Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARTERS INCCRI · Entity 4857 | EVP Supply Chain | February 25, 2022 | February 28, 2022 |
| Party City Holdco Inc.PRTY · Entity 108808 | Chief Operations Officer | March 15, 2023 | March 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARTERS INC
Report date February 25, 2022 · Filed February 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,376.325 |
Last balance in matching sequence
After 2022-02-25 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-02-25 · Disposition to issuer · Disposed 809 · Balance 32,471.325 F1: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2019. F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Row 2 · 2022-02-25 · Tax withholding · Disposed 1,095 · Balance 31,376.325 F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2019.
F2: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
Party City Holdco Inc.
Report date March 15, 2023 · Filed March 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share ("Common Stock")SEC Table I · non-derivative | Direct | 171,347 |
Reported balance
After 2023-03-15 transaction · row 1
1 source rowRow 1 · 2023-03-15 · Tax withholding · Disposed 153,328 · Balance 171,347 F1: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock units originally reported by the reporting person in a Form 4 filed with the Securities and Exchange Commission on October 5, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock units originally reported by the reporting person in a Form 4 filed with the Securities and Exchange Commission on October 5, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2023 Filed Mar 17, 2023 16:15 UTC | Party City Holdco Inc. PRTY · Entity 108808 | Tax withholdingCommon Stock, par value $0.01 per share ("Common Stock") | 153,328 | $0.04 | $6,133.12 |
DisclosureSEC source: 0000950142-23-000742 · es230340676_4-smith.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,347 F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of restricted stock units originally reported by the reporting person in a Form 4 filed with the Securities and Exchange Commission on October 5, 2022. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 16:40 UTC | Party City Holdco Inc. PRTY · Entity 108808 | GrantCommon Stock, par value $0.01 per share ("Common Stock") | 324,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-033027 · doc4.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,675 F1 · shares: The shares reported are restricted shares of Common Stock granted to the Reporting Person under the Issuer's Amended and Restated 2012 Omnibus Equity Incentive Plan. The shares shall vest in two substantially equal installments on March 15, 2023 and March 15, 2024, subject to the Reporting Person's continued employment by the Issuer through each vesting date. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 21:20 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 1,095 | $96.91 | $106,116.45 |
DisclosureSEC source: 0001060822-22-000108 · wf-form4_164608318382413.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,376.325 F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 25, 2022 Filed Feb 28, 2022 21:20 UTC | CARTERS INC CRI · Entity 4857 | Disposition to issuerCommon Stock | 809 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-22-000108 · wf-form4_164608318382413.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,471.325 F1 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2019. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 21:19 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 133 | $88.48 | $11,767.84 |
DisclosureSEC source: 0001060822-22-000086 · wf-form4_164565116391855.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,280.325 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:51 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 3,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-22-000071 · wf-form4_164522106724135.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,413.325 F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain targets F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:51 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 3,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001060822-22-000071 · wf-form4_164522106724135.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,845.325 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2022 Filed Feb 15, 2022 21:11 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 365 | $92.49 | $33,758.85 |
DisclosureSEC source: 0001060822-22-000037 · wf-form4_164495950094508.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,277.325 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2022 Filed Feb 15, 2022 21:11 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 295 | $92.49 | $27,284.55 |
DisclosureSEC source: 0001060822-22-000037 · wf-form4_164495950094508.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,642.325 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:14 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 705 | $94.27 | $66,460.35 |
DisclosureSEC source: 0001060822-22-000013 · wf-form4_164487322169094.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,937.325 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 20:30 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 8,200 | $0.00 Strike: $86.88 | $0.00 |
DisclosureSEC source: 0001060822-21-000038 · wf-form4_162819528950870.xml · derivative · entry 5 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,200 shares Expires 2025-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in four equal installments on November 11, 2016, 2017, 2018 and 2019. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 20:30 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative | 7,000 | $0.00 Strike: $83.84 | $0.00 |
DisclosureSEC source: 0001060822-21-000038 · wf-form4_162819528950870.xml · derivative · entry 4 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2027-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal installments on February 14, 2018, 2019, 2020 and 2021. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 20:30 UTC | CARTERS INC CRI · Entity 4857 | SaleCommon Stock | 15,200 | $103.38 | $1,571,376.00 |
DisclosureSEC source: 0001060822-21-000038 · wf-form4_162819528950870.xml · nonDerivative · entry 3 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,642.325 F2 · price: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.34 to $103.39, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 20:30 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 8,200 | $86.88 | $712,416.00 |
DisclosureSEC source: 0001060822-21-000038 · wf-form4_162819528950870.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,842.325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 20:30 UTC | CARTERS INC CRI · Entity 4857 | Exercise / conversionCommon Stock | 7,000 | $83.84 | $586,880.00 |
DisclosureSEC source: 0001060822-21-000038 · wf-form4_162819528950870.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,642.325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:20 UTC | CARTERS INC CRI · Entity 4857 | Disposition to issuerCommon Stock | 4,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000650 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,642.325 F1 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2018 and 2020. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2021 Filed Feb 22, 2021 21:48 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 133 | $92.54 | $12,307.82 |
DisclosureSEC source: 0001593968-21-000551 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,602.325 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2021 Filed Feb 17, 2021 21:30 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 185 | $96.36 | $17,826.60 |
DisclosureSEC source: 0001593968-21-000509 · primary_01.xml · nonDerivative · entry 3 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,735.325 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2021 Filed Feb 17, 2021 21:30 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 360 | $96.36 | $34,689.60 |
DisclosureSEC source: 0001593968-21-000509 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,920.325 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 21:30 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 328 | $96.36 | $31,606.08 |
DisclosureSEC source: 0001593968-21-000509 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,280.325 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 22:08 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 11,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-000447 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,608.325 F1 · shares: These restricted shares are subject to restrictions that either (a) lapse in four equal annual installments beginning one year from the grant date or (b) cliff vest after three years from the grant date. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 22:28 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 414 | $96.64 | $40,008.96 |
DisclosureSEC source: 0001593968-20-000511 · primary_01.xml · nonDerivative · entry 3 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,872.33 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 24, 2020 Filed Feb 25, 2020 22:28 UTC | CARTERS INC CRI · Entity 4857 | Disposition to issuerCommon Stock | 2,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000511 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,286.33 F2 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2017. F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 22:28 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 132 | $110.73 | $14,616.36 |
DisclosureSEC source: 0001593968-20-000511 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,646.33 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2020 Filed Feb 19, 2020 00:15 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 561 | $110.30 | $61,878.30 |
DisclosureSEC source: 0001593968-20-000462 · primary_01.xml · nonDerivative · entry 3 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,778.33 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 00:15 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 181 | $110.30 | $19,964.30 |
DisclosureSEC source: 0001593968-20-000462 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,339.33 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2020 Filed Feb 19, 2020 00:15 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 401 | $109.77 | $44,017.77 |
DisclosureSEC source: 0001593968-20-000462 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,520.33 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:20 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 2,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000446 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,921.33 F3 · shares: These restricted shares cliff vest three years from the grant date based upon the achievement of certain 2020 targets. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:20 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 2,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-000446 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,313.33 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 21:41 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 428 | $108.10 | $46,266.80 |
DisclosureSEC source: 0001593968-19-002110 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,705.33 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:37 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 878 | $100.30 | $88,063.40 |
DisclosureSEC source: 0001593968-19-000569 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,133.33 F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:37 UTC | CARTERS INC CRI · Entity 4857 | Disposition to issuerCommon Stock | 1,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000569 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,011.33 F1 · shares: The transaction reported in this Form 4 reflects below-target vesting of performance shares issued in 2016. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2019 Filed Feb 22, 2019 21:33 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 132 | $90.43 | $11,936.76 |
DisclosureSEC source: 0001593968-19-000547 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,463.33 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 22:46 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 581 | $90.10 | $52,348.10 |
DisclosureSEC source: 0001593968-19-000489 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,595.33 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:46 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 206 | $89.36 | $18,408.16 |
DisclosureSEC source: 0001593968-19-000489 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,176.33 F1 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 22:17 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 3,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000450 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,382.33 F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2021 targets. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 22:17 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 3,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-000450 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,146.33 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 11, 2018 Filed Nov 13, 2018 21:31 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 430 | $93.51 | $40,209.30 |
DisclosureSEC source: 0001593968-18-001434 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,910.33 F1 · acquired: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. F3 · balance_after: The amount of securities beneficially owned includes 20 fewer shares of common stock than would otherwise be reflected in order to remedy an inadvertent clerical error in previous Section 16 filings. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:27 UTC | CARTERS INC CRI · Entity 4857 | GrantOption (right to buy) · Derivative | 5,048 | $0.00 Strike: $120.25 | $0.00 |
DisclosureSEC source: 0001593968-18-000396 · primary_01.xml · derivative · entry 3 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,048 Underlying: Common Stock · 5,048 shares Expires 2028-02-21 F5 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:27 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 2,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000396 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,360.33 F4 · shares: These restricted shares cliff vest based upon the achievement of certain 2020 earnings targets. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:27 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-18-000396 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,008.33 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · price: Granted at no cost to the reporting person. F3 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 21:17 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 573 | $121.00 | $69,333.00 |
DisclosureSEC source: 0001593968-18-000372 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,832.33 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 22:41 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 207 | $121.25 | $25,098.75 |
DisclosureSEC source: 0001593968-18-000358 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,405.33 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| November 11, 2017 Filed Feb 6, 2018 22:34 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 455 | $101.54 | $46,200.70 |
DisclosureSEC source: 0001593968-18-000268 · primary_01.xml · nonDerivative · entry 3 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,612.33 F3 · shares: The transaction reported in this Form 5 reflects an exempt withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock which was not previously reported due to a clerical error. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| March 27, 2017 Filed Feb 6, 2018 22:34 UTC | CARTERS INC CRI · Entity 4857 | OtherCommon Stock | 4.577 | $87.69 | $401.36 |
DisclosureSEC source: 0001593968-18-000268 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,067.33 F1 · shares: The transaction reported in this Form 5 reflects shares purchased as a result of a dividend reinvestment. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 23:12 UTC | CARTERS INC CRI · Entity 4857 | Tax withholdingCommon Stock | 644 | $82.92 | $53,400.48 |
DisclosureSEC source: 0001593968-17-000333 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,041 F1 · shares: The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:32 UTC | CARTERS INC CRI · Entity 4857 | GrantOption (right to buy) · Derivative | 7,000 | $0.00 Strike: $83.84 | $0.00 |
DisclosureSEC source: 0001593968-17-000311 · primary_01.xml · derivative · entry 3 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2027-02-14 F4 · shares: These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:32 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 3,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000311 · primary_01.xml · nonDerivative · entry 2 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,685 F3 · shares: These restricted shares cliff vest based upon the achievement of certain 2019 earnings targets. F2 · price: Granted at no cost to the reporting person. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 00:32 UTC | CARTERS INC CRI · Entity 4857 | GrantCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000311 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,405 F1 · shares: These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. F2 · price: Granted at no cost to the reporting person. Read SEC document |
| December 05, 2016 Filed Feb 6, 2018 22:34 UTC | CARTERS INC CRI · Entity 4857 | OtherCommon Stock | 1.748 | $91.40 | $159.77 |
DisclosureSEC source: 0001593968-18-000268 · primary_01.xml · nonDerivative · entry 1 Smith Peter Royer · CIK 0001653023 · EVP Supply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,062.75 F1 · shares: The transaction reported in this Form 5 reflects shares purchased as a result of a dividend reinvestment. F2 · balance_after: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.