Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | VP, Strategy, Corp Dev & Sust | March 16, 2023 | March 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date March 16, 2023 · Filed March 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-03-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-16 · Exercise / conversion · Acquired 11,400 · Balance 11,400 Row 2 · 2023-03-16 · Sale · Disposed 11,400 · Balance 0 F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $106.620 to $107.450, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $58.53 · Expires 2028-12-07 | Direct | 0 |
Reported balance
After 2023-03-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-16 · Exercise / conversion · Disposed 11,400 · Balance 0 F4: The option vested in three equal annual installments commencing on the first anniversary of the December 7, 2018 grant date. |
| Common StockSEC Table I · non-derivative | IndirectThe Toro Company Retirement Plan | 203.553 |
Reported balance
Holding disclosure · report date 2023-03-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 203.553 F2: Includes 0.587 net shares acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Retirement Plan less non-discretionary quarterly administrative fees. |
| Performance Share UnitsSEC Table I · non-derivative | Direct | 37,106.272 |
Reported balance
Holding disclosure · report date 2023-03-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 37,106.272 F3: Includes 107.895 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $106.620 to $107.450, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Includes 0.587 net shares acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Retirement Plan less non-discretionary quarterly administrative fees.
F3: Includes 107.895 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers.
F4: The option vested in three equal annual installments commencing on the first anniversary of the December 7, 2018 grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2018 Filed Feb 28, 2018 21:44 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 8,200 | $64.47 | $528,645.80 |
DisclosureSEC source: 0001127602-18-009138 · form4.xml · nonDerivative · entry 2 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $64.46 to $64.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 21:44 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 8,200 | $14.11 | $115,722.50 |
DisclosureSEC source: 0001127602-18-009138 · form4.xml · nonDerivative · entry 1 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 21:38 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 2,795 | $65.85 | $184,061.93 |
DisclosureSEC source: 0001127602-17-034566 · form4.xml · nonDerivative · entry 1 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $65.78 to $65.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 19:24 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 9,900 | $0.00 Strike: $65.93 | $0.00 |
DisclosureSEC source: 0001127602-17-034327 · form4.xml · derivative · entry 5 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,900 Underlying: Common Stock · 9,900 shares Expires 2027-12-08 F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 19:24 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,626 | $65.50 | $106,503.00 |
DisclosureSEC source: 0001127602-17-034327 · form4.xml · nonDerivative · entry 2 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,795 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 19:24 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 4,421 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034327 · form4.xml · nonDerivative · entry 1 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,421 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2015 to Fiscal 2017 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 5, 2017, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2017 financial results that were released on December 7, 2017. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:23 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 8,200 | $0.00 Strike: $15.88 | $0.00 |
DisclosureSEC source: 0001127602-17-026987 · form4.xml · derivative · entry 5 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,200 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:23 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 8,200 | $60.93 | $499,617.80 |
DisclosureSEC source: 0001127602-17-026987 · form4.xml · nonDerivative · entry 2 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:23 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 8,200 | $15.88 | $130,216.00 |
DisclosureSEC source: 0001127602-17-026987 · form4.xml · nonDerivative · entry 1 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:00 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 8,200 | $0.00 Strike: $15.88 | $0.00 |
DisclosureSEC source: 0001127602-17-009305 · form4.xml · derivative · entry 5 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Underlying: Common Stock · 8,200 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:00 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 8,200 | $60.40 | $495,271.80 |
DisclosureSEC source: 0001127602-17-009305 · form4.xml · nonDerivative · entry 2 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.36 to $60.425, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:00 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 8,200 | $15.88 | $130,216.00 |
DisclosureSEC source: 0001127602-17-009305 · form4.xml · nonDerivative · entry 1 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 23:24 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 330.906 | $55.76 | $18,451.32 |
DisclosureSEC source: 0001127602-16-070037 · form4.xml · nonDerivative · entry 4 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Indirect · The Toro Company Investment, Savings & ESOP Disclosed balance after: 0 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:24 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 7,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-16-070037 · form4.xml · derivative · entry 6 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:24 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 7,000 | $55.33 | $387,338.00 |
DisclosureSEC source: 0001127602-16-070037 · form4.xml · nonDerivative · entry 3 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $55.31 to $55.38, inclusive. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:24 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 7,000 | $10.18 | $71,277.50 |
DisclosureSEC source: 0001127602-16-070037 · form4.xml · nonDerivative · entry 2 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:24 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 3,641.37 | $55.34 | $201,509.77 |
DisclosureSEC source: 0001127602-16-070037 · form4.xml · nonDerivative · entry 1 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $55.334 to $55.353, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:46 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 10,600 | $0.00 Strike: $56.54 | $0.00 |
DisclosureSEC source: 0001127602-16-069708 · form4.xml · derivative · entry 5 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,600 Underlying: Common Stock · 10,600 shares Expires 2026-12-09 F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:46 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,319 | $57.79 | $76,225.01 |
DisclosureSEC source: 0001127602-16-069708 · form4.xml · nonDerivative · entry 2 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,641.37 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:46 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 3,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069708 · form4.xml · nonDerivative · entry 1 Grams Blake M · CIK 0001350880 · VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,960.37 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2014 to Fiscal 2016 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, (the "Amended and Restated 2010 Plan") as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 6, 2016, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2016 financial results that were released on December 8, 2016. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. F2 · balance_after: On September 16, 2016, the common stock of the issuer split two-for-one (the "Stock Split"), resulting in the reporting person's ownership of 518.685 additional shares of common stock. All future Form 4 and 5 filings made by the reporting person will include adjustments, as necessary, to reflect the Stock Split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.