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DSOUZA FRANCISCO

Disclosed activity across 3 companies

Tapewire entity
11521
SEC CIK
0001231715

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH · Entity 473DirectorFebruary 24, 2020February 26, 2020
GENERAL ELECTRIC COGE · Entity 2813DirectorMarch 31, 2023April 04, 2023
MongoDB, Inc.MDB · Entity 3107DirectorJune 30, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COGNIZANT TECHNOLOGY SOLUTIONS CORP

Report date February 24, 2020 · Filed February 26, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect150,772 Ending reported balance After 2020-02-24 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-02-24 · Sale · Disposed 25,867 · Balance 162,324

F1: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.635 to $68.61, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Row 2 · 2020-02-24 · Sale · Disposed 11,302 · Balance 151,022

F1: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.63 to $69.35, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Row 3 · 2020-02-24 · Sale · Disposed 250 · Balance 150,772

F1: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.635 to $68.61, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.63 to $69.35, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

GENERAL ELECTRIC CO

Report date March 31, 2023 · Filed April 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect28,924 Reported balance After 2023-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-03-31 · Grant · Acquired 920 · Balance 28,924

F1: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3: Payable beginning one year after termination of service as a director.

MongoDB, Inc.

Report date June 30, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,606 Ending reported balance After 2026-06-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-30 · Grant · Acquired 767 · Balance 8,422

F1: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2027 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

Row 2 · 2026-06-30 · Grant · Acquired 184 · Balance 8,606

F2: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price as of the date immediately prior to the date of issuance and the amount of fees owed to the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2027 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

F2: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price as of the date immediately prior to the date of issuance and the amount of fees owed to the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 03, 2016 Filed Dec 6, 2016 22:40 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 3,185 $54.02 $172,053.70
Disclosure

SEC source: 0001209191-16-153717 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,362

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
December 03, 2016 Filed Dec 6, 2016 22:40 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 6,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153717 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on December 3, 2013.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:02 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 4,734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153506 · doc4.xml · derivative · entry 7

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,878

Underlying: Class A Common Stock · 4,734 shares

Expires 2016-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · derivative.exercise_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

F6 · derivative.expiration_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:02 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 5,492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153506 · doc4.xml · derivative · entry 6

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,970

Underlying: Class A Common Stock · 5,492 shares

Expires 2016-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock units were granted on December 1, 2014 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2017.

F5 · derivative.expiration_date: The restricted stock units were granted on December 1, 2014 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2017.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:02 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,455 $54.08 $132,766.40
Disclosure

SEC source: 0001209191-16-153506 · doc4.xml · nonDerivative · entry 4

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,405

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:02 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 4,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153506 · doc4.xml · nonDerivative · entry 3

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on November 30, 2015.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:02 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,848 $54.08 $154,019.84
Disclosure

SEC source: 0001209191-16-153506 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,126

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
December 01, 2016 Filed Dec 6, 2016 00:02 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 5,492 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153506 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on December 1, 2014.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:13 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,660 $30.07 $79,986.20
Disclosure

SEC source: 0001231205-16-000186 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,732

Underlying: Common Stock · 2,660 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 15:13 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 6,142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-140351 · doc4.xml · derivative · entry 4

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

Underlying: Class A Common Stock · 6,142 shares

Expires 2016-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on December 3, 2013 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 3, 2016.

F4 · derivative.expiration_date: The restricted stock units were granted on December 3, 2013 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 3, 2016.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 15:13 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 3,185 $58.36 $185,876.60
Disclosure

SEC source: 0001209191-16-140351 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,482

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
September 03, 2016 Filed Sep 7, 2016 15:13 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 6,142 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-140351 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on December 3, 2013.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 4,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-139935 · doc4.xml · derivative · entry 7

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,612

Underlying: Class A Common Stock · 4,735 shares

Expires 2016-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · derivative.exercise_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

F6 · derivative.expiration_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 5,492 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-139935 · doc4.xml · derivative · entry 6

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,462

Underlying: Class A Common Stock · 5,492 shares

Expires 2016-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock units were granted on December 1, 2014 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2017.

F5 · derivative.expiration_date: The restricted stock units were granted on December 1, 2014 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2017.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,456 $57.59 $141,441.04
Disclosure

SEC source: 0001209191-16-139935 · doc4.xml · nonDerivative · entry 4

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,525

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 4,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-139935 · doc4.xml · nonDerivative · entry 3

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on November 30, 2015.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,848 $57.59 $164,016.32
Disclosure

SEC source: 0001209191-16-139935 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,246

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 14:13 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 5,492 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-139935 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on December 1, 2014.

Read SEC document
July 01, 2016 Filed Jul 5, 2016 20:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,262 $30.39 $68,742.18
Disclosure

SEC source: 0001231205-16-000145 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,834

Underlying: Common Stock · 2,262 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.39 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 01, 2016 Filed Apr 4, 2016 20:28 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,236 $30.74 $68,734.64
Disclosure

SEC source: 0001231205-16-000119 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,346

Underlying: Common Stock · 2,236 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
January 04, 2016 Filed Jan 4, 2016 22:46 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,247 $30.60 $68,758.20
Disclosure

SEC source: 0001231205-16-000095 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,883

Underlying: Common Stock · 2,247 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.60 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
October 01, 2015 Filed Oct 2, 2015 18:37 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,763 $24.88 $68,743.44
Disclosure

SEC source: 0001231205-15-000067 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,444

Underlying: Common Stock · 2,763 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.88 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2015 Filed Jul 1, 2015 20:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,523 $27.25 $68,751.75
Disclosure

SEC source: 0001231205-15-000038 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,486

Underlying: Common Stock · 2,523 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.25 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 30, 2015 Filed May 1, 2015 20:05 UTC GENERAL ELECTRIC CO GE · Entity 2813 PurchaseCommon stock 36,500 $27.26 $994,990.00
Disclosure

SEC source: 0001231205-15-000033 · edgar.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

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April 01, 2015 Filed Apr 4, 2015 01:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,477 $25.24 $62,519.48
Disclosure

SEC source: 0001206774-15-001166 · dsouza.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,553

Underlying: Common Stock · 2,477 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.24 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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January 02, 2015 Filed Jan 5, 2015 22:06 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,453 $25.48 $62,502.44
Disclosure

SEC source: 0001231205-15-000006 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,922

Underlying: Common Stock · 2,453 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.48 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2014 Filed Oct 1, 2014 20:01 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,409 $25.95 $62,513.55
Disclosure

SEC source: 0001231205-14-000086 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,349

Underlying: Common Stock · 2,409 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2014 Filed Jul 2, 2014 19:04 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,330 $26.82 $62,490.60
Disclosure

SEC source: 0001231205-14-000058 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,842

Underlying: Common Stock · 2,330 shares

Expires not disclosed

F1 · security: Acquired at a price of $26.82 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 01, 2014 Filed Apr 3, 2014 20:58 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,435 $25.67 $62,506.45
Disclosure

SEC source: 0001231205-14-000035 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,437

Underlying: Common Stock · 2,435 shares

Expires not disclosed

F1 · security: Acquired at a price of $25.67 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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December 31, 2013 Filed Jan 3, 2014 20:42 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,300 $27.18 $62,514.00
Disclosure

SEC source: 0001231205-14-000005 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,944

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.18 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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October 01, 2013 Filed Oct 3, 2013 19:47 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,613 $23.92 $62,502.96
Disclosure

SEC source: 0001231205-13-000111 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,615

Underlying: Common Stock · 2,613 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.92 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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July 01, 2013 Filed Jul 3, 2013 22:30 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,657 $23.52 $62,492.64
Disclosure

SEC source: 0001231205-13-000063 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

Underlying: Common Stock · 2,657 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.52 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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April 02, 2013 Filed Apr 3, 2013 18:40 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 1,335 $23.40 $31,239.00
Disclosure

SEC source: 0001231205-13-000029 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335

Underlying: Common Stock · 1,335 shares

Expires not disclosed

F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.