Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LAM RESEARCH CORP
Report date March 01, 2023 · Filed March 02, 2023
Section 16 reporting ended · disclosed 2023-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,398 |
Last balance in matching sequence
After 2023-03-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-03-01 · Tax withholding · Disposed 300 · Balance 30,971 F1: Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2: The amount reported includes shares subject to unvested restricted stock units. Row 2 · 2023-03-01 · Tax withholding · Disposed 573 · Balance 30,398 F1: Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. F2: The amount reported includes shares subject to unvested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
F2: The amount reported includes shares subject to unvested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,242 | $0.00 Strike: $51.76 | $0.00 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · derivative · entry 15 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,242 shares Expires 2021-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F4 · derivative.exercise_date: 100% of the stock options will vest on 2/18/16. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 9,403 | $124.50 | $1,170,673.50 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 14 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,379 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 9,403 | $75.57 | $710,584.71 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 13 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,722 | $124.50 | $463,389.00 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 12 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,379 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 3,722 | $80.60 | $299,993.20 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 11 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,722 | $124.50 | $463,389.00 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 10 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,379 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 3,722 | $80.60 | $299,993.20 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 9 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 4,829 | $124.50 | $601,210.50 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 8 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,379 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 4,829 | $51.76 | $249,949.04 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 7 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 4,829 | $124.50 | $601,210.50 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 6 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,379 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 4,829 | $51.76 | $249,949.04 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 5 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 7,242 | $124.50 | $901,629.00 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 4 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,379 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 7,242 | $51.76 | $374,845.92 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 3 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 26,262 | $124.50 | $3,269,619.00 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 2 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,379 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 21:59 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,000 | $124.50 | $2,490,000.00 |
DisclosureSEC source: 0000707549-17-000047 · wf-form4_149004713620101.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,641 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:31 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,224 | $0.00 Strike: $119.67 | $0.00 |
DisclosureSEC source: 0000707549-17-000035 · wf-form4_148848669275735.xml · derivative · entry 4 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,499 Underlying: Common Stock · 11,224 shares Expires 2024-03-01 F4 · derivative.exercise_date: 33.3% of the stock options will vest on 3/1/18, 3/1/19, and 3/1/20. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:31 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 14,031 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000707549-17-000035 · wf-form4_148848669275735.xml · derivative · entry 3 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,150 Underlying: Common Stock · 14,031 shares Expires not disclosed F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/01/20. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/01/17 to 1/31/20. F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/01/20. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/01/17 to 1/31/20. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:31 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 11,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000707549-17-000035 · wf-form4_148848669275735.xml · nonDerivative · entry 2 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,641 F2 · shares: 33.3% of the RSUs will vest on 3/1/18, 3/1/19, and 3/1/20. F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:31 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 2,452 | $119.67 | $293,430.84 |
DisclosureSEC source: 0000707549-17-000035 · wf-form4_148848669275735.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,416 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 20:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 18,901 | $114.90 | $2,171,724.90 |
DisclosureSEC source: 0000707549-17-000031 · wf-form4_148831208585428.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,868 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:09 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative | 24,149 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000707549-17-000024 · wf-form4_148781215604206.xml · derivative · entry 3 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On 2/18/14, the Reporting Person received a target grant of 24,149 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target. F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:09 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 36,223 | $114.90 | $4,162,022.70 |
DisclosureSEC source: 0000707549-17-000024 · wf-form4_148781215604206.xml · nonDerivative · entry 2 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On 2/18/14, the Reporting Person received a target grant of 24,149 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/17. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. The performance payout was approved at 150% of target. F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:09 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 2,821 | $114.90 | $324,132.90 |
DisclosureSEC source: 0000707549-17-000024 · wf-form4_148781215604206.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,546 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 18:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 1,891 | $115.99 | $219,337.09 |
DisclosureSEC source: 0000707549-17-000013 · wf-form4_148709682416210.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,367 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 17:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,829 | $0.00 Strike: $51.76 | $0.00 |
DisclosureSEC source: 0000707549-16-000065 · wf-form4_147620754712545.xml · derivative · entry 7 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,658 Underlying: Common Stock · 4,829 shares Expires 2021-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan F4 · derivative.exercise_date: 33.3% of the stock options will vest on 2/18/15, 2/18/16 and 2/18/17. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 17:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 36,522 | $0.00 Strike: $42.61 | $0.00 |
DisclosureSEC source: 0000707549-16-000065 · wf-form4_147620754712545.xml · derivative · entry 6 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,522 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Shares exercised pursuant to 10b5-1 Trading Plan Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 17:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 4,829 | $98.85 | $477,346.65 |
DisclosureSEC source: 0000707549-16-000065 · wf-form4_147620754712545.xml · nonDerivative · entry 5 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,258 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 17:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 4,829 | $51.76 | $249,949.04 |
DisclosureSEC source: 0000707549-16-000065 · wf-form4_147620754712545.xml · nonDerivative · entry 4 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 17:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 36,522 | $98.85 | $3,610,199.70 |
DisclosureSEC source: 0000707549-16-000065 · wf-form4_147620754712545.xml · nonDerivative · entry 3 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,258 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 17:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 36,522 | $42.61 | $1,556,202.42 |
DisclosureSEC source: 0000707549-16-000065 · wf-form4_147620754712545.xml · nonDerivative · entry 2 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 17:39 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 6,189 | $98.85 | $611,782.65 |
DisclosureSEC source: 0000707549-16-000065 · wf-form4_147620754712545.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,258 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 20:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 23,509 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-012220 · wf-form4_145703609342261.xml · derivative · entry 3 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,268 Underlying: Common Stock · 23,509 shares Expires not disclosed F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/19. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/1/16 to 2/1/19). F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/1/19. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/1/16 to 2/1/19). Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 20:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 28,209 | $0.00 Strike: $75.57 | $0.00 |
DisclosureSEC source: 0001628280-16-012220 · wf-form4_145703609342261.xml · derivative · entry 2 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,626 Underlying: Common Stock · 28,209 shares Expires 2023-03-01 F3 · derivative.exercise_date: 33.3% of the stock options will vest on 3/1/17, 3/1/18, and 3/1/19. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 20:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 14,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-012220 · wf-form4_145703609342261.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,088 F1 · shares: 33.3% of the RSUs will vest on 3/1/17, 3/1/18, and 3/1/19. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 22, 2016 Filed Feb 22, 2016 23:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 17,152 | $67.77 | $1,162,391.04 |
DisclosureSEC source: 0001628280-16-011505 · wf-form4_145618366770881.xml · nonDerivative · entry 3 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On 2/18/14, the Reporting Person received a target grant of 12,074 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16. F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 22, 2016 Filed Feb 24, 2016 01:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 8,949 | $67.77 | $606,473.73 |
DisclosureSEC source: 0001628280-16-011616 · wf-form4_145627569646409.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,983 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 23:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionMarket-based Performance Restricted Stock Unit · Derivative | 12,074 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-16-011505 · wf-form4_145618366770881.xml · derivative · entry 4 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,759 Underlying: Common Stock · 12,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: On 2/18/14, the Reporting Person received a target grant of 12,074 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 2/18/16. The performance of this award was based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. The performance payout was approved at 142.06% of target. The award vested on 2/18/16 and the shares were distributed on 2/22/16. F3 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16). F3 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of (2/18/14 to 2/17/16). Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 23:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,302 | $67.77 | $223,776.54 |
DisclosureSEC source: 0001628280-16-011505 · wf-form4_145618366770881.xml · nonDerivative · entry 2 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,780 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 18, 2016 Filed Feb 22, 2016 23:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,629 | $67.77 | $245,937.33 |
DisclosureSEC source: 0001628280-16-011505 · wf-form4_145618366770881.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,082 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 11, 2016 Filed Feb 17, 2016 00:34 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 1,905 | $64.21 | $122,320.05 |
DisclosureSEC source: 0001628280-16-011277 · wf-form4_145566926170306.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,711 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 18:46 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 3,273 | $81.92 | $268,124.16 |
DisclosureSEC source: 0001192381-15-000016 · primary_doc.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,267 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 23:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 18,610 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192381-15-000013 · primary_doc.xml · derivative · entry 3 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,833 Underlying: Common Stock · 18,610 shares Expires not disclosed F4 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18. F4 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/11/18. The performance of these awards is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/2/15 to 2/2/18. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 23:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 11,166 | $0.00 Strike: $80.60 | $0.00 |
DisclosureSEC source: 0001192381-15-000013 · primary_doc.xml · derivative · entry 2 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,417 Underlying: Common Stock · 11,166 shares Expires 2022-02-11 F3 · derivative.exercise_date: 33.3% of the stock options will vest on 2/11/16, 2/11/17, and 2/11/18. Read SEC document |
| February 11, 2015 Filed Feb 13, 2015 23:25 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 14,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001192381-15-000013 · primary_doc.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,540 F1 · shares: 33.3% of the RSUs will vest on 2/11/16, 2/11/17, and 2/11/18. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 06, 2015 Filed Feb 11, 2015 00:03 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Tax withholdingCommon Stock | 4,609 | $78.14 | $360,147.26 |
DisclosureSEC source: 0001192381-15-000006 · primary_doc.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,652 F1 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| May 21, 2014 Filed May 23, 2014 18:01 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 18,000 | $59.50 | $1,071,000.00 |
DisclosureSEC source: 0001192381-14-000026 · primary_doc.xml · nonDerivative · entry 1 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,981 F1 · shares: Shares sold pursuant to 10b5-1 Trading Plan. F2 · balance_after: Amount reported includes shares subject to unvested Restricted Stock Units. Read SEC document |
| February 18, 2014 Filed Feb 21, 2014 00:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 12,074 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192381-14-000011 · primary_doc.xml · derivative · entry 6 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,223 Underlying: Common Stock · 12,074 shares Expires not disclosed F7 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. F7 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/16. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/16. Read SEC document |
| February 18, 2014 Filed Feb 21, 2014 00:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantMarket-based Performance Restricted Stock Unit · Derivative | 24,149 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001192381-14-000011 · primary_doc.xml · derivative · entry 5 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,149 Underlying: Common Stock · 24,149 shares Expires not disclosed F6 · derivative.exercise_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. F6 · derivative.expiration_date: These Market-based Performance Restricted Stock Units vest between 0% and 150% on 2/18/17. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/18/14 to 2/17/17. Read SEC document |
| February 18, 2014 Filed Feb 21, 2014 00:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,242 | $0.00 Strike: $51.76 | $0.00 |
DisclosureSEC source: 0001192381-14-000011 · primary_doc.xml · derivative · entry 4 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,251 Underlying: Common Stock · 7,242 shares Expires 2021-02-18 F5 · derivative.exercise_date: 100% of the stock options will vest on 2/18/16. Read SEC document |
| February 18, 2014 Filed Feb 21, 2014 00:27 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantEmployee Stock Option (Right to Buy) · Derivative | 14,487 | $0.00 Strike: $51.76 | $0.00 |
DisclosureSEC source: 0001192381-14-000011 · primary_doc.xml · derivative · entry 3 Gottscho Richard A · CIK 0001392424 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,009 Underlying: Common Stock · 14,487 shares Expires 2021-02-18 F4 · derivative.exercise_date: 33.3% of the stock options will vest on 2/18/15, 2/18/16 and 2/18/17. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.