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person · Reporting owner

GOUDIS RICHARD

Disclosed activity across 2 companies

Tapewire entity
115397
SEC CIK
0001311175

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HERBALIFE LTD.HLF · Entity 4842Chief Executive OfficerSeptember 17, 2018September 18, 2018
TUPPERWARE BRANDS CORPTUP · Entity 90566Director · Executive Vice ChairFebruary 27, 2023March 20, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HERBALIFE LTD.

Report date September 17, 2018 · Filed September 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect676,802 Reported balance After 2018-09-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-09-17 · Exercise / conversion · Acquired 240,000 · Balance 676,802

F1: The reporting person received 92,918 shares of common stock upon the net exercise of the 240,000 Stock Appreciation Rights ("SARS"). The reporting person forfeited 44,998 shares of common stock underlying the SARS in payment of the exercise price and 102,084 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F2: On May 14, 2018, the common stock of Herbalife Nutrition Ltd. split 2-for-1, resulting in the reporting person's acquisition of 218,401 additional shares of common stock.

Common StockSEC Table I · non-derivativeDirect631,804 Reported balance After 2018-09-17 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-09-17 · Disposition to issuer · Disposed 44,998 · Balance 631,804

F1: The reporting person received 92,918 shares of common stock upon the net exercise of the 240,000 Stock Appreciation Rights ("SARS"). The reporting person forfeited 44,998 shares of common stock underlying the SARS in payment of the exercise price and 102,084 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect529,720 Reported balance After 2018-09-17 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2018-09-17 · Tax withholding · Disposed 102,084 · Balance 529,720

F1: The reporting person received 92,918 shares of common stock upon the net exercise of the 240,000 Stock Appreciation Rights ("SARS"). The reporting person forfeited 44,998 shares of common stock underlying the SARS in payment of the exercise price and 102,084 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect635,906 Reported balance After 2018-09-17 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2018-09-17 · Exercise / conversion · Acquired 106,186 · Balance 635,906

F3: The reporting person received 40,066 shares of common stock upon the net exercise of the 106,186 SARS. The reporting person forfeited 22,101 shares of common stock underlying the SARS in payment of the exercise price and 44,019 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect613,805 Reported balance After 2018-09-17 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2018-09-17 · Disposition to issuer · Disposed 22,101 · Balance 613,805

F3: The reporting person received 40,066 shares of common stock upon the net exercise of the 106,186 SARS. The reporting person forfeited 22,101 shares of common stock underlying the SARS in payment of the exercise price and 44,019 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect569,786 Reported balance After 2018-09-17 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2018-09-17 · Tax withholding · Disposed 44,019 · Balance 569,786

F3: The reporting person received 40,066 shares of common stock upon the net exercise of the 106,186 SARS. The reporting person forfeited 22,101 shares of common stock underlying the SARS in payment of the exercise price and 44,019 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect685,804 Reported balance After 2018-09-17 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2018-09-17 · Exercise / conversion · Acquired 116,018 · Balance 685,804

F4: The reporting person received 28,553 shares of common stock upon the net exercise of the 116,018 SARS. The reporting person forfeited 56,094 shares of common stock underlying the SARS in payment of the exercise price and 31,371 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect629,710 Reported balance After 2018-09-17 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2018-09-17 · Disposition to issuer · Disposed 56,094 · Balance 629,710

F4: The reporting person received 28,553 shares of common stock upon the net exercise of the 116,018 SARS. The reporting person forfeited 56,094 shares of common stock underlying the SARS in payment of the exercise price and 31,371 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect598,339 Reported balance After 2018-09-17 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2018-09-17 · Tax withholding · Disposed 31,371 · Balance 598,339

F4: The reporting person received 28,553 shares of common stock upon the net exercise of the 116,018 SARS. The reporting person forfeited 56,094 shares of common stock underlying the SARS in payment of the exercise price and 31,371 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect835,191 Reported balance After 2018-09-17 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2018-09-17 · Exercise / conversion · Acquired 236,852 · Balance 835,191

F5: The reporting person received 66,996 shares of common stock upon the net exercise of the 236,852 SARS. The reporting person forfeited 96,250 shares of common stock underlying the SARS in payment of the exercise price and 73,606 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect738,941 Reported balance After 2018-09-17 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2018-09-17 · Disposition to issuer · Disposed 96,250 · Balance 738,941

F5: The reporting person received 66,996 shares of common stock upon the net exercise of the 236,852 SARS. The reporting person forfeited 96,250 shares of common stock underlying the SARS in payment of the exercise price and 73,606 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect665,335 Reported balance After 2018-09-17 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2018-09-17 · Tax withholding · Disposed 73,606 · Balance 665,335

F5: The reporting person received 66,996 shares of common stock upon the net exercise of the 236,852 SARS. The reporting person forfeited 96,250 shares of common stock underlying the SARS in payment of the exercise price and 73,606 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect774,657 Reported balance After 2018-09-17 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2018-09-17 · Exercise / conversion · Acquired 109,322 · Balance 774,657

F6: The reporting person received 14,477 shares of common stock upon the net exercise of the 109,322 SARS. The reporting person forfeited 78,934 shares of common stock underlying the SARS in payment of the exercise price and 15,911 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect695,723 Reported balance After 2018-09-17 transaction · row 14 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 14 · 2018-09-17 · Disposition to issuer · Disposed 78,934 · Balance 695,723

F6: The reporting person received 14,477 shares of common stock upon the net exercise of the 109,322 SARS. The reporting person forfeited 78,934 shares of common stock underlying the SARS in payment of the exercise price and 15,911 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect679,812 Reported balance After 2018-09-17 transaction · row 15 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 15 · 2018-09-17 · Tax withholding · Disposed 15,911 · Balance 679,812

F6: The reporting person received 14,477 shares of common stock upon the net exercise of the 109,322 SARS. The reporting person forfeited 78,934 shares of common stock underlying the SARS in payment of the exercise price and 15,911 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect846,616 Reported balance After 2018-09-17 transaction · row 16 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 16 · 2018-09-17 · Exercise / conversion · Acquired 166,804 · Balance 846,616

F7: The reporting person received 36,226 shares of common stock upon the net exercise of the 166,804 SARS. The reporting person forfeited 90,774 shares of common stock underlying the SARS in payment of the exercise price and 39,804 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect755,842 Reported balance After 2018-09-17 transaction · row 17 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 17 · 2018-09-17 · Disposition to issuer · Disposed 90,774 · Balance 755,842

F7: The reporting person received 36,226 shares of common stock upon the net exercise of the 166,804 SARS. The reporting person forfeited 90,774 shares of common stock underlying the SARS in payment of the exercise price and 39,804 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect716,038 Reported balance After 2018-09-17 transaction · row 18 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 18 · 2018-09-17 · Tax withholding · Disposed 39,804 · Balance 716,038

F7: The reporting person received 36,226 shares of common stock upon the net exercise of the 166,804 SARS. The reporting person forfeited 90,774 shares of common stock underlying the SARS in payment of the exercise price and 39,804 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect960,736 Reported balance After 2018-09-17 transaction · row 19 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 19 · 2018-09-17 · Exercise / conversion · Acquired 244,698 · Balance 960,736

F8: The reporting person received 84,393 shares of common stock upon the net exercise of the 244,698 SARS. The reporting person forfeited 67,582 shares of common stock underlying the SARS in payment of the exercise price and 92,723 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect893,154 Reported balance After 2018-09-17 transaction · row 20 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 20 · 2018-09-17 · Disposition to issuer · Disposed 67,582 · Balance 893,154

F8: The reporting person received 84,393 shares of common stock upon the net exercise of the 244,698 SARS. The reporting person forfeited 67,582 shares of common stock underlying the SARS in payment of the exercise price and 92,723 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect800,431 Reported balance After 2018-09-17 transaction · row 21 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 21 · 2018-09-17 · Tax withholding · Disposed 92,723 · Balance 800,431

F8: The reporting person received 84,393 shares of common stock upon the net exercise of the 244,698 SARS. The reporting person forfeited 67,582 shares of common stock underlying the SARS in payment of the exercise price and 92,723 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect966,931 Reported balance After 2018-09-17 transaction · row 22 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 22 · 2018-09-17 · Exercise / conversion · Acquired 166,500 · Balance 966,931

F9: The reporting person received 44,927 shares of common stock upon the net exercise of the 166,500 SARS. The reporting person forfeited 72,209 shares of common stock underlying the SARS in payment of the exercise price and 49,364 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect894,722 Reported balance After 2018-09-17 transaction · row 23 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 23 · 2018-09-17 · Disposition to issuer · Disposed 72,209 · Balance 894,722

F9: The reporting person received 44,927 shares of common stock upon the net exercise of the 166,500 SARS. The reporting person forfeited 72,209 shares of common stock underlying the SARS in payment of the exercise price and 49,364 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect845,358 Reported balance After 2018-09-17 transaction · row 24 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 24 · 2018-09-17 · Tax withholding · Disposed 49,364 · Balance 845,358

F9: The reporting person received 44,927 shares of common stock upon the net exercise of the 166,500 SARS. The reporting person forfeited 72,209 shares of common stock underlying the SARS in payment of the exercise price and 49,364 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect893,890 Reported balance After 2018-09-17 transaction · row 25 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 25 · 2018-09-17 · Exercise / conversion · Acquired 48,532 · Balance 893,890

F10: The reporting person received 10,008 shares of common stock upon the net exercise of the 48,532 SARS. The reporting person forfeited 27,526 shares of common stock underlying the SARS in payment of the exercise price and 10,998 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect866,364 Reported balance After 2018-09-17 transaction · row 26 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 26 · 2018-09-17 · Disposition to issuer · Disposed 27,526 · Balance 866,364

F10: The reporting person received 10,008 shares of common stock upon the net exercise of the 48,532 SARS. The reporting person forfeited 27,526 shares of common stock underlying the SARS in payment of the exercise price and 10,998 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect855,366 Reported balance After 2018-09-17 transaction · row 27 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 27 · 2018-09-17 · Tax withholding · Disposed 10,998 · Balance 855,366

F10: The reporting person received 10,008 shares of common stock upon the net exercise of the 48,532 SARS. The reporting person forfeited 27,526 shares of common stock underlying the SARS in payment of the exercise price and 10,998 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect880,874 Reported balance After 2018-09-17 transaction · row 28 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 28 · 2018-09-17 · Exercise / conversion · Acquired 25,508 · Balance 880,874

F11: The reporting person received 5,847 shares of common stock upon the net exercise of the 25,508 SARS. The reporting person forfeited 13,236 shares of common stock underlying the SARS in payment of the exercise price and 6,425 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect867,638 Reported balance After 2018-09-17 transaction · row 29 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 29 · 2018-09-17 · Disposition to issuer · Disposed 13,236 · Balance 867,638

F11: The reporting person received 5,847 shares of common stock upon the net exercise of the 25,508 SARS. The reporting person forfeited 13,236 shares of common stock underlying the SARS in payment of the exercise price and 6,425 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Common StockSEC Table I · non-derivativeDirect861,213 Reported balance After 2018-09-17 transaction · row 30 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 30 · 2018-09-17 · Tax withholding · Disposed 6,425 · Balance 861,213

F11: The reporting person received 5,847 shares of common stock upon the net exercise of the 25,508 SARS. The reporting person forfeited 13,236 shares of common stock underlying the SARS in payment of the exercise price and 6,425 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $10.33 · Expires 2020-01-04Direct0 Reported balance After 2018-09-17 transaction · row 31 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 31 · 2018-09-17 · Exercise / conversion · Disposed 240,000 · Balance 0

F1: The reporting person received 92,918 shares of common stock upon the net exercise of the 240,000 Stock Appreciation Rights ("SARS"). The reporting person forfeited 44,998 shares of common stock underlying the SARS in payment of the exercise price and 102,084 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F12: These SARS were previously reported as covering 120,000 shares at an exercise price of $20.67 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $11.47 · Expires 2020-05-07Direct0 Reported balance After 2018-09-17 transaction · row 32 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 32 · 2018-09-17 · Exercise / conversion · Disposed 106,186 · Balance 0

F3: The reporting person received 40,066 shares of common stock upon the net exercise of the 106,186 SARS. The reporting person forfeited 22,101 shares of common stock underlying the SARS in payment of the exercise price and 44,019 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F13: These SARS were previously reported as covering 66,366 shares at an exercise price of $22.94 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $26.65 · Expires 2021-05-18Direct0 Reported balance After 2018-09-17 transaction · row 33 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 33 · 2018-09-17 · Exercise / conversion · Disposed 116,018 · Balance 0

F4: The reporting person received 28,553 shares of common stock upon the net exercise of the 116,018 SARS. The reporting person forfeited 56,094 shares of common stock underlying the SARS in payment of the exercise price and 31,371 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F14: These SARS were previously reported as covering 58,009 shares at an exercise price of $53.29 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $22.40 · Expires 2022-05-31Direct0 Reported balance After 2018-09-17 transaction · row 34 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 34 · 2018-09-17 · Exercise / conversion · Disposed 236,852 · Balance 0

F5: The reporting person received 66,996 shares of common stock upon the net exercise of the 236,852 SARS. The reporting person forfeited 96,250 shares of common stock underlying the SARS in payment of the exercise price and 73,606 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F15: These SARS were previously reported as covering 118,426 shares at an exercise price of $44.79 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $39.79 · Expires 2023-12-19Direct0 Reported balance After 2018-09-17 transaction · row 35 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 35 · 2018-09-17 · Exercise / conversion · Disposed 109,322 · Balance 0

F6: The reporting person received 14,477 shares of common stock upon the net exercise of the 109,322 SARS. The reporting person forfeited 78,934 shares of common stock underlying the SARS in payment of the exercise price and 15,911 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F16: These SARS were previously reported as covering 54,661 shares at an exercise price of $79.58 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $29.99 · Expires 2024-04-30Direct0 Reported balance After 2018-09-17 transaction · row 36 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 36 · 2018-09-17 · Exercise / conversion · Disposed 166,804 · Balance 0

F7: The reporting person received 36,226 shares of common stock upon the net exercise of the 166,804 SARS. The reporting person forfeited 90,774 shares of common stock underlying the SARS in payment of the exercise price and 39,804 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F17: These SARS were previously reported as covering 83,402 shares at an exercise price of $59.98 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $15.22 · Expires 2025-03-02Direct0 Reported balance After 2018-09-17 transaction · row 37 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 37 · 2018-09-17 · Exercise / conversion · Disposed 244,698 · Balance 0

F8: The reporting person received 84,393 shares of common stock upon the net exercise of the 244,698 SARS. The reporting person forfeited 67,582 shares of common stock underlying the SARS in payment of the exercise price and 92,723 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F18: These SARS were previously reported as covering 122,349 shares at an exercise price of $30.44 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $23.90 · Expires 2025-05-07Direct0 Reported balance After 2018-09-17 transaction · row 38 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 38 · 2018-09-17 · Exercise / conversion · Disposed 166,500 · Balance 0

F9: The reporting person received 44,927 shares of common stock upon the net exercise of the 166,500 SARS. The reporting person forfeited 72,209 shares of common stock underlying the SARS in payment of the exercise price and 49,364 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F19: These SARS were previously reported as covering 83,250 shares at an exercise price of $47.80 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $31.26 · Expires 2026-05-09Direct72,798 Reported balance After 2018-09-17 transaction · row 39 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 39 · 2018-09-17 · Exercise / conversion · Disposed 48,532 · Balance 72,798

F10: The reporting person received 10,008 shares of common stock upon the net exercise of the 48,532 SARS. The reporting person forfeited 27,526 shares of common stock underlying the SARS in payment of the exercise price and 10,998 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F20: On May 9, 2016, the reporting person was granted 60,665 SARs. These SARs vested 20% each on May 9, 2017 and May 9, 2018, and 60% will vest on May 9, 2019.

F21: These SARS were previously reported as covering 60,665 shares at an exercise price of $62.51 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $28.60 · Expires 2027-02-27Direct102,034 Reported balance After 2018-09-17 transaction · row 40 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 40 · 2018-09-17 · Exercise / conversion · Disposed 25,508 · Balance 102,034

F11: The reporting person received 5,847 shares of common stock upon the net exercise of the 25,508 SARS. The reporting person forfeited 13,236 shares of common stock underlying the SARS in payment of the exercise price and 6,425 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F22: On February 27, 2017, the reporting person was granted 63,771 SARs. These SARs vested 20% on February 27, 2018 and 20% will vest on February 27, 2019 and 60% will vest on February 27, 2020.

F23: These SARS were previously reported as covering 63,771 shares at an exercise price of $57.19 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person received 92,918 shares of common stock upon the net exercise of the 240,000 Stock Appreciation Rights ("SARS"). The reporting person forfeited 44,998 shares of common stock underlying the SARS in payment of the exercise price and 102,084 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F2: On May 14, 2018, the common stock of Herbalife Nutrition Ltd. split 2-for-1, resulting in the reporting person's acquisition of 218,401 additional shares of common stock.

F3: The reporting person received 40,066 shares of common stock upon the net exercise of the 106,186 SARS. The reporting person forfeited 22,101 shares of common stock underlying the SARS in payment of the exercise price and 44,019 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F4: The reporting person received 28,553 shares of common stock upon the net exercise of the 116,018 SARS. The reporting person forfeited 56,094 shares of common stock underlying the SARS in payment of the exercise price and 31,371 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F5: The reporting person received 66,996 shares of common stock upon the net exercise of the 236,852 SARS. The reporting person forfeited 96,250 shares of common stock underlying the SARS in payment of the exercise price and 73,606 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F6: The reporting person received 14,477 shares of common stock upon the net exercise of the 109,322 SARS. The reporting person forfeited 78,934 shares of common stock underlying the SARS in payment of the exercise price and 15,911 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F7: The reporting person received 36,226 shares of common stock upon the net exercise of the 166,804 SARS. The reporting person forfeited 90,774 shares of common stock underlying the SARS in payment of the exercise price and 39,804 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F8: The reporting person received 84,393 shares of common stock upon the net exercise of the 244,698 SARS. The reporting person forfeited 67,582 shares of common stock underlying the SARS in payment of the exercise price and 92,723 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F9: The reporting person received 44,927 shares of common stock upon the net exercise of the 166,500 SARS. The reporting person forfeited 72,209 shares of common stock underlying the SARS in payment of the exercise price and 49,364 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F10: The reporting person received 10,008 shares of common stock upon the net exercise of the 48,532 SARS. The reporting person forfeited 27,526 shares of common stock underlying the SARS in payment of the exercise price and 10,998 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F11: The reporting person received 5,847 shares of common stock upon the net exercise of the 25,508 SARS. The reporting person forfeited 13,236 shares of common stock underlying the SARS in payment of the exercise price and 6,425 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on September 17, 2018 of $55.11.

F12: These SARS were previously reported as covering 120,000 shares at an exercise price of $20.67 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

F13: These SARS were previously reported as covering 66,366 shares at an exercise price of $22.94 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

F14: These SARS were previously reported as covering 58,009 shares at an exercise price of $53.29 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

F15: These SARS were previously reported as covering 118,426 shares at an exercise price of $44.79 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

F16: These SARS were previously reported as covering 54,661 shares at an exercise price of $79.58 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

F17: These SARS were previously reported as covering 83,402 shares at an exercise price of $59.98 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

F18: These SARS were previously reported as covering 122,349 shares at an exercise price of $30.44 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

F19: These SARS were previously reported as covering 83,250 shares at an exercise price of $47.80 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

F20: On May 9, 2016, the reporting person was granted 60,665 SARs. These SARs vested 20% each on May 9, 2017 and May 9, 2018, and 60% will vest on May 9, 2019.

F21: These SARS were previously reported as covering 60,665 shares at an exercise price of $62.51 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

F22: On February 27, 2017, the reporting person was granted 63,771 SARs. These SARs vested 20% on February 27, 2018 and 20% will vest on February 27, 2019 and 60% will vest on February 27, 2020.

F23: These SARS were previously reported as covering 63,771 shares at an exercise price of $57.19 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018.

TUPPERWARE BRANDS CORP

Report date February 27, 2023 · Filed March 20, 2023 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect52,275 Reported balance After 2023-02-27 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2023-02-27 · Tax withholding · Disposed 1,813 · Balance 52,275

F1: Shares were withheld by the Issuer upon the vesting of the reporting person's February 25, 2022 restricted stock units award to cover the resulting tax liability. On February 25, 2022, the reporting person was granted 6,113 restricted stock units with a vesting schedule of 100% on February 25, 2023, the anniversary of the grant.

F2: The Form 4 filed on February 28, 2023 is hereby amended to correct the vesting schedule of the shares granted to the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectGoudis Family Revocable Trust424,500 Reported balance Holding disclosure · report date 2023-02-27 · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · Balance 424,500

Filing footnotes · ownership attribution and instrument terms

F1: Shares were withheld by the Issuer upon the vesting of the reporting person's February 25, 2022 restricted stock units award to cover the resulting tax liability. On February 25, 2022, the reporting person was granted 6,113 restricted stock units with a vesting schedule of 100% on February 25, 2023, the anniversary of the grant.

F2: The Form 4 filed on February 28, 2023 is hereby amended to correct the vesting schedule of the shares granted to the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2018 Filed Mar 9, 2018 00:26 UTC HERBALIFE LTD. HLF · Entity 4842 Exercise / conversionStock Appreciation Rights · Derivative 83,333 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001209191-18-018327 · doc4.xml · derivative · entry 4

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,333 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 36,948 shares of common stock upon the net exercise of 83,333 stock appreciation rights ("SARS"). The reporting person forfeited 5,792 shares of common stock underlying the SARS in payment of the exercise price and 40,593 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 7, 2018 of $98.13.

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March 07, 2018 Filed Mar 9, 2018 00:26 UTC HERBALIFE LTD. HLF · Entity 4842 Tax withholdingCommon Stock 40,593 $98.13 $3,983,391.09
Disclosure

SEC source: 0001209191-18-018327 · doc4.xml · nonDerivative · entry 3

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,401

F1 · kind: The reporting person received 36,948 shares of common stock upon the net exercise of 83,333 stock appreciation rights ("SARS"). The reporting person forfeited 5,792 shares of common stock underlying the SARS in payment of the exercise price and 40,593 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 7, 2018 of $98.13.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:26 UTC HERBALIFE LTD. HLF · Entity 4842 Disposition to issuerCommon Stock 5,792 $98.13 $568,368.96
Disclosure

SEC source: 0001209191-18-018327 · doc4.xml · nonDerivative · entry 2

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,994

F1 · kind: The reporting person received 36,948 shares of common stock upon the net exercise of 83,333 stock appreciation rights ("SARS"). The reporting person forfeited 5,792 shares of common stock underlying the SARS in payment of the exercise price and 40,593 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 7, 2018 of $98.13.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 00:26 UTC HERBALIFE LTD. HLF · Entity 4842 Exercise / conversionCommon Stock 83,333 $6.82 $568,331.06
Disclosure

SEC source: 0001209191-18-018327 · doc4.xml · nonDerivative · entry 1

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person received 36,948 shares of common stock upon the net exercise of 83,333 stock appreciation rights ("SARS"). The reporting person forfeited 5,792 shares of common stock underlying the SARS in payment of the exercise price and 40,593 shares of common stock underlying the SARS to satisfy the withholding tax obligations resulting from the exercise, using the closing stock price on March 7, 2018 of $98.13.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 02:15 UTC HERBALIFE LTD. HLF · Entity 4842 GrantCommon Stock 14,484 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013685 · doc4.xml · nonDerivative · entry 1

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,453

F1 · kind: Consists of restricted stock units ("RSU") under the Herbalife Ltd. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Herbalife Ltd. common stock on vesting. This award will vest 20% each on February 26, 2019 and February 26, 2020, and 60% on February 26, 2021.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:15 UTC HERBALIFE LTD. HLF · Entity 4842 GrantStock Appreciation Rights · Derivative 12,754 $0.00 Strike: $57.19 $0.00
Disclosure

SEC source: 0001209191-18-013685 · doc4.xml · derivative · entry 5

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,754

Underlying: Common Stock · 12,754 shares

Expires 2027-02-27

F5 · kind: On February 27, 2017, the reporting person was granted an award of 63,771 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2017, 2018 and 2019. The performance criteria for 2017 was met, resulting in 12,754 SARs which will vest on February 27, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:15 UTC HERBALIFE LTD. HLF · Entity 4842 GrantStock Appreciation Rights · Derivative 12,133 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-18-013685 · doc4.xml · derivative · entry 4

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,266

Underlying: Common Stock · 12,133 shares

Expires 2026-05-09

F4 · kind: On May 9, 2016, the reporting person was granted an award of 60,665 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 12,133 SARs which will vest on May 9, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:15 UTC HERBALIFE LTD. HLF · Entity 4842 GrantStock Appreciation Rights · Derivative 49,950 $0.00 Strike: $47.80 $0.00
Disclosure

SEC source: 0001209191-18-013685 · doc4.xml · derivative · entry 3

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,250

Underlying: Common Stock · 49,950 shares

Expires 2025-05-07

F3 · kind: On May 7, 2015, the reporting person was granted an award of 83,250 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2017 was met, resulting in 49,950 SARs which will vest on May 7, 2018.

Read SEC document
February 22, 2018 Filed Feb 27, 2018 02:15 UTC HERBALIFE LTD. HLF · Entity 4842 GrantStock Appreciation Rights · Derivative 73,409 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-18-013685 · doc4.xml · derivative · entry 2

GOUDIS RICHARD · CIK 0001311175 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,349

Underlying: Common Stock · 73,409 shares

Expires 2025-03-02

F2 · kind: On March 2, 2015, the reporting person was granted an award of 122,349 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2017 was met, resulting in 73,409 SARs which will vest on March 2, 2018.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:18 UTC HERBALIFE LTD. HLF · Entity 4842 GrantStock Appreciation Rights · Derivative 12,133 $0.00 Strike: $62.51 $0.00
Disclosure

SEC source: 0001209191-17-014998 · doc4.xml · derivative · entry 4

GOUDIS RICHARD · CIK 0001311175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,133

Underlying: Common Stock · 12,133 shares

Expires 2026-05-09

F4 · balance_after: On May 9, 2016, the reporting person was granted an award of 60,665 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2016 was met, resulting in 12,133 SARs which will vest on May 9, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:18 UTC HERBALIFE LTD. HLF · Entity 4842 GrantStock Appreciation Rights · Derivative 16,650 $0.00 Strike: $47.80 $0.00
Disclosure

SEC source: 0001209191-17-014998 · doc4.xml · derivative · entry 3

GOUDIS RICHARD · CIK 0001311175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,300

Underlying: Common Stock · 16,650 shares

Expires 2025-05-07

F3 · balance_after: On May 7, 2015, the reporting person was granted an award of 83,250 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 16,650 SARs which will vest on May 7, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:18 UTC HERBALIFE LTD. HLF · Entity 4842 GrantStock Appreciation Rights · Derivative 24,470 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001209191-17-014998 · doc4.xml · derivative · entry 2

GOUDIS RICHARD · CIK 0001311175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,940

Underlying: Common Stock · 24,470 shares

Expires 2025-03-02

F2 · balance_after: On March 2, 2015, the reporting person was granted an award of 122,349 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 24,470 SARs which will vest on March 2, 2017.

Read SEC document
February 23, 2017 Filed Feb 28, 2017 00:18 UTC HERBALIFE LTD. HLF · Entity 4842 GrantStock Appreciation Rights · Derivative 50,041 $0.00 Strike: $59.98 $0.00
Disclosure

SEC source: 0001209191-17-014998 · doc4.xml · derivative · entry 1

GOUDIS RICHARD · CIK 0001311175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,402

Underlying: Common Stock · 50,041 shares

Expires 2024-04-30

F1 · balance_after: On April 30, 2014, the reporting person was granted an award of 83,402 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2014, 2015 and 2016. The performance criteria for 2016 was met, resulting in 50,041 SARs which will vest on April 30, 2017.

Read SEC document
April 27, 2016 Filed Dec 30, 2016 21:09 UTC HERBALIFE LTD. HLF · Entity 4842 GrantStock Appreciation Rights · Derivative 32,796 $0.00 Strike: $79.58 $0.00
Disclosure

SEC source: 0001209191-16-157082 · doc4.xml · derivative · entry 1

GOUDIS RICHARD · CIK 0001311175 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,661

Underlying: Common Stock · 32,796 shares

Expires 2023-12-19

F1 · derivative.exercise_date: On December 19, 2013, the reporting person was granted an award of 54,661 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 32,796 SARs subject to this award on June 21, 2016.

F1 · balance_after: On December 19, 2013, the reporting person was granted an award of 54,661 stock appreciation rights (SARs). The amount and timing of the vesting of these SARs were dependent upon Herbalife Ltd.'s achievement of certain performance criteria for each of fiscal 2013, 2014 and 2015. The performance criteria were met in 2015, resulting in the vesting of 32,796 SARs subject to this award on June 21, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.