Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sprouts Farmers Market, Inc.SFM · Entity 2456 | Chief Store Operations Officer | March 16, 2023 | March 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sprouts Farmers Market, Inc.
Report date March 16, 2023 · Filed March 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 32,635 |
Reported balance
After 2023-03-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-16 · Sale · Disposed 567 · Balance 32,635 F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.13 to $33.255 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 31,909 |
Reported balance
After 2023-03-17 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-03-17 · Sale · Disposed 726 · Balance 31,909 F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.8601 to $32.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 39,759 |
Reported balance
After 2023-03-20 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-03-20 · Exercise / conversion · Acquired 7,850 · Balance 39,759 |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 44,866 |
Reported balance
After 2023-03-20 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-03-20 · Exercise / conversion · Acquired 5,107 · Balance 44,866 |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 48,693 |
Reported balance
After 2023-03-20 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2023-03-20 · Exercise / conversion · Acquired 3,827 · Balance 48,693 |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 8,241 |
Reported balance
After 2023-03-20 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2023-03-20 · Sale · Disposed 40,452 · Balance 8,241 F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5: Includes 8,241 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,715 restricted stock units will vest on March 16, 2024, 2,676 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 3,850 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable dates. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.47 · Expires 2027-03-09 | Direct | 0 |
Reported balance
After 2023-03-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-03-20 · Exercise / conversion · Disposed 7,850 · Balance 0 F6: All such options are presently exercisable. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.42 · Expires 2028-03-16 | Direct | 5,107 |
Reported balance
After 2023-03-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2023-03-20 · Exercise / conversion · Disposed 5,107 · Balance 5,107 F7: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 16, 2024. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.47 · Expires 2029-03-15 | Direct | 7,653 |
Reported balance
After 2023-03-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2023-03-20 · Exercise / conversion · Disposed 3,827 · Balance 7,653 F8: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable evenly over two years on March 15, 2024 and March 15, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.13 to $33.255 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.8601 to $32.96 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $32.61 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Includes 8,241 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. 1,715 restricted stock units will vest on March 16, 2024, 2,676 restricted stock units will vest evenly over two years on March 15, 2024 and March 15, 2025 and 3,850 restricted stock units will vest evenly over three years on March 14, 2024, March 14, 2025 and March 14, 2026. All such vests assume continued employment through the applicable dates.
F6: All such options are presently exercisable.
F7: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 16, 2024.
F8: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable evenly over two years on March 15, 2024 and March 15, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2018 Filed Sep 12, 2018 20:02 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 4,812 | $28.91 | $139,122.62 |
DisclosureSEC source: 0001209191-18-050731 · doc4.xml · nonDerivative · entry 4 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,528 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $28.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 30,750 shares of restricted stock and 12,778 performance share awards. Each share of restricted stock and performance share awards represents the right to receive, upon vesting, one share of common stock. 23,428 shares of restricted stock will vest evenly over two years on March 3, 2019 and 2020. 814 shares of restricted stock will vest on March 4, 2019. The remaining 6,508 restricted shares will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The 12,778 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 20:02 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 4,812 | $28.21 | $135,746.52 |
DisclosureSEC source: 0001209191-18-050731 · doc4.xml · nonDerivative · entry 3 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 20:02 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 15,117 | $28.91 | $437,056.66 |
DisclosureSEC source: 0001209191-18-050731 · doc4.xml · nonDerivative · entry 2 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,528 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $28.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 20:02 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 15,117 | $20.98 | $317,154.66 |
DisclosureSEC source: 0001209191-18-050731 · doc4.xml · nonDerivative · entry 1 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 18:24 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 12,529 | $25.24 | $316,231.96 |
DisclosureSEC source: 0001209191-18-017826 · doc4.xml · nonDerivative · entry 2 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,528 F2 · balance_after: Includes, in addition to the 6,508 shares described in Note (1), 24,242 shares of restricted stock and 12,778 performance share awards. Each share of restricted stock and performance share awards represents the right to receive, upon vesting, one share of common stock. 23,428 shares of restricted stock will vest evenly over two years on March 3, 2019 and 2020. The remaining 814 shares of restricted stock will vest on March 4, 2019. The 12,778 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 18:24 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 6,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017826 · doc4.xml · nonDerivative · entry 1 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,057 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021, assuming continued employment through the applicable vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:09 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 12,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012595 · doc4.xml · nonDerivative · entry 1 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,549 F1 · shares: Represents performance share awards granted to the Reporting Person on March 3, 2017 under the Issuer's 2013 Incentive Plan, as amended. On February 20, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to such performance share awards. 50% of such shares will vest on each of the second and third anniversaries of the grant date, subject to the Reporting Person's continuous service through such dates. F2 · balance_after: Includes, in addition to the 12,778 shared described in Note (1), 36,771 shares of restricted stock. Each share of restricted stock represents the right to receive, upon vesting, one share of common stock. 1,628 shares of restricted stock will vest evenly on March 4, 2018 and March 4, 2019. 35,143 shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 18:01 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionStock Option (right to buy) · Derivative | 21,161 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0001209191-17-037408 · doc4.xml · derivative · entry 4 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,117 Underlying: Common stock, par value $0.001 per share · 21,161 shares Expires 2022-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The remaining options become exercisable in five equal quarterly installments at the end of each calendar quarter beginning June 30, 2017 and continuing through June 30, 2018. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 18:01 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 21,161 | $24.23 | $512,830.49 |
DisclosureSEC source: 0001209191-17-037408 · doc4.xml · nonDerivative · entry 3 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,771 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.21 to $24.25 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Amount consists of 36,771 shares of restricted stock. Each share of restricted stock represents the right to receive, upon vesting, one share of common stock. 1,628 shares of restricted stock will vest evenly on March 4, 2018 and March 4, 2019. 35,143 shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 18:01 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 21,161 | $20.98 | $443,957.78 |
DisclosureSEC source: 0001209191-17-037408 · doc4.xml · nonDerivative · entry 2 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 18:01 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 815 | $24.18 | $19,706.70 |
DisclosureSEC source: 0001209191-17-037408 · doc4.xml · nonDerivative · entry 1 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,771 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 17:34 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 35,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018901 · doc4.xml · nonDerivative · entry 1 Sanders Dan J · CIK 0001686510 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,586 F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date. F2 · balance_after: Includes, in addition to the 35,143 restricted shares described in Note (1), 815 shares of common stock and 1,628 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, assuming continued employment through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.