Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | IAA CEO & President | March 02, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date March 02, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 77,168.6532 |
Ending reported balance
After 2019-03-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-03-02 · Exercise / conversion · Acquired 965 · Balance 77,596.6532 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. Row 2 · 2019-03-02 · Tax withholding · Disposed 428 · Balance 77,168.6532 F2: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,930 |
Reported balance
After 2019-03-02 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-03-02 · Exercise / conversion · Disposed 965 · Balance 1,930 F3: Converts into common stock on a 1-for-1 basis. F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,091 |
Reported balance
Holding disclosure · report date 2019-03-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,091 F3: Converts into common stock on a 1-for-1 basis. F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,496 |
Reported balance
Holding disclosure · report date 2019-03-02 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,496 F3: Converts into common stock on a 1-for-1 basis. F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.
F2: Shares withheld by the Company to satisfy tax withholding requirements.
F3: Converts into common stock on a 1-for-1 basis.
F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.
F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.
F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IAA, Inc.
Report date March 20, 2023 · Filed March 21, 2023
Section 16 reporting ended · disclosed 2023-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-03-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-20 · Grant · Acquired 84,436 · Balance 276,669.65 F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. Row 2 · 2023-03-20 · Disposition to issuer · Disposed 276,669.65 · Balance 0 F3: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes. F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. F4: In addition to the restricted stock units described in footnote 1, includes 44,222 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time. |
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.97 · Expires 2029-07-29 | Direct | 0 |
Reported balance
After 2023-03-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-20 · Disposition to issuer · Disposed 41,914 · Balance 0 F5: This option, which provided for vesting in three equal annual installments beginning on July 29, 2020, was assumed by RBA at the Effective Time and converted into an option to purchase a number of RBA common shares and at an exercise price, in each case determined based on the equity award exchange ratio. The RBA common shares underlying the option will be subject to the same terms and conditions, including vesting, exercise, expiration and forfeiture terms, applicable to the option as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,
F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time.
F3: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes.
F4: In addition to the restricted stock units described in footnote 1, includes 44,222 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time.
F5: This option, which provided for vesting in three equal annual installments beginning on July 29, 2020, was assumed by RBA at the Effective Time and converted into an option to purchase a number of RBA common shares and at an exercise price, in each case determined based on the equity award exchange ratio. The RBA common shares underlying the option will be subject to the same terms and conditions, including vesting, exercise, expiration and forfeiture terms, applicable to the option as of immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2023 Filed Mar 21, 2023 17:51 UTC | IAA, Inc. IAA · Entity 115305 | Disposition to issuerEmployee stock option (right to buy) · Derivative | 41,914 | Not disclosed Strike: $46.97 | Not disclosed |
DisclosureSEC source: 0000899243-23-009329 · doc4.xml · derivative · entry 3 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,914 shares Expires 2029-07-29 F5 · price: This option, which provided for vesting in three equal annual installments beginning on July 29, 2020, was assumed by RBA at the Effective Time and converted into an option to purchase a number of RBA common shares and at an exercise price, in each case determined based on the equity award exchange ratio. The RBA common shares underlying the option will be subject to the same terms and conditions, including vesting, exercise, expiration and forfeiture terms, applicable to the option as of immediately prior to the Effective Time. F5 · derivative.exercise_date: This option, which provided for vesting in three equal annual installments beginning on July 29, 2020, was assumed by RBA at the Effective Time and converted into an option to purchase a number of RBA common shares and at an exercise price, in each case determined based on the equity award exchange ratio. The RBA common shares underlying the option will be subject to the same terms and conditions, including vesting, exercise, expiration and forfeiture terms, applicable to the option as of immediately prior to the Effective Time. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 17:51 UTC | IAA, Inc. IAA · Entity 115305 | Disposition to issuerCommon Stock | 276,669.65 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-009329 · doc4.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes. F1 · price: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2 · price: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. F3 · price: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes. F4 · price: In addition to the restricted stock units described in footnote 1, includes 44,222 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 17:51 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 84,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-009329 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,669.65 F1 · shares: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2 · shares: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. F1 · price: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2 · price: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:06 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 2,504 | $42.97 | $107,596.88 |
DisclosureSEC source: 0000899243-23-005006 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,233.65 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 19:54 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 11,095 | $42.83 | $475,198.85 |
DisclosureSEC source: 0000899243-23-004657 · doc4.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,737.65 F2 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 19:54 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 30,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-004657 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,832.65 F1 · shares: Represents shares of common stock underlying an award of restricted stock units previously granted by the Issuer on February 20, 2020, the vesting of which was subject to the Issuer's achievement of previously established performance criteria over a multi-year measurement period. The Compensation Committee of the Issuer's Board of Directors has certified achievement of the performance criteria, and the number of shares of common stock reported herein consists of the shares underlying the award that were earned based upon such achievement. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 15:06 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 1,909 | $42.56 | $81,247.04 |
DisclosureSEC source: 0000899243-23-004167 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,618.65 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 16:29 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 301 | $37.73 | $11,356.73 |
DisclosureSEC source: 0000899243-22-027391 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,527.65 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 17:40 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 38,571 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012821 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,828.65 F1 · kind: Represents a grant of restricted stock units that vest in three substantially equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| March 07, 2022 Filed Mar 8, 2022 10:20 UTC | IAA, Inc. IAA · Entity 115305 | PurchaseCommon Stock | 5,000 | $32.28 | $161,402.00 |
DisclosureSEC source: 0000899243-22-009861 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,257.65 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.28 to $32.29 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 17:16 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 342 | $34.66 | $11,853.72 |
DisclosureSEC source: 0000899243-22-007662 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,257.65 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:06 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 1,656 | $45.82 | $75,877.92 |
DisclosureSEC source: 0000899243-22-006200 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,599.65 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 20:10 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 1,885 | $44.77 | $84,391.45 |
DisclosureSEC source: 0000899243-22-005098 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,255.65 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 17:26 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 5,405 | $50.62 | $273,601.10 |
DisclosureSEC source: 0000899243-22-000556 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,140.65 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 17:07 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 454 | $59.37 | $26,953.98 |
DisclosureSEC source: 0000899243-21-031005 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,545.65 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. F2 · balance_after: Includes 47.6539 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:49 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 3,123 | $58.02 | $181,196.46 |
DisclosureSEC source: 0000899243-21-009901 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,926 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| March 02, 2021 Filed Aug 2, 2021 17:03 UTC Amendment | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 9,026 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-031001 · doc4a.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,952 F1 · shares: Represents shares of common stock received upon the vesting of performance-based restricted stock units previously granted to the Reporting Person prior to the Issuer's spin-off from KAR Auction Services, Inc. These shares were inadvertently omitted from the Form 4 filed by the Reporting Person on March 4, 2021 to report the withholding of shares of common stock to satisfy tax withholding obligations related to the vesting of such awards. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 16:05 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 342 | $60.96 | $20,848.32 |
DisclosureSEC source: 0000899243-21-008006 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,049 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:15 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 16,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-006448 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,391 F1 · kind: The Reporting Person was issued an equity grant of 16,952 restricted stock units on February 10, 2021, which will vest in three substantially equal annual installments beginning on February 10, 2022, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes the restricted stock units reported herein. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 06:31 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 1,854 | $63.46 | $117,654.84 |
DisclosureSEC source: 0000899243-21-005367 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,439 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person on February 5, 2020. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 16:53 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 454 | $44.95 | $20,407.30 |
DisclosureSEC source: 0000899243-20-020892 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,293 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 21:39 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 283 | $43.62 | $12,344.46 |
DisclosureSEC source: 0000899243-20-006875 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,747 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 17:50 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 3,397 | $48.41 | $164,448.77 |
DisclosureSEC source: 0000899243-20-005935 · doc4.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,030 F2 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of the restricted stock units reported herein and restricted stock units previously granted to the Reporting Person on February 24, 2017. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 17:50 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005935 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,427 F1 · shares: Represents shares of common stock received upon the vesting of restricted stock units previously granted to the Reporting Person prior to the Issuer's spin-off from KAR Auction Services, Inc. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 21:26 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 342 | $48.96 | $16,744.32 |
DisclosureSEC source: 0000899243-20-005862 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,927 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:07 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 18,314 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003541 · doc4.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,269 F4 · kind: The reporting person was issued an equity grant of 18,314 restricted stock units on February 5, 2020, which will vest in three substantially equal annual installments beginning on February 5, 2021, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 77,168 shares of common stock received in a pro rata distribution of the common stock of the Issuer in its spin-off from KAR, of which the reporting person was a stockholder. F3 · balance_after: In addition to the restricted stock units reported herein, includes (i) 1,091 restricted stock units vesting on February 24, 2020, (ii) 1,930 restricted stock units vesting in two equal annual installments beginning on March 2, 2020, (iii) 3,496 restricted stock units vesting in three substantially equal annual installments beginning on February 22, 2020, and (iv) 3,070 restricted stock units vesting in three equal annual installments beginning on July 29, 2020. The restricted stock units described in clauses (i) to (iii) were received in connection with the spin-off of the Issuer from KAR. All outstanding restricted stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:07 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 12,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003541 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,955 F1 · kind: The reporting person was issued an equity award of performance restricted stock units in 2019 by KAR Auction Services, Inc. (KAR) that was converted in the spinoff of the Issuer from KAR into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of the award before and after the spin-off. These performance-based restricted stock units of the Issuer were eligible to vest based on 2019 performance. On February 4, 2020, the number of restricted stock units that was eligible to vest based on 2019 performance was determined. The number of units reported above will vest on February 17, 2022, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 77,168 shares of common stock received in a pro rata distribution of the common stock of the Issuer in its spin-off from KAR, of which the reporting person was a stockholder. F3 · balance_after: In addition to the restricted stock units reported herein, includes (i) 1,091 restricted stock units vesting on February 24, 2020, (ii) 1,930 restricted stock units vesting in two equal annual installments beginning on March 2, 2020, (iii) 3,496 restricted stock units vesting in three substantially equal annual installments beginning on February 22, 2020, and (iv) 3,070 restricted stock units vesting in three equal annual installments beginning on July 29, 2020. The restricted stock units described in clauses (i) to (iii) were received in connection with the spin-off of the Issuer from KAR. All outstanding restricted stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 19:08 UTC | IAA, Inc. IAA · Entity 115305 | GrantEmployee stock option (right to buy) · Derivative | 41,914 | $0.00 Strike: $46.97 | $0.00 |
DisclosureSEC source: 0000899243-19-020725 · doc4.xml · derivative · entry 2 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,914 Underlying: Common Stock · 41,914 shares Expires 2029-07-29 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on July 29, 2020. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 19:08 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 3,070 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-020725 · doc4.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,755 F1 · kind: The reporting person was issued an equity award of 3,070 restricted stock units on July 29, 2019, which will vest in three equal annual installments beginning on July 29, 2020. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock. F2 · balance_after: Includes 77,168 shares of common stock received in a pro rata distribution of the common stock of the Issuer in its spin-off from KAR Auction Services, Inc (KAR), of which the reporting person was a stockholder. F3 · balance_after: In addition to the restricted stock units granted on July 29, 2019 as reported herein, includes (i) 1,091 restricted stock units vesting on February 24, 2020, (ii) 1,930 restricted stock units vesting in two equal annual installments beginning on March 2, 2020 and (iii) 3,496 restricted stock units vesting in three substantially equal annual installments beginning on February 22, 2020. The restricted stock units were received in connection with the spin-off of the Issuer from KAR. All outstanding restricted stock units of KAR were converted into adjusted awards of both KAR and the Issuer with the intent to maintain the economic value of those awards before and after the spin-off. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's common stock. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 17:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000040 · wf-form4_155182416122607.xml · derivative · entry 4 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,930 Underlying: Common Stock · 965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 17:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 428 | $47.72 | $20,424.16 |
DisclosureSEC source: 0001395942-19-000040 · wf-form4_155182416122607.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,168.6532 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 17:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000040 · wf-form4_155182416122607.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,596.6532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · derivative · entry 6 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,091 Underlying: Common Stock · 1,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 484 | $47.06 | $22,777.04 |
DisclosureSEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · nonDerivative · entry 4 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,631.6532 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2019 Filed Feb 26, 2019 21:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · nonDerivative · entry 3 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,115.6532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 3,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · derivative · entry 8 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,496 Underlying: Common Stock · 3,496 shares Expires not disclosed F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · derivative · entry 5 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vested on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 517 | $47.06 | $24,330.02 |
DisclosureSEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,024.6532 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000033 · wf-form4_155123312809572.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,541.6532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2019. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 4,856 | $53.85 | $261,495.60 |
DisclosureSEC source: 0001395942-19-000019 · wf-form4_155079460301757.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,375.6532 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 19:16 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 13,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000019 · wf-form4_155079460301757.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,231.6532 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative operating adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2016 and ending on December 31, 2018. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 19, 2019. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 2,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000056 · wf-form4_152038915677030.xml · derivative · entry 4 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,895 Underlying: Common Stock · 2,895 shares Expires not disclosed F1 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · derivative · entry 6 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,182 Underlying: Common Stock · 1,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 484 | $51.42 | $24,887.28 |
DisclosureSEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · nonDerivative · entry 4 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,881.6532 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · nonDerivative · entry 3 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,365.6532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · derivative · entry 5 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166 Underlying: Common Stock · 1,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 517 | $50.87 | $26,299.79 |
DisclosureSEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,274.6532 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000050 · wf-form4_151969797935022.xml · nonDerivative · entry 1 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,791.6532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000038 · wf-form4_151934084995629.xml · derivative · entry 3 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 475 | $50.49 | $23,982.75 |
DisclosureSEC source: 0001395942-18-000038 · wf-form4_151934084995629.xml · nonDerivative · entry 2 Kett John W · CIK 0001295822 · IAA CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,625.6532 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.