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person · Reporting owner

Gosebruch Henry O

Disclosed activity across 5 companies

Tapewire entity
11607
SEC CIK
0001659625

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ANI PHARMACEUTICALS INCANIP · Entity 4638DirectorAugust 19, 2026August 27, 2026
AbbVie Inc.ABBV · Entity 2800EVP, Chief Strategy OfficerMay 16, 2022May 20, 2022
Aptinyx Inc.APTX · Entity 120922DirectorMay 26, 2022May 31, 2022
Neumora Therapeutics, Inc.NMRA · Entity 6115Director · President & CEOFebruary 14, 2024February 16, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ANI PHARMACEUTICALS INC

Report date August 19, 2026 · Filed August 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,662 Reported balance After 2026-08-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-19 · Grant · Acquired 6,662 · Balance 6,662

F1: Represents a restricted stock award that will vest in three equal annual installments on the first, second and third anniversaries of August 19, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock award that will vest in three equal annual installments on the first, second and third anniversaries of August 19, 2026.

AbbVie Inc.

Report date May 16, 2022 · Filed May 20, 2022 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect41,623 Last balance in matching sequence After 2022-05-16 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2022-05-16 · Exercise / conversion · Acquired 83,960 · Balance 125,583

Row 2 · 2022-05-16 · Sale · Disposed 83,960 · Balance 41,623

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.86 · Expires 2026-02-17Direct0 Reported balance After 2022-05-16 transaction · row 5 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 5 · 2022-05-16 · Exercise / conversion · Disposed 83,960 · Balance 0

F3: Employee stock option granted pursuant to the AbbVie Amended and Restated 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectIn trust53,500 Reported balance Holding disclosure · report date 2022-05-16 · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · Balance 53,500

F1: The reporting person is trustee of a trust established for the benefit of his children. The reporting person disclaims beneficial ownership of all securities held by the trust.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectProfit sharing trust3,638 Reported balance Holding disclosure · report date 2022-05-16 · row 4 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 4 · Balance 3,638

F2: Balance in AbbVie Savings program as of May 18, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person is trustee of a trust established for the benefit of his children. The reporting person disclaims beneficial ownership of all securities held by the trust.

F2: Balance in AbbVie Savings program as of May 18, 2022.

F3: Employee stock option granted pursuant to the AbbVie Amended and Restated 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Aptinyx Inc.

Report date May 26, 2022 · Filed May 31, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.50 · Expires 2032-05-25Direct40,000 Reported balance After 2022-05-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-05-26 · Grant · Acquired 40,000 · Balance 40,000

F1: This option vests in ratable monthly installments over one year from the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: This option vests in ratable monthly installments over one year from the date of grant.

Neumora Therapeutics, Inc.

Report date February 14, 2024 · Filed February 16, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect462,345 Reported balance After 2024-02-14 transaction · row 1
1 source row

Row 1 · 2024-02-14 · Grant · Acquired 80,000 · Balance 462,345

F1: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 25% of the RSUs vest annually measured from February 14, 2024 (the "Vesting Commencement Date"), such that 100% of the RSUs will be fully vested on the fourth anniversary of the Vesting Commencement Date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.07 · Expires 2034-02-13Direct160,000 Reported balance After 2024-02-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-02-14 · Grant · Acquired 160,000 · Balance 160,000

F4: 25% of the shares subject to the option vest on the first anniversary measured from February 14, 2024 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Common StockSEC Table I · non-derivativeIndirectSee Footnote15,000 Reported balance Holding disclosure · report date 2024-02-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,000

F2: Shares held by HG4KYC TRUST, of which Reporting Person is trustee.

Common StockSEC Table I · non-derivativeIndirectSee Footnote127,448 Reported balance Holding disclosure · report date 2024-02-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 127,448

F3: Shares held by Lu Leng Felicia Chua Descendants 2012 Irrevocable Trust, of which Reporting Person is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 25% of the RSUs vest annually measured from February 14, 2024 (the "Vesting Commencement Date"), such that 100% of the RSUs will be fully vested on the fourth anniversary of the Vesting Commencement Date.

F2: Shares held by HG4KYC TRUST, of which Reporting Person is trustee.

F3: Shares held by Lu Leng Felicia Chua Descendants 2012 Irrevocable Trust, of which Reporting Person is trustee.

F4: 25% of the shares subject to the option vest on the first anniversary measured from February 14, 2024 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ACELYRIN, Inc.

Report date May 21, 2025 · Filed May 23, 2025

Section 16 reporting ended · disclosed 2025-05-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-05-21 transaction · row 1
1 source row

Row 1 · 2025-05-21 · Disposition to issuer · Disposed 50,000 · Balance 0

F1: On February 6, 2025, ACELYRIN, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (as amended on April 20, 2025, the "Merger Agreement") with Alumis, Inc., a Delaware corporation ("Parent"), and Arrow Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on May 21, 2025, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.00001 per share, of the Company issued and outstanding was converted into the right to receive 0.4814 (the "Exchange Ratio") shares of voting common stock of Parent, par value $0.0001 per share ("Parent Common Stock"), and cash in lieu of any fractional shares.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.46 · Expires 2034-06-06Direct0 Reported balance After 2025-05-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-05-21 · Disposition to issuer · Disposed 92,158 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time each stock option that was outstanding and unexercised immediately prior to the Effective Time with a per share exercise price of $18.00 or less was assumed by Parent and converted into an option to purchase a number of shares of Parent Common Stock equal to (i) the number of shares subject to the option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, with any fractional shares rounded down to the nearest whole share, which stock option shall have an exercise price equal to (i) the per share exercise price for shares subject to the corresponding Company stock option immediately prior to the Effective Time, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

F2: All of the shares subject to the option vest on the earlier of (i) June 7, 2025, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date of the option, subject to the Reporting Person's continued service as a director through the vesting date.

Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.43 · Expires 2033-03-22Direct0 Reported balance After 2025-05-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-05-21 · Disposition to issuer · Disposed 155,450 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time each stock option that was outstanding and unexercised immediately prior to the Effective Time with a per share exercise price of $18.00 or less was assumed by Parent and converted into an option to purchase a number of shares of Parent Common Stock equal to (i) the number of shares subject to the option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, with any fractional shares rounded down to the nearest whole share, which stock option shall have an exercise price equal to (i) the per share exercise price for shares subject to the corresponding Company stock option immediately prior to the Effective Time, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

F4: 1/48 of the shares subject to the option vested on April 17, 2023 and 1/48 of the shares subject to the option vests in equal monthly installments thereafter, subject to the Reporting Person's continued service.

Filing footnotes · ownership attribution and instrument terms

F1: On February 6, 2025, ACELYRIN, Inc., a Delaware corporation (the "Company"), entered into an Agreement and Plan of Merger (as amended on April 20, 2025, the "Merger Agreement") with Alumis, Inc., a Delaware corporation ("Parent"), and Arrow Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on May 21, 2025, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.00001 per share, of the Company issued and outstanding was converted into the right to receive 0.4814 (the "Exchange Ratio") shares of voting common stock of Parent, par value $0.0001 per share ("Parent Common Stock"), and cash in lieu of any fractional shares.

F2: All of the shares subject to the option vest on the earlier of (i) June 7, 2025, or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date of the option, subject to the Reporting Person's continued service as a director through the vesting date.

F3: Pursuant to the Merger Agreement, at the Effective Time each stock option that was outstanding and unexercised immediately prior to the Effective Time with a per share exercise price of $18.00 or less was assumed by Parent and converted into an option to purchase a number of shares of Parent Common Stock equal to (i) the number of shares subject to the option immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio, with any fractional shares rounded down to the nearest whole share, which stock option shall have an exercise price equal to (i) the per share exercise price for shares subject to the corresponding Company stock option immediately prior to the Effective Time, divided by (ii) the Exchange Ratio, rounded up to the nearest whole cent.

F4: 1/48 of the shares subject to the option vested on April 17, 2023 and 1/48 of the shares subject to the option vests in equal monthly installments thereafter, subject to the Reporting Person's continued service.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2020 Filed Apr 24, 2020 21:10 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par share 18,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005099 · edgar.xml · nonDerivative · entry 2

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 48,500

F1 · balance_after: The reporting person is trustee of a trust established for the benefit of his children. The reporting person disclaims beneficial ownership of all securities held by the trust.

Read SEC document
April 06, 2020 Filed Apr 24, 2020 21:10 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par share 18,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005099 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,006

Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:24 UTC Aptinyx Inc. APTX · Entity 120922 GrantStock Option (Right to Buy) · Derivative 7,374 $1.36 Strike: $2.16 $9,999.14
Disclosure

SEC source: 0001567619-20-007431 · doc1.xml · derivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,374

Underlying: Common Stock · 7,374 shares

Expires 2030-03-30

F1 · shares: The option award was issued to the Reporting Person, who elected to take equity awards in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant.

F2 · derivative.exercise_date: This option is fully vested at time of grant.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:53 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon Stock, $0.01 par value 26,038 $85.42 $2,224,165.96
Disclosure

SEC source: 0001179110-20-002855 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,506

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:02 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (right to buy) · Derivative 96,563 $0.00 Strike: $93.50 $0.00
Disclosure

SEC source: 0001179110-20-002135 · edgar.xml · derivative · entry 7

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,563

Underlying: Common Stock · 96,563 shares

Expires 2030-02-19

F7 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 32,188 on February 20, 2021, 32,188 on February 20, 2022, and 32,187 on February 20, 2023.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:02 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 7,972 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002135 · edgar.xml · nonDerivative · entry 4

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,544

F4 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 21, 2019. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:02 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 6,555 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002135 · edgar.xml · nonDerivative · entry 3

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,572

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:02 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 11,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002135 · edgar.xml · nonDerivative · entry 2

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,017

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

Read SEC document
February 20, 2020 Filed Feb 24, 2020 23:02 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 32,524 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002135 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,287

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on earnings per share and relative total shareholder return. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2020.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 16:19 UTC Aptinyx Inc. APTX · Entity 120922 PurchaseCommon Stock, par value $0.01 25,000 $3.00 $75,000.00
Disclosure

SEC source: 0001567619-20-001013 · doc1.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 125,000

F1 · balance_after: The reporting person is trustee of a trust established for the benefit of his children. The reporting person disclaims beneficial ownership of all securities held by the trust.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:24 UTC Aptinyx Inc. APTX · Entity 120922 GrantStock Option (Right to Buy) · Derivative 4,668 $2.14 Strike: $3.42 $9,998.86
Disclosure

SEC source: 0001567619-20-000342 · doc1.xml · derivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,668

Underlying: Common Stock · 4,668 shares

Expires 2029-12-30

F1 · shares: The option award was issued to the Reporting Person, who elected to take equity awards in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant.

F2 · derivative.exercise_date: This option is fully vested at time of grant.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 16:36 UTC Aptinyx Inc. APTX · Entity 120922 GiftCommon Stock, par value $0.01 100,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019304 · doc1.xml · nonDerivative · entry 2

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 100,000

F1 · balance_after: The reporting person is trustee of a trust established for the benefit of his children. The reporting person disclaims beneficial ownership of all securities held by the trust.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 16:36 UTC Aptinyx Inc. APTX · Entity 120922 GiftCommon Stock, par value $0.01 100,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019304 · doc1.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:28 UTC Aptinyx Inc. APTX · Entity 120922 GrantStock Option (Right to Buy) · Derivative 4,419 $2.08 Strike: $3.49 $9,200.36
Disclosure

SEC source: 0001567619-19-019078 · doc1.xml · derivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,419

Underlying: Common Stock · 4,419 shares

Expires 2029-09-29

F1 · shares: The option award was issued to the Reporting Person, who elected to take equity awards in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant.

F2 · derivative.exercise_date: This option is fully vested at time of grant.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:11 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 30,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009582 · edgar.xml · nonDerivative · entry 2

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 30,000

F1 · balance_after: The reporting person is trustee of a trust established for the benefit of his children. The reporting person disclaims beneficial ownership of all securities held by the trust.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 20:11 UTC AbbVie Inc. ABBV · Entity 2800 GiftCommon Stock, $0.01 par value 30,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009582 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,763

Read SEC document
July 29, 2019 Filed Jul 31, 2019 20:46 UTC AbbVie Inc. ABBV · Entity 2800 PurchaseCommon Stock, $0.01 par value 30,000 $67.28 $2,018,385.00
Disclosure

SEC source: 0001179110-19-008937 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,763

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $67.23 to $67.32, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 17:01 UTC Aptinyx Inc. APTX · Entity 120922 GrantStock Option (Right to Buy) · Derivative 2,649 $1.98 Strike: $3.34 $5,250.32
Disclosure

SEC source: 0001104659-19-039056 · a4.xml · derivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,649

Underlying: Common Stock · 2,649 shares

Expires 2029-06-27

F1 · shares: The option award was issued to the Reporting Person, who elected to take equity awards in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant.

F2 · derivative.exercise_date: This option is fully vested at time of grant.

Read SEC document
May 15, 2019 Filed May 17, 2019 17:00 UTC Aptinyx Inc. APTX · Entity 120922 GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001104659-19-030314 · a4.xml · derivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2029-05-14

F1 · derivative.exercise_date: This option vests over a three-year period with one-third of the option vesting on the first anniversary of the date of grant and the remaining two-thirds vesting in ratable monthly installments thereafter.

Read SEC document
May 08, 2019 Filed May 9, 2019 10:01 UTC Aptinyx Inc. APTX · Entity 120922 PurchaseCommon Stock 96,580 $3.86 $372,798.80
Disclosure

SEC source: 0001104659-19-028074 · a4.xml · nonDerivative · entry 2

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.785 to $3.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
May 07, 2019 Filed May 9, 2019 10:01 UTC Aptinyx Inc. APTX · Entity 120922 PurchaseCommon Stock 3,420 $3.75 $12,825.00
Disclosure

SEC source: 0001104659-19-028074 · a4.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,420

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.73 to $3.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:55 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 22,956 $79.41 $1,822,935.96
Disclosure

SEC source: 0001179110-19-003080 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,763

Read SEC document
February 21, 2019 Filed Feb 22, 2019 22:19 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (Right to buy) · Derivative 49,065 $0.00 Strike: $79.02 $0.00
Disclosure

SEC source: 0001179110-19-002368 · edgar.xml · derivative · entry 6

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,065

Underlying: Common Stock · 49,065 shares

Expires 2029-02-20

F6 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 16,355 on February 21, 2020, 16,355 on February 21, 2021, and 16,355 on February 21, 2022.

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February 21, 2019 Filed Feb 22, 2019 22:19 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 6,555 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002368 · edgar.xml · nonDerivative · entry 4

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,719

F4 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 15, 2018. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

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February 21, 2019 Filed Feb 22, 2019 22:19 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 11,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002368 · edgar.xml · nonDerivative · entry 3

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,164

F3 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

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February 21, 2019 Filed Feb 22, 2019 22:19 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 14,035 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002368 · edgar.xml · nonDerivative · entry 2

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,434

F2 · shares: Represents shares of AbbVie common stock issued under a performance vesting restricted stock unit award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

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February 21, 2019 Filed Feb 22, 2019 22:19 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 19,495 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002368 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,399

F1 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2019.

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December 09, 2018 Filed Dec 11, 2018 21:59 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 13,446 $86.96 $1,169,264.16
Disclosure

SEC source: 0001179110-18-013700 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,904

Read SEC document
November 29, 2018 Filed Nov 30, 2018 22:22 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 42,450 $90.10 $3,824,940.27
Disclosure

SEC source: 0001179110-18-013337 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,350

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.24, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 28, 2018 Filed Mar 2, 2018 22:29 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 17,418 $118.26 $2,059,852.68
Disclosure

SEC source: 0001179110-18-003336 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,800

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:54 UTC AbbVie Inc. ABBV · Entity 2800 GrantOption (right to buy) · Derivative 35,440 $0.00 Strike: $114.36 $0.00
Disclosure

SEC source: 0001179110-18-002298 · edgar.xml · derivative · entry 5

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,440

Underlying: Common Stock · 35,440 shares

Expires 2028-02-14

F5 · security: Employee stock option granted pursuant to the AbbVie 2013 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.The option becomes exercisable in annual increments of 11,814 on February 15, 2019, 11,813 on February 15, 2020, and 11,813 on February 15, 2021.

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February 15, 2018 Filed Feb 16, 2018 22:54 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 11,730 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002298 · edgar.xml · nonDerivative · entry 3

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,218

F3 · shares: Represents shares of AbbVie common stock issued under a performance-vested restricted stock unit award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2018.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:54 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 13,552 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002298 · edgar.xml · nonDerivative · entry 2

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,488

F2 · shares: Represents shares of AbbVie common stock issued under a performance share award granted to the reporting person on February 16, 2017. The award is subject to performance-vesting restrictions based on adjusted earnings per share and relative total shareholder return measures. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2018.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:54 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon stock, $0.01 par value 14,034 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002298 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,936

F1 · shares: Represents shares of AbbVie common stock issued under a performance-vested restricted stock unit award granted to the reporting person on February 18, 2016. The award is subject to performance-vesting restrictions based on a relative return on equity measure. The performance-vesting restrictions with respect to these shares were released on the date reported in Column 2 above upon certification of performance goal attainment by the Compensation Committee of AbbVie's Board of Directors. The shares will be issued to the reporting person on February 28, 2018.

Read SEC document
December 09, 2017 Filed Dec 11, 2017 22:23 UTC AbbVie Inc. ABBV · Entity 2800 Tax withholdingCommon stock, $0.01 par value 14,235 $95.95 $1,365,848.25
Disclosure

SEC source: 0001179110-17-015227 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,902

Read SEC document
October 30, 2017 Filed Oct 31, 2017 21:04 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 100 $92.02 $9,202.00
Disclosure

SEC source: 0001179110-17-013599 · edgar.xml · nonDerivative · entry 4

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,137

Read SEC document
October 30, 2017 Filed Oct 31, 2017 21:04 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 4,482 $91.22 $408,849.38
Disclosure

SEC source: 0001179110-17-013599 · edgar.xml · nonDerivative · entry 3

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,237

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.95 to $91.84, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 21:04 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 11,568 $90.49 $1,046,813.77
Disclosure

SEC source: 0001179110-17-013599 · edgar.xml · nonDerivative · entry 2

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,719

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.94 to $90.94, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 21:04 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 2,150 $89.38 $192,171.95
Disclosure

SEC source: 0001179110-17-013599 · edgar.xml · nonDerivative · entry 1

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,287

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.93 to $89.86, inclusive. The reporting person undertakes to provide AbbVie Inc., any security holder of AbbVie Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 100 $70.34 $7,034.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 29

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,737

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 100 $70.29 $7,029.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 28

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,837

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 200 $70.25 $14,050.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 27

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,937

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 600 $70.23 $42,138.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 26

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,137

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 400 $70.22 $28,088.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 25

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,737

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 700 $70.21 $49,147.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 24

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,137

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 500 $70.20 $35,100.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 23

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,837

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 1,200 $70.19 $84,228.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 22

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,337

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 300 $70.19 $21,055.50
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 21

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,537

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 500 $70.18 $35,090.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 20

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,837

Read SEC document
July 31, 2017 Filed Aug 2, 2017 21:05 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon stock, $0.01 par value 200 $70.18 $14,035.00
Disclosure

SEC source: 0001179110-17-010982 · edgar.xml · nonDerivative · entry 19

Gosebruch Henry O · CIK 0001659625 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,337

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.