Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COASTAL FINANCIAL CORPCCB · Entity 5197 | Chief Operating Officer | March 02, 2023 | March 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COASTAL FINANCIAL CORP
Report date March 02, 2023 · Filed March 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,649 |
Last balance in matching sequence
After 2023-03-02 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2023-03-02 · Exercise / conversion · Acquired 400 · Balance 31,299 F1: Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. Row 2 · 2023-03-02 · Exercise / conversion · Acquired 400 · Balance 31,699 F1: Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. Row 3 · 2023-03-02 · Exercise / conversion · Acquired 400 · Balance 32,099 F1: Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. Row 4 · 2023-03-02 · Exercise / conversion · Acquired 400 · Balance 32,499 F1: Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. Row 5 · 2023-03-02 · Exercise / conversion · Acquired 650 · Balance 33,149 F1: Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. Row 6 · 2023-03-02 · Gift · Disposed 1,500 · Balance 31,649 F1: Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.20 · Expires 2025-07-01 | Direct | 1,200 |
Reported balance
After 2023-03-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-03-02 · Exercise / conversion · Disposed 400 · Balance 1,200 F2: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on July 1, 2016. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.25 · Expires 2026-02-25 | Direct | 1,200 |
Reported balance
After 2023-03-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-02 · Exercise / conversion · Disposed 400 · Balance 1,200 F3: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on February 24, 2017. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $6.50 · Expires 2027-01-26 | Direct | 1,600 |
Reported balance
After 2023-03-02 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-03-02 · Exercise / conversion · Disposed 400 · Balance 1,600 F4: Stock options granted pursuant to the Coastal Financial Corporation 2006 Stock Option and Equity Plan vest in ten approximately equal installments commencing on January 26, 2018. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $7.10 · Expires 2028-01-22 | Direct | 2,000 |
Reported balance
After 2023-03-02 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2023-03-02 · Exercise / conversion · Disposed 400 · Balance 2,000 F5: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on January 22, 2019. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.91 · Expires 2029-01-22 | Direct | 3,900 |
Reported balance
After 2023-03-02 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2023-03-02 · Exercise / conversion · Disposed 650 · Balance 3,900 F6: Stock options granted pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan vest in ten approximately equal installments commencing on January 22, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,671 time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan: 2,603 RSUs vest in seven approximately equal remaining installments; 2,435 RSUs vest in three approximately equal remaining installments; and 1,633 RSUs vest in three approximately equal installments. Each RSU represents the right to receive one share of common stock upon vesting.
F2: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on July 1, 2016.
F3: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on February 24, 2017.
F4: Stock options granted pursuant to the Coastal Financial Corporation 2006 Stock Option and Equity Plan vest in ten approximately equal installments commencing on January 26, 2018.
F5: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on January 22, 2019.
F6: Stock options granted pursuant to the Coastal Financial Corporation 2018 Omnibus Incentive Plan vest in ten approximately equal installments commencing on January 22, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2020 Filed Aug 25, 2020 21:26 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionStock Options · Derivative | 400 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001437749-20-018687 · rdgdoc.xml · derivative · entry 9 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 400 shares Expires 2027-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on January 26, 2018. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:26 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionStock Options · Derivative | 400 | $0.00 Strike: $6.25 | $0.00 |
DisclosureSEC source: 0001437749-20-018687 · rdgdoc.xml · derivative · entry 8 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 400 shares Expires 2026-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on February 24, 2017. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:26 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionStock Options · Derivative | 1,400 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001437749-20-018687 · rdgdoc.xml · derivative · entry 7 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,400 shares Expires 2025-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Options and Equity Plan vest in ten approximately equal installments commencing on July 1, 2016. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:26 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionStock Options · Derivative | 400 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001437749-20-018687 · rdgdoc.xml · derivative · entry 6 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 400 shares Expires 2024-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp 2006 Stock Option and Equity Plan vest in ten approximately equal installments commencing on March 18, 2015. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:26 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 400 | $7.10 | $2,840.00 |
DisclosureSEC source: 0001437749-20-018687 · rdgdoc.xml · nonDerivative · entry 5 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:26 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 400 | $6.50 | $2,600.00 |
DisclosureSEC source: 0001437749-20-018687 · rdgdoc.xml · nonDerivative · entry 4 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:26 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 400 | $6.25 | $2,500.00 |
DisclosureSEC source: 0001437749-20-018687 · rdgdoc.xml · nonDerivative · entry 3 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:26 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 1,400 | $7.20 | $10,080.00 |
DisclosureSEC source: 0001437749-20-018687 · rdgdoc.xml · nonDerivative · entry 2 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2020 Filed Aug 25, 2020 21:26 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 400 | $5.50 | $2,200.00 |
DisclosureSEC source: 0001437749-20-018687 · rdgdoc.xml · nonDerivative · entry 1 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2020 Filed Feb 14, 2020 22:28 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | GrantCommon Stock | 3,718 | $17.81 | $66,217.58 |
DisclosureSEC source: 0001437749-20-002806 · rdgdoc.xml · nonDerivative · entry 1 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,118 F1 · shares: Represents award of time-based restricted stock units (RSUs) pursuant to the Coastal Financial Corp. 2018 Omnibus Incentive Plan. The RSUs vest in ten approximately equal installments commencing on February 3, 2021. Each restricted stock unit represents the right to receive one share of common stock upon vesting. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionStock Options · Derivative | 600 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · derivative · entry 10 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Underlying: Common Stock · 600 shares Expires 2025-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp. 2006 Stock Option and Equity Compensation Plan vest in ten approximately equal installments commencing on July 1, 2016. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionStock Options · Derivative | 400 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · derivative · entry 9 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 400 shares Expires 2024-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp. 2006 Stock Option and Equity Compensation Plan vest in ten approximately equal installments commencing on March 18, 2015. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionStock Options · Derivative | 400 | $0.00 Strike: $6.25 | $0.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · derivative · entry 8 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,800 Underlying: Common Stock · 400 shares Expires 2026-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp. 2006 Stock Option and Equity Compensation Plan vest in ten approximately equal installments commencing on February 24, 2017. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionStock Options · Derivative | 800 | $0.00 Strike: $6.50 | $0.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · derivative · entry 7 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 800 shares Expires 2027-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp. 2006 Stock Option and Equity Compensation Plan vest in ten approximately equal installments commencing on January 26, 2018. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionStock Options · Derivative | 400 | $0.00 Strike: $7.10 | $0.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · derivative · entry 6 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Stock · 400 shares Expires 2028-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp. 2006 Stock Option and Equity Compensation Plan vest in ten approximately equal installments commencing on January 22, 2019. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 400 | $5.50 | $2,200.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · nonDerivative · entry 5 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 400 | $6.25 | $2,500.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · nonDerivative · entry 4 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 400 | $7.10 | $2,840.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · nonDerivative · entry 3 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 600 | $7.20 | $4,320.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · nonDerivative · entry 2 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | Exercise / conversionCommon Stock | 800 | $6.50 | $5,200.00 |
DisclosureSEC source: 0001225208-19-005786 · doc4.xml · nonDerivative · entry 1 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2019 Filed Feb 15, 2019 19:40 UTC | COASTAL FINANCIAL CORP CCB · Entity 5197 | GrantStock Options · Derivative | 6,500 | $0.00 Strike: $14.91 | $0.00 |
DisclosureSEC source: 0001225208-19-002713 · doc4.xml · derivative · entry 2 DICKSON JOHN J · CIK 0001221615 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires 2029-01-22 F1 · derivative.exercise_date: Stock options granted pursuant to the Coastal Financial Corp. 2018 Omnibus Incentive Plan vest in ten approximately equal installments commencing on January 22, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.