Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COSTCO WHOLESALE CORP /NEWCOST · Entity 2803 | Executive VP | September 12, 2022 | September 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COSTCO WHOLESALE CORP /NEW
Report date September 12, 2022 · Filed September 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,025 |
Ending reported balance
After 2022-09-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-09-12 · Grant · Acquired 7,154 · Balance 35,563 F1: Grant was initially made on October 22, 2021 subject to performance conditions concerning fiscal 2022, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The earned awards vest 20% on the first anniversary of the grant date and an additional 20% vest over each of the ensuing four years based on continued employment with the Company. In addition, under the 2019 Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2: Not applicable. Grant of Restricted Stock Units. Row 2 · 2022-09-12 · Tax withholding · Disposed 2,538 · Balance 33,025 |
Filing footnotes · ownership attribution and instrument terms
F1: Grant was initially made on October 22, 2021 subject to performance conditions concerning fiscal 2022, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The earned awards vest 20% on the first anniversary of the grant date and an additional 20% vest over each of the ensuing four years based on continued employment with the Company. In addition, under the 2019 Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.
F2: Not applicable. Grant of Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2015 Filed Oct 19, 2015 23:26 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | OtherCommon Stock | 6,306.5595 | $150.62 | $949,893.99 |
DisclosureSEC source: 0001209191-15-076187 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Indirect · Costco 401K Retirement Plan Disclosed balance after: 0 F1 · shares: The shares disposed of reflect regular contributions to and crediting of dividend reinvestment equivalents in the 401(k) plan that were not previously reported. F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $150.29 to $150.93 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 14, 2015 Filed Mar 28, 2016 17:38 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GiftCommon Stock | 700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-110720 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,676 F1 · price: Personal gift. Read SEC document |
| September 24, 2015 Filed Sep 28, 2015 16:23 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 6,127 | $144.87 | $887,618.49 |
DisclosureSEC source: 0001209191-15-072270 · doc4.xml · nonDerivative · entry 2 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,276 Read SEC document |
| September 24, 2015 Filed Sep 28, 2015 16:23 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 21,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-072270 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,403 F1 · shares: Grant was initially made in October 2014 subject to performance conditions concerning fiscal 2015, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| July 30, 2015 Filed Jul 30, 2015 22:22 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 1,415 | $145.58 | $205,995.70 |
DisclosureSEC source: 0001209191-15-063004 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,503 Read SEC document |
| April 28, 2015 Filed Apr 28, 2015 21:45 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 3,000 | $147.00 | $441,000.00 |
DisclosureSEC source: 0001209191-15-036714 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,918 Read SEC document |
| February 27, 2015 Filed Mar 3, 2015 23:28 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 1,507 | $146.96 | $221,468.72 |
DisclosureSEC source: 0001209191-15-021734 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,067 F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.042 in connection with the $5.00 per share special cash dividend payable by the issuer to shareholders of record on February 27, 2015. The adjustment was required under the plan documents governing the grants. The RSUs reported are subject to the same vesting schedules as the original RSUs to which they relate. Read SEC document |
| January 13, 2015 Filed Jan 13, 2015 22:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 4,082 | $142.65 | $582,299.75 |
DisclosureSEC source: 0001209191-15-003953 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,329 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $142.6501 to $142.6700 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 13, 2015 Filed Jan 15, 2015 22:55 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionStock Option · Derivative | 4,082 | $40.69 Strike: $40.69 | $166,096.58 |
DisclosureSEC source: 0001209191-15-004454 · doc4a.xml · derivative · entry 2 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,825 Underlying: Common Stock · 4,082 shares Expires 2015-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person is amending the Form 4 originally filed to report the exercise of a stock option grant. Read SEC document |
| January 13, 2015 Filed Jan 15, 2015 22:55 UTC Amendment | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Exercise / conversionCommon Stock | 4,082 | $40.69 | $166,096.58 |
DisclosureSEC source: 0001209191-15-004454 · doc4a.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2014 Filed Dec 15, 2014 21:57 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 5,000 | $139.01 | $695,050.00 |
DisclosureSEC source: 0001209191-14-075429 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,411 Read SEC document |
| December 11, 2014 Filed Dec 11, 2014 21:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 5,000 | $142.00 | $710,000.00 |
DisclosureSEC source: 0001209191-14-074519 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,411 Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 19:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 602 | $130.54 | $78,585.08 |
DisclosureSEC source: 0001209191-14-064471 · doc4.xml · nonDerivative · entry 5 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,805 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2014. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 19:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 602 | $130.54 | $78,585.08 |
DisclosureSEC source: 0001209191-14-064471 · doc4.xml · nonDerivative · entry 4 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,203 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2014. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 19:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 602 | $130.54 | $78,585.08 |
DisclosureSEC source: 0001209191-14-064471 · doc4.xml · nonDerivative · entry 3 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,601 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2014. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 19:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 602 | $130.54 | $78,585.08 |
DisclosureSEC source: 0001209191-14-064471 · doc4.xml · nonDerivative · entry 2 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,999 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2014. Read SEC document |
| October 22, 2014 Filed Oct 23, 2014 19:35 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 588 | $130.54 | $76,757.52 |
DisclosureSEC source: 0001209191-14-064471 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,411 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2014. Read SEC document |
| September 26, 2014 Filed Sep 30, 2014 15:39 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 4,733 | $125.54 | $594,180.82 |
DisclosureSEC source: 0001209191-14-060201 · doc4.xml · nonDerivative · entry 2 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,407 Read SEC document |
| September 26, 2014 Filed Sep 30, 2014 15:39 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | GrantCommon Stock | 21,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-14-060201 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,140 F1 · shares: Grant was initially made in October 2013 subject to performance conditions concerning fiscal 2014, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service. F2 · price: Not applicable. Grant of Restricted Stock Units. Read SEC document |
| August 21, 2014 Filed Aug 22, 2014 15:52 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 5,439 | $121.50 | $660,850.47 |
DisclosureSEC source: 0001209191-14-053969 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,140 Read SEC document |
| March 12, 2014 Filed Mar 12, 2014 16:53 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 5,000 | $115.31 | $576,541.50 |
DisclosureSEC source: 0001209191-14-019707 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,579 Read SEC document |
| October 22, 2013 Filed Oct 24, 2013 15:20 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,614 | $117.81 | $425,765.34 |
DisclosureSEC source: 0001209191-13-049156 · doc4.xml · nonDerivative · entry 5 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,579 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2013. Read SEC document |
| October 22, 2013 Filed Oct 24, 2013 15:20 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 3,012 | $117.81 | $354,843.72 |
DisclosureSEC source: 0001209191-13-049156 · doc4.xml · nonDerivative · entry 4 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,193 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2013. Read SEC document |
| October 22, 2013 Filed Oct 24, 2013 15:20 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 2,234 | $117.81 | $263,187.54 |
DisclosureSEC source: 0001209191-13-049156 · doc4.xml · nonDerivative · entry 3 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,205 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2013. Read SEC document |
| October 22, 2013 Filed Oct 24, 2013 15:20 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 1,178 | $117.81 | $138,780.18 |
DisclosureSEC source: 0001209191-13-049156 · doc4.xml · nonDerivative · entry 2 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,439 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2013. Read SEC document |
| October 22, 2013 Filed Oct 24, 2013 15:20 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | Tax withholdingCommon Stock | 785 | $117.81 | $92,480.85 |
DisclosureSEC source: 0001209191-13-049156 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,617 F1 · price: This transaction is a withholding by the Company for taxes in connection with the vesting of previously granted restricted stock units. The price represents the closing market price of Costco common stock on NASDAQ on October 22, 2013. Read SEC document |
| May 03, 2013 Filed May 3, 2013 20:29 UTC | COSTCO WHOLESALE CORP /NEW COST · Entity 2803 | SaleCommon Stock | 5,000 | $110.27 | $551,350.00 |
DisclosureSEC source: 0001209191-13-023966 · doc4.xml · nonDerivative · entry 1 Rose Timothy L. · CIK 0001564691 · Executive VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,402 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $110.26 to $110.28 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.