December 31, 2020).

SEC source: 0001692276-20-000075 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,606.2367

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

SEC source: 0001692276-20-000065 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,106.2367

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

SEC source: 0001692276-20-000064 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,136.2367

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.

F2 · balance_after: Includes 36.7498 shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan during the second and third quarters of 2020.

SEC source: 0001692276-20-000028 · primary_doc.xml · derivative · entry 3

Fulton Tricia L · CIK 0001355892 · CFO, Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,740

Underlying: Common Stock · 7,740 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F4 · derivative.exercise_date: Unless earlier accelerated or forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock twenty four months from the grant date.

F4 · derivative.expiration_date: Unless earlier accelerated or forfeited under the terms of the RSU, 100% of the awards vest and convert into Common Stock twenty four months from the grant date.

SEC source: 0001692276-20-000021 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,552.71

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,400 shares of restricted stock granted to the reporting person on March 6, 2018.

SEC source: 0001692276-20-000018 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,624.71

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,000 shares of restricted stock granted to the reporting person on March 3, 2017.

SEC source: 0001692276-20-000012 · primary_doc.xml · derivative · entry 5

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239

Underlying: Common Stock · 3,239 shares

Expires 2030-02-28

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Options, 33-1/3% of the options vest and become exercisable on each of the first three anniversaries of the grant date.

SEC source: 0001692276-20-000012 · primary_doc.xml · derivative · entry 4

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,239

Underlying: Common Stock · 3,239 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each of the first three anniversaries of the grant date.

SEC source: 0001692276-20-000012 · primary_doc.xml · derivative · entry 3

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,478

Underlying: Common Stock · 6,478 shares

Expires not disclosed

F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Helios Technologies common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period beginning on the first day of the Company's fiscal year ending January 2, 2020 and ending on the last day of the Company's fiscal year ending December 31, 2022.

SEC source: 0001692276-20-000005 · primary_doc.xml · derivative · entry 4

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442

Underlying: Common Stock · 1,721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

SEC source: 0001692276-20-000005 · primary_doc.xml · nonDerivative · entry 2

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,598.71

F2 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.

SEC source: 0001692276-20-000005 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,109.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (16.3553 dividend reinvestment shares).

SEC source: 0001692276-20-000001 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,372.36

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2019.

SEC source: 0001692276-19-000009 · primary_doc.xml · nonDerivative · entry 3

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,872.36

F3 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 27, 2019.

F4 · balance_after: Includes shares purchased through the Helios Technologies, Inc. Employee Stock Purchase Plan (222.77 during the quarter ended March 30, 2019; 144.30 during the quarter ended June 29, 2019; and 67.15 additional dividend reinvestment shares).

SEC source: 0001355892-19-000003 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,238.1367

F1 · shares: Represents the aggregate amount of bona fide gift made by Ms. Fulton.

SEC source: 0001355892-19-000002 · primary_doc.xml · nonDerivative · entry 2

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,738.1367

F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,400 shares of restricted stock granted to the reporting person on March 6, 2018.

SEC source: 0001355892-19-000002 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,508.1367

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,000 shares of restricted stock granted to the reporting person on March 3, 2017.

SEC source: 0001355892-19-000001 · primary_doc.xml · derivative · entry 4

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162.5

Underlying: Common Stock · 5,162.5 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

SEC source: 0001355892-19-000001 · primary_doc.xml · derivative · entry 3

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162.5

Underlying: Common Stock · 5,162.5 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 150% of one share of Sun Hydraulics common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022.

SEC source: 0001692276-20-000004 · primary_doc.xml · derivative · entry 2

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,163

Underlying: Common Stock · 5,163 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents the right to receive, following vesting, one share of Common Stock.

F2 · date: This filing corrects the filing made for the grant of the Performance-based RSUs and the RSUs made on February 22, 2019 and originally reported on a Form 4 filed on February 26, 2019. The original Form 4 reported that 5,162.5 performance-based RSUs were granted and 5,162.5 RSUs were granted. Because the issuer did not wish to issue fractional units, it actually issued 5,162 performance-based RSUs and 5,163 RSUs.

F2 · shares: This filing corrects the filing made for the grant of the Performance-based RSUs and the RSUs made on February 22, 2019 and originally reported on a Form 4 filed on February 26, 2019. The original Form 4 reported that 5,162.5 performance-based RSUs were granted and 5,162.5 RSUs were granted. Because the issuer did not wish to issue fractional units, it actually issued 5,162 performance-based RSUs and 5,163 RSUs.

F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.

F2 · derivative.underlying_shares: This filing corrects the filing made for the grant of the Performance-based RSUs and the RSUs made on February 22, 2019 and originally reported on a Form 4 filed on February 26, 2019. The original Form 4 reported that 5,162.5 performance-based RSUs were granted and 5,162.5 RSUs were granted. Because the issuer did not wish to issue fractional units, it actually issued 5,162 performance-based RSUs and 5,163 RSUs.

F2 · balance_after: This filing corrects the filing made for the grant of the Performance-based RSUs and the RSUs made on February 22, 2019 and originally reported on a Form 4 filed on February 26, 2019. The original Form 4 reported that 5,162.5 performance-based RSUs were granted and 5,162.5 RSUs were granted. Because the issuer did not wish to issue fractional units, it actually issued 5,162 performance-based RSUs and 5,163 RSUs.

SEC source: 0001692276-20-000004 · primary_doc.xml · derivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162

Underlying: Common Stock · 5,162 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 150% of one share of Sun Hydraulics common stock (Common Stock). The number of shares of Common Stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the first day of the Company's fiscal year ending December 28, 2019 and ending on the last day of the Company's fiscal year ending January 1, 2022.

F2 · date: This filing corrects the filing made for the grant of the Performance-based RSUs and the RSUs made on February 22, 2019 and originally reported on a Form 4 filed on February 26, 2019. The original Form 4 reported that 5,162.5 performance-based RSUs were granted and 5,162.5 RSUs were granted. Because the issuer did not wish to issue fractional units, it actually issued 5,162 performance-based RSUs and 5,163 RSUs.

F2 · shares: This filing corrects the filing made for the grant of the Performance-based RSUs and the RSUs made on February 22, 2019 and originally reported on a Form 4 filed on February 26, 2019. The original Form 4 reported that 5,162.5 performance-based RSUs were granted and 5,162.5 RSUs were granted. Because the issuer did not wish to issue fractional units, it actually issued 5,162 performance-based RSUs and 5,163 RSUs.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 150% of one share of Common Stock after the determination of the achievement of the performance goals during the three-year performance period ending on the last day of the Company's fiscal year ending January 1, 2022.

F2 · derivative.underlying_shares: This filing corrects the filing made for the grant of the Performance-based RSUs and the RSUs made on February 22, 2019 and originally reported on a Form 4 filed on February 26, 2019. The original Form 4 reported that 5,162.5 performance-based RSUs were granted and 5,162.5 RSUs were granted. Because the issuer did not wish to issue fractional units, it actually issued 5,162 performance-based RSUs and 5,163 RSUs.

F2 · balance_after: This filing corrects the filing made for the grant of the Performance-based RSUs and the RSUs made on February 22, 2019 and originally reported on a Form 4 filed on February 26, 2019. The original Form 4 reported that 5,162.5 performance-based RSUs were granted and 5,162.5 RSUs were granted. Because the issuer did not wish to issue fractional units, it actually issued 5,162 performance-based RSUs and 5,163 RSUs.

SEC source: 0001692276-19-000009 · primary_doc.xml · nonDerivative · entry 2

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,938.1367

F2 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,667 shares of restricted stock granted to the reporting person on October 22, 2015.

SEC source: 0001355892-18-000004 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,091.1302

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2018.

F2 · price: The range of prices for the transactions reported is $54.00 - $54.3264. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001355892-18-000002 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,591.1302

F1 · balance_after: Includes shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan (42.7791 during the quarter ended December 30, 2017; 159.4186 during the quarter ended March 31, 2018; 149.5307 during quarter ended June 30, 2018).

SEC source: 0001355892-18-000003 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,591.1302

F1 · kind: The reporting person is amending the transaction reported in the previously filed Form 4 of 7/12/18 to reflect that the reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 29, 2018.

F2 · balance_after: Includes shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan (159.4186 during the quarter ended March 31, 2018; and 149.5307 during quarter ended June 30, 2018).

SEC source: 0001355892-18-000001 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,874.1809

F1 · shares: Includes shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan (242.7286 during the quarter ended July 1, 2017; 178.1558 during the quarter ended September 30, 2017, and 42.7791 during the quarter ended December 30, 2017).

SEC source: 0001692276-19-000009 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,038.1367

F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 4,000 shares of restricted stock granted to the reporting person on March 3, 2017.

SEC source: 0001355892-17-000004 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,210.5174

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

F2 · price: The range of prices for the transactions reported is $40.75 - $41.75. The undersigned hereby undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

SEC source: 0001355892-17-000003 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,210.5174

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

SEC source: 0001355892-17-000002 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,210.5174

F1 · kind: Sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2017.

F2 · balance_after: Includes 212.4935 shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan during the quarter ended April 1, 2017.

SEC source: 0001355892-17-000001 · primary_doc.xml · nonDerivative · entry 1

Fulton Tricia L · CIK 0001355892 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,998.0239

F1 · balance_after: Includes shares purchased through the Sun Hydraulics Corporation Employee Stock Purchase Plan (279.4056 during the quarter ended June 2, 2016; 239.7062 during the quarter ended September 1, 2016, and 93.4680 during the quarter ended December 31, 2016).