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BRICKHOUSE BRIAN S

Disclosed activity across 1 company

Tapewire entity
115903
SEC CIK
0001743575

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Eaton Corp plcETN · Entity 2604See Remarks below.March 03, 2023March 06, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Eaton Corp plc

Report date March 03, 2023 · Filed March 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect16,358 Ending reported balance After 2023-03-03 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2023-03-03 · Sale · Disposed 21,347 · Balance 15,905

Row 2 · 2023-03-03 · Exercise / conversion · Acquired 1,018 · Balance 16,923

Row 3 · 2023-03-03 · Tax withholding · Disposed 565 · Balance 16,358

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $98.21 · Expires 2030-02-25Direct18,932 Reported balance After 2023-03-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-03-03 · Exercise / conversion · Disposed 1,018 · Balance 18,932

F1: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Ordinary SharesSEC Table I · non-derivativeIndirectby trustee of ESP1,356 Reported balance Holding disclosure · report date 2023-03-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,356

F2: These ordinary shares are held in the Eaton Savings Plan.

Filing footnotes · ownership attribution and instrument terms

F1: These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

F2: These ordinary shares are held in the Eaton Savings Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2021 Filed Aug 9, 2021 15:36 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,391 $0.00 Strike: $71.89 $0.00
Disclosure

SEC source: 0001551182-21-000166 · wf-form4a_162852335269207.xml · derivative · entry 6

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,659

Underlying: Ordinary Shares · 1,391 shares

Expires 2027-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: These options were granted on February 21, 2017, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

Read SEC document
May 14, 2021 Filed Aug 9, 2021 15:36 UTC Amendment Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 7,659 $148.16 $1,134,757.44
Disclosure

SEC source: 0001551182-21-000166 · wf-form4a_162852335269207.xml · nonDerivative · entry 4

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,560

Read SEC document
May 14, 2021 Filed Aug 9, 2021 15:36 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 7,659 $71.89 $550,605.51
Disclosure

SEC source: 0001551182-21-000166 · wf-form4a_162852335269207.xml · nonDerivative · entry 3

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed Aug 9, 2021 15:36 UTC Amendment Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 675 $148.08 $99,954.00
Disclosure

SEC source: 0001551182-21-000166 · wf-form4a_162852335269207.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,560

F1 · shares: The transaction has been updated to correct an administrative error at the broker.

Read SEC document
May 14, 2021 Filed Aug 9, 2021 15:36 UTC Amendment Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,391 $71.89 $99,998.99
Disclosure

SEC source: 0001551182-21-000166 · wf-form4a_162852335269207.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2021 Filed Jan 5, 2022 21:44 UTC Eaton Corp plc ETN · Entity 2604 GiftOrdinary Shares 146 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-001523 · tm221919d2_5.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,414

F1 · shares: This amount represents gifts to charitable, cultural or educational institutions.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 4,955 $71.72 Strike: $71.72 $355,372.60
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · derivative · entry 14

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,955 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: These options were granted on February 24, 2015, and are fully vested and exercisable.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,395 $71.72 Strike: $71.72 $100,049.40
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · derivative · entry 13

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,955

Underlying: Ordinary Shares · 1,395 shares

Expires 2025-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: These options were granted on February 24, 2015, and are fully vested and exercisable.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 3,324 $75.36 Strike: $75.36 $250,496.64
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · derivative · entry 12

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,324 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: These options were granted on February 25, 2014, and are fully vested and exercisable.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,326 $75.36 Strike: $75.36 $99,927.36
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · derivative · entry 11

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324

Underlying: Ordinary Shares · 1,326 shares

Expires 2024-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: These options were granted on February 25, 2014, and are fully vested and exercisable.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 4,955 $136.48 $676,233.63
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 9

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,844

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 4,955 $71.72 $355,372.60
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 8

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 733 $136.41 $99,988.53
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 7

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,844

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,395 $71.72 $100,049.40
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 6

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 3,324 $136.28 $452,978.10
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 5

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,182

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 3,324 $75.36 $250,496.64
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 4

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 731 $136.57 $99,832.67
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 3

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,182

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,326 $75.36 $99,927.36
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 16:27 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 14,479 $135.46 $1,961,325.34
Disclosure

SEC source: 0001551182-21-000092 · wf-form4_161487521438227.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,587

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $135.41-$135.56. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:56 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 1,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000080 · wf-form4_161463933806768.xml · derivative · entry 10

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180

Underlying: Ordinary Shares · 1,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:56 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000080 · wf-form4_161463933806768.xml · derivative · entry 9

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F4 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:56 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 498 $130.31 $64,894.38
Disclosure

SEC source: 0001551182-21-000080 · wf-form4_161463933806768.xml · nonDerivative · entry 6

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,066

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:56 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,145 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000080 · wf-form4_161463933806768.xml · nonDerivative · entry 5

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:56 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 312 $130.31 $40,656.72
Disclosure

SEC source: 0001551182-21-000080 · wf-form4_161463933806768.xml · nonDerivative · entry 4

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,419

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:56 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 716 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000080 · wf-form4_161463933806768.xml · nonDerivative · entry 3

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:56 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 1,016 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000080 · wf-form4_161463933806768.xml · derivative · entry 8

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Ordinary Shares · 1,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:56 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 442 $131.63 $58,180.46
Disclosure

SEC source: 0001551182-21-000080 · wf-form4_161463933806768.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,015

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:56 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,016 $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000080 · wf-form4_161463933806768.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:13 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 5,336 $129.45 $690,745.20
Disclosure

SEC source: 0001551182-21-000055 · wf-form4_161429117756020.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,441

F1 · shares: These shares were acquired upon the vesting of performance share awards.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:13 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 2,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-21-000055 · wf-form4_161429117756020.xml · derivative · entry 4

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855

Underlying: Ordinary Shares · 2,855 shares

Expires not disclosed

F4 · derivative.exercise_date: These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F5 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 22:13 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 14,600 $0.00 Strike: $130.86 $0.00
Disclosure

SEC source: 0001551182-21-000055 · wf-form4_161429117756020.xml · derivative · entry 3

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,600

Underlying: Ordinary Shares · 14,600 shares

Expires 2031-02-23

F3 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 18:19 UTC Eaton Corp plc ETN · Entity 2604 GiftOrdinary Shares 200 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000204 · wf-form4_160555076629951.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,105

F1 · shares: This amount represents gifts to charitable, cultural or educational institutions.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:19 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 695 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000104 · wf-form4_158292475075376.xml · derivative · entry 4

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716

Underlying: Ordinary Shares · 695 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These restricted stock units were granted on February 27, 2018 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:19 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 198 $94.63 $18,736.74
Disclosure

SEC source: 0001551182-20-000104 · wf-form4_158292475075376.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,305

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:19 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 695 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000104 · wf-form4_158292475075376.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:18 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 1,145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000085 · wf-form4_158283831543881.xml · derivative · entry 7

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,325

Underlying: Ordinary Shares · 1,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:18 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 327 $98.16 $32,098.32
Disclosure

SEC source: 0001551182-20-000085 · wf-form4_158283831543881.xml · nonDerivative · entry 3

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,808

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:18 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 1,145 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000085 · wf-form4_158283831543881.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 21:18 UTC Eaton Corp plc ETN · Entity 2604 GrantOrdinary Shares 3,357 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000085 · wf-form4_158283831543881.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,990

F1 · shares: These shares were acquired upon the vesting of certain performance share awards.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:18 UTC Eaton Corp plc ETN · Entity 2604 GrantStock Option · Derivative 19,950 $0.00 Strike: $98.21 $0.00
Disclosure

SEC source: 0001551182-20-000085 · wf-form4_158283831543881.xml · derivative · entry 6

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,950

Underlying: Ordinary Shares · 19,950 shares

Expires 2030-02-25

F4 · derivative.exercise_date: These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

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February 25, 2020 Filed Feb 27, 2020 21:18 UTC Eaton Corp plc ETN · Entity 2604 GrantRestricted Stock Units · Derivative 3,080 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000085 · wf-form4_158283831543881.xml · derivative · entry 5

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,080

Underlying: Ordinary Shares · 3,080 shares

Expires not disclosed

F2 · derivative.exercise_date: These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

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February 21, 2020 Filed Feb 24, 2020 21:32 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionRestricted Stock Units · Derivative 614 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000029 · wf-form4_158257992333697.xml · derivative · entry 4

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of the issuer.

F2 · derivative.exercise_date: These restricted stock units were granted on February 21, 2017 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

F3 · derivative.expiration_date: This field is not applicable.

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February 21, 2020 Filed Feb 24, 2020 21:32 UTC Eaton Corp plc ETN · Entity 2604 Tax withholdingOrdinary Shares 206 $104.47 $21,520.82
Disclosure

SEC source: 0001551182-20-000029 · wf-form4_158257992333697.xml · nonDerivative · entry 2

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,633

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February 21, 2020 Filed Feb 24, 2020 21:32 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 614 $0.00 $0.00
Disclosure

SEC source: 0001551182-20-000029 · wf-form4_158257992333697.xml · nonDerivative · entry 1

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 11,532 $0.00 Strike: $56.55 $0.00
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · derivative · entry 13

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 11,532 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,768 $0.00 Strike: $56.55 $0.00
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · derivative · entry 12

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,532

Underlying: Ordinary Shares · 1,768 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: These options were granted on February 23, 2016, and are exercisable as follows: 33% on the first and second anniversaries of the grant date and 34% on the third anniversary of the grant date.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 5,722 $0.00 Strike: $59.56 $0.00
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · derivative · entry 11

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,722 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: These options were granted on February 26, 2013, and are fully vested and exercisable.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionStock Option · Derivative 1,678 $0.00 Strike: $59.56 $0.00
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · derivative · entry 10

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,722

Underlying: Ordinary Shares · 1,678 shares

Expires 2023-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: These options were granted on February 26, 2013, and are fully vested and exercisable.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC Eaton Corp plc ETN · Entity 2604 SaleOrdinary Shares 11,532 $90.51 $1,043,761.32
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 8

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,225

F2 · price: Price reported constitutes the average weighted price of shares sold, in the range of $90.48 - $90.57. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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November 05, 2019 Filed Nov 6, 2019 22:26 UTC Eaton Corp plc ETN · Entity 2604 Exercise / conversionOrdinary Shares 11,532 $56.55 $652,134.60
Disclosure

SEC source: 0001551182-19-000186 · wf-form4_157307914994232.xml · nonDerivative · entry 7

BRICKHOUSE BRIAN S · CIK 0001743575 · See Remarks below.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.