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person · Reporting owner

MCLAUGHLIN MARK D

Disclosed activity across 4 companies

Tapewire entity
11581
SEC CIK
0001309507

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Palo Alto Networks IncPANW · Entity 1811DirectorOctober 25, 2022October 25, 2022
QUALCOMM INC/DEQCOM · Entity 2852DirectorSeptember 30, 2026October 01, 2026
Rubrik, Inc.RBRK · Entity 2594DirectorJune 03, 2026June 05, 2026
Snowflake Inc.SNOW · Entity 2425DirectorJune 29, 2026July 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Palo Alto Networks Inc

Report date October 25, 2022 · Filed October 25, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect127,179 Reported balance After 2022-10-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-10-25 · Sale · Disposed 1,350 · Balance 127,179

F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: The number of shares beneficially owned reflects the Issuer's 3-for-1 stock split effected September 13, 2022.

Common StockSEC Table I · non-derivativeIndirectSee footnote113,706 Reported balance Holding disclosure · report date 2022-10-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 113,706

F2: The number of shares beneficially owned reflects the Issuer's 3-for-1 stock split effected September 13, 2022.

F3: Shares are held by The McLaughlin Revocable Living Trust, for which the Reporting Person serves as a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2: The number of shares beneficially owned reflects the Issuer's 3-for-1 stock split effected September 13, 2022.

F3: Shares are held by The McLaughlin Revocable Living Trust, for which the Reporting Person serves as a trustee.

QUALCOMM INC/DE

Report date September 30, 2026 · Filed October 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,755.5125 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 393 · Balance 13,755.5125

F1: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date.

Common StockSEC Table I · non-derivativeIndirectBy GRAT15,000 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,000

Common StockSEC Table I · non-derivativeIndirectby Trust14,578 Reported balance Holding disclosure · report date 2026-09-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 14,578

F2: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control. If an election is made to settle the units partially in cash, such partial cash settlement will be reported on a subsequent Form 4 (if applicable) as a disposition to the Issuer on the settlement date.

F2: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

Rubrik, Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect20,028 Reported balance After 2026-06-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 3,709 · Balance 20,028

F1: Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date.

F2: Includes 2,680 shares received in a pro rata distribution exempt pursuant to Rule 16a-9.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date.

F2: Includes 2,680 shares received in a pro rata distribution exempt pursuant to Rule 16a-9.

Snowflake Inc.

Report date June 29, 2026 · Filed July 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,333 Reported balance After 2026-06-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-29 · Grant · Acquired 1,273 · Balance 14,333

F1: The shares represent restricted stock units, which will vest in full on the earlier of (i) the date of the annual meeting of the Issuer's stockholders to be held in 2027 (or the date immediately prior to such meeting if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), or (ii) the first anniversary of the date of grant; subject to the Reporting Person's continued service through such date.

F2: On September 9, 2025, the Reporting Person transferred 2,292 shares to the McLaughlin Revocable Trust for which the Reporting Person is a trustee and a beneficiary.

F3: Includes shares to be issued in connection with the vesting of one or more restricted stock units.

Common StockSEC Table I · non-derivativeIndirectTrust3,592 Reported balance Holding disclosure · report date 2026-06-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 3,592

F2: On September 9, 2025, the Reporting Person transferred 2,292 shares to the McLaughlin Revocable Trust for which the Reporting Person is a trustee and a beneficiary.

F4: The shares are held by the McLaughlin Revocable Trust for which the Reporting Person is a trustee and a beneficiary.

Common StockSEC Table I · non-derivativeIndirectTrust524 Reported balance Holding disclosure · report date 2026-06-29 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 524

F5: The shares are held by the McLaughlin 2020 Dynasty LLC for which the Reporting Person is the manager.

Filing footnotes · ownership attribution and instrument terms

F1: The shares represent restricted stock units, which will vest in full on the earlier of (i) the date of the annual meeting of the Issuer's stockholders to be held in 2027 (or the date immediately prior to such meeting if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), or (ii) the first anniversary of the date of grant; subject to the Reporting Person's continued service through such date.

F2: On September 9, 2025, the Reporting Person transferred 2,292 shares to the McLaughlin Revocable Trust for which the Reporting Person is a trustee and a beneficiary.

F3: Includes shares to be issued in connection with the vesting of one or more restricted stock units.

F4: The shares are held by the McLaughlin Revocable Trust for which the Reporting Person is a trustee and a beneficiary.

F5: The shares are held by the McLaughlin 2020 Dynasty LLC for which the Reporting Person is the manager.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · derivative · entry 13

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,824

Underlying: Common Stock · 40,000 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 911 $247.20 $225,199.20
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 10

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,205

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: This sale price represents the weighted average sale price of the shares sold ranging from $246.98 to $247.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 2,300 $246.19 $566,237.00
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 9

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,116

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: This sale price represents the weighted average sale price of the shares sold ranging from $245.92 to $246.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 2,400 $245.09 $588,216.00
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 8

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,416

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: This sale price represents the weighted average sale price of the shares sold ranging from $244.84 to $245.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 2,602 $243.99 $634,861.98
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 7

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,816

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: This sale price represents the weighted average sale price of the shares sold ranging from $243.62 to $244.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 4,436 $242.80 $1,077,060.80
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 6

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,418

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $242.58 to $243.23 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 1,800 $241.91 $435,438.00
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 5

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,854

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $241.58 to $242.57 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 11,201 $241.02 $2,699,665.02
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 4

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,654

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $240.54 to $241.44 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 6,932 $240.05 $1,664,026.60
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 3

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,855

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $239.54 to $240.53 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 7,418 $239.21 $1,774,459.78
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,787

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $238.54 to $239.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:42 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionCommon Stock 40,000 $10.77 $430,800.00
Disclosure

SEC source: 0001209191-19-023190 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 432 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000037 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376.2525

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 21:55 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,199 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-19-021210 · doc4.xml · derivative · entry 8

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,824

Underlying: Common Stock · 1,199 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 21:55 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 1,199 $250.03 $299,785.97
Disclosure

SEC source: 0001209191-19-021210 · doc4.xml · nonDerivative · entry 4

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,205

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $250.00 to $250.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 22, 2019 Filed Mar 25, 2019 21:55 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionCommon Stock 1,199 $10.77 $12,913.23
Disclosure

SEC source: 0001209191-19-021210 · doc4.xml · nonDerivative · entry 3

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 21:55 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,001 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-19-021210 · doc4.xml · derivative · entry 7

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,023

Underlying: Common Stock · 5,001 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 21:55 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 5,001 $250.04 $1,250,450.04
Disclosure

SEC source: 0001209191-19-021210 · doc4.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,205

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $250.00 to $250.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 21:55 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionCommon Stock 5,001 $10.77 $53,860.77
Disclosure

SEC source: 0001209191-19-021210 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 23:00 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000027 · edgardoc.xml · derivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567.6725

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionDeferred Stock Unit · Derivative 5,099.4055 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000019 · edgardoc.xml · derivative · entry 4

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.6725

Underlying: Common Stock · 5,099.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 Disposition to issuerCommon Stock 1,644 $53.53 $88,003.32
Disclosure

SEC source: 0001205233-19-000019 · edgardoc.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,455

F1 · ownership.nature: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:27 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000019 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Mark McLaughlin and Karen McLaughlin, Trustees of the McLaughlin Revocable Trust U/A DTD 02/20/2001.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 20:55 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-19-017723 · doc4.xml · derivative · entry 9

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,024

Underlying: Common Stock · 40,000 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 20:55 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 5,400 $236.69 $1,278,120.60
Disclosure

SEC source: 0001209191-19-017723 · doc4.xml · nonDerivative · entry 6

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,205

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $236.45 to $237.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 20:55 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 7,989 $235.95 $1,884,980.58
Disclosure

SEC source: 0001209191-19-017723 · doc4.xml · nonDerivative · entry 5

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,605

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $235.44 to $236.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 06, 2019 Filed Mar 7, 2019 20:55 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 4,100 $234.89 $963,036.70
Disclosure

SEC source: 0001209191-19-017723 · doc4.xml · nonDerivative · entry 4

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,594

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $234.44 to $235.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 06, 2019 Filed Mar 7, 2019 20:55 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 16,177 $233.88 $3,783,476.76
Disclosure

SEC source: 0001209191-19-017723 · doc4.xml · nonDerivative · entry 3

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,694

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $233.44 to $234.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 06, 2019 Filed Mar 7, 2019 20:55 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 6,334 $233.01 $1,475,853.67
Disclosure

SEC source: 0001209191-19-017723 · doc4.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,871

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $232.44 to $233.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 06, 2019 Filed Mar 7, 2019 20:55 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionCommon Stock 40,000 $10.77 $430,800.00
Disclosure

SEC source: 0001209191-19-017723 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 00:30 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-19-007125 · doc4.xml · derivative · entry 7

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,024

Underlying: Common Stock · 40,000 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

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February 01, 2019 Filed Feb 5, 2019 00:30 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 7,864 $216.96 $1,706,134.12
Disclosure

SEC source: 0001209191-19-007125 · doc4.xml · nonDerivative · entry 4

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,205

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $216.78 to $217.26 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 01, 2019 Filed Feb 5, 2019 00:30 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 25,736 $216.44 $5,570,248.37
Disclosure

SEC source: 0001209191-19-007125 · doc4.xml · nonDerivative · entry 3

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,069

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $215.78 to $216.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 01, 2019 Filed Feb 5, 2019 00:30 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 6,400 $215.39 $1,378,464.00
Disclosure

SEC source: 0001209191-19-007125 · doc4.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,805

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $214.78 to $215.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 00:30 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionCommon Stock 40,000 $10.77 $430,800.00
Disclosure

SEC source: 0001209191-19-007125 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2019 Filed Jan 23, 2019 21:12 UTC Palo Alto Networks Inc PANW · Entity 1811 Tax withholdingCommon Stock 4,985 $203.30 $1,013,450.50
Disclosure

SEC source: 0001209191-19-004948 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,205

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported performance-based restricted stock units, performance-based restricted stock awards, restricted stock units, and restricted stock awards.

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January 10, 2019 Filed Jan 11, 2019 21:05 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 33,264 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-19-003406 · doc4.xml · derivative · entry 8

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,024

Underlying: Common Stock · 33,264 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 33,264 $195.04 $6,487,877.09
Disclosure

SEC source: 0001209191-19-003406 · doc4.xml · nonDerivative · entry 4

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,910

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $195.00 to $195.13 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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January 10, 2019 Filed Jan 11, 2019 21:05 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionCommon Stock 33,264 $10.77 $358,253.28
Disclosure

SEC source: 0001209191-19-003406 · doc4.xml · nonDerivative · entry 3

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 21:05 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,736 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-19-003406 · doc4.xml · derivative · entry 7

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,288

Underlying: Common Stock · 6,736 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
January 09, 2019 Filed Jan 11, 2019 21:05 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 6,736 $195.00 $1,313,520.00
Disclosure

SEC source: 0001209191-19-003406 · doc4.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,910

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $195.00 to $195.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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January 09, 2019 Filed Jan 11, 2019 21:05 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionCommon Stock 6,736 $10.77 $72,546.72
Disclosure

SEC source: 0001209191-19-003406 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:23 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 439 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000003 · edgardoc.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,432.6638

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) separation from service, provided this date is no earlier than the third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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November 20, 2018 Filed Nov 21, 2018 22:08 UTC Palo Alto Networks Inc PANW · Entity 1811 Tax withholdingCommon Stock 1,402 $165.75 $232,381.50
Disclosure

SEC source: 0001209191-18-059775 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,190

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock awards.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:07 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-18-057132 · doc4.xml · derivative · entry 7

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,024

Underlying: Common Stock · 40,000 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:07 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 6,221 $185.13 $1,151,662.63
Disclosure

SEC source: 0001209191-18-057132 · doc4.xml · nonDerivative · entry 4

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,952

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $184.87 to $185.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:07 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 22,979 $184.38 $4,236,913.98
Disclosure

SEC source: 0001209191-18-057132 · doc4.xml · nonDerivative · entry 3

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,173

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $183.87 to $184.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:07 UTC Palo Alto Networks Inc PANW · Entity 1811 SaleCommon Stock 10,800 $183.40 $1,980,666.00
Disclosure

SEC source: 0001209191-18-057132 · doc4.xml · nonDerivative · entry 2

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,152

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $182.87 to $183.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:07 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionCommon Stock 40,000 $10.77 $430,800.00
Disclosure

SEC source: 0001209191-18-057132 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 20, 2018 Filed Oct 23, 2018 00:33 UTC Palo Alto Networks Inc PANW · Entity 1811 Tax withholdingCommon Stock 12,951 $193.51 $2,506,148.01
Disclosure

SEC source: 0001209191-18-055906 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,592

F1 · kind: This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported performance-based restricted stock units, performance-based restricted stock awards, restricted stock units, and restricted stock awards.

F2 · balance_after: Reflects the additional above-target number of shares earned from previously reported performance-based restricted stock unit stock awards granted to the Reporting Person on October 20, 2017 that were eligible to vest based on the certified achievement of certain performance objectives.

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October 01, 2018 Filed Oct 3, 2018 20:43 UTC Palo Alto Networks Inc PANW · Entity 1811 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $10.77 $0.00
Disclosure

SEC source: 0001209191-18-053851 · doc4.xml · derivative · entry 8

MCLAUGHLIN MARK D · CIK 0001309507 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,024

Underlying: Common Stock · 40,000 shares

Expires 2021-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The shares subject to the option are fully vested and exercisable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.