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DSOUZA FRANCISCO

Disclosed activity across 3 companies

Tapewire entity
11521
SEC CIK
0001231715

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH · Entity 473DirectorFebruary 24, 2020February 26, 2020
GENERAL ELECTRIC COGE · Entity 2813DirectorMarch 31, 2023April 04, 2023
MongoDB, Inc.MDB · Entity 3107DirectorJune 30, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COGNIZANT TECHNOLOGY SOLUTIONS CORP

Report date February 24, 2020 · Filed February 26, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect150,772 Ending reported balance After 2020-02-24 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-02-24 · Sale · Disposed 25,867 · Balance 162,324

F1: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.635 to $68.61, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Row 2 · 2020-02-24 · Sale · Disposed 11,302 · Balance 151,022

F1: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.63 to $69.35, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Row 3 · 2020-02-24 · Sale · Disposed 250 · Balance 150,772

F1: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.635 to $68.61, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.63 to $69.35, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

GENERAL ELECTRIC CO

Report date March 31, 2023 · Filed April 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect28,924 Reported balance After 2023-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-03-31 · Grant · Acquired 920 · Balance 28,924

F1: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $91.00 per unit pursuant to the terms of the 2022 Long-Term Incentive Plan.

F2: Each unit of phantom stock is the economic equivalent of one share of the issuer's common stock.

F3: Payable beginning one year after termination of service as a director.

MongoDB, Inc.

Report date June 30, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,606 Ending reported balance After 2026-06-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-30 · Grant · Acquired 767 · Balance 8,422

F1: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2027 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

Row 2 · 2026-06-30 · Grant · Acquired 184 · Balance 8,606

F2: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price as of the date immediately prior to the date of issuance and the amount of fees owed to the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units issued to the Reporting Person pursuant to the annual equity grant under the Issuer's non-employee director compensation policy. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer and has no expiration date. The shares underlying the restricted stock unit award shall vest in full on the earlier of (i) the first anniversary of the grant date and (ii) the date of the Issuer's 2027 annual stockholders' meeting, subject to the Reporting Person providing continuous service to the Issuer through such date.

F2: Represents fully vested shares issued to the Reporting Person who elected to receive stock in lieu of cash for services as a director under the Issuer's non-employee director compensation policy. The number of shares was calculated based on the 30-day volume-weighted average share price as of the date immediately prior to the date of issuance and the amount of fees owed to the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2018 Filed Oct 3, 2018 20:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 6,301 $12.30 $77,502.30
Disclosure

SEC source: 0001231205-18-000146 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,890

Underlying: Common Stock · 6,301 shares

Expires not disclosed

F1 · security: Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 02, 2018 Filed Sep 5, 2018 19:44 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 5,228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049493 · doc4.xml · derivative · entry 9

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,363

Underlying: Class A Common Stock · 5,228 shares

Expires 2018-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F8 · derivative.exercise_date: The restricted stock units were granted on March 2, 2017 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 2, 2017, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 2, 2020.

F8 · derivative.expiration_date: The restricted stock units were granted on March 2, 2017 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 2, 2017, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 2, 2020.

Read SEC document
September 02, 2018 Filed Sep 5, 2018 19:44 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,842 $78.43 $222,898.06
Disclosure

SEC source: 0001209191-18-049493 · doc4.xml · nonDerivative · entry 6

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,268

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
September 02, 2018 Filed Sep 5, 2018 19:44 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 5,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049493 · doc4.xml · nonDerivative · entry 5

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on March 2, 2017.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 19:44 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 4,018 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049493 · doc4.xml · derivative · entry 8

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,175

Underlying: Class A Common Stock · 4,018 shares

Expires 2018-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F7 · derivative.exercise_date: The restricted stock units were granted on February 26, 2018 under the Cognizant Technology Solutions Corporation 2017 Incentive Award Plan and vest in quarterly installments over three years, commencing on June 1, 2018, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 1, 2021.

F7 · derivative.expiration_date: The restricted stock units were granted on February 26, 2018 under the Cognizant Technology Solutions Corporation 2017 Incentive Award Plan and vest in quarterly installments over three years, commencing on June 1, 2018, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 1, 2021.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 19:44 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 4,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049493 · doc4.xml · derivative · entry 7

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,735

Underlying: Class A Common Stock · 4,735 shares

Expires 2018-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · derivative.exercise_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

F6 · derivative.expiration_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 19:44 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,199 $78.43 $172,467.57
Disclosure

SEC source: 0001209191-18-049493 · doc4.xml · nonDerivative · entry 4

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,882

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 19:44 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 4,018 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049493 · doc4.xml · nonDerivative · entry 3

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on February 26, 2018.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 19:44 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,574 $78.43 $201,878.82
Disclosure

SEC source: 0001209191-18-049493 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,063

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
September 01, 2018 Filed Sep 5, 2018 19:44 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 4,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049493 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on November 30, 2015.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:50 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 5,825 $13.52 $78,754.00
Disclosure

SEC source: 0001231205-18-000082 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,038

Underlying: Common Stock · 5,825 shares

Expires not disclosed

F1 · security: Acquired at a price of $13.52 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:18 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 36,354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041024 · doc4.xml · derivative · entry 3

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,709

Underlying: Class A Common Stock · 36,354 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: The performance-based restricted stock units (the "PSUs") were granted on February 16, 2016 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan. In accordance with the PSU award agreement, 1/3 of the vested PSUs were issuable on July 1, 2018, provided the reporting person remained in the Company's service through such date. The remaining 2/3 of the vested PSUs shall be issued on January 1, 2019, provided that the reporting person remains in the Company's service through such date.

F4 · derivative.expiration_date: The performance-based restricted stock units (the "PSUs") were granted on February 16, 2016 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan. In accordance with the PSU award agreement, 1/3 of the vested PSUs were issuable on July 1, 2018, provided the reporting person remained in the Company's service through such date. The remaining 2/3 of the vested PSUs shall be issued on January 1, 2019, provided that the reporting person remains in the Company's service through such date.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:18 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 17,706 $78.99 $1,398,596.94
Disclosure

SEC source: 0001209191-18-041024 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,902

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 20:18 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 36,354 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-041024 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of the Company's Class A Common Stock received from the vesting of 1/3 of the vested performance-based restricted stock units previously granted to the reporting person under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan on February 16, 2016.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 20:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 5,227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035718 · doc4.xml · derivative · entry 9

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,591

Underlying: Class A Common Stock · 5,227 shares

Expires 2018-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F8 · derivative.exercise_date: The restricted stock units were granted on March 2, 2017 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 2, 2017, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 2, 2020.

F8 · derivative.expiration_date: The restricted stock units were granted on March 2, 2017 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 2, 2017, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 2, 2020.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 20:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,545 $76.87 $195,634.15
Disclosure

SEC source: 0001209191-18-035718 · doc4.xml · nonDerivative · entry 6

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,254

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
June 02, 2018 Filed Jun 5, 2018 20:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 5,227 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035718 · doc4.xml · nonDerivative · entry 5

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on March 2, 2017.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 4,017 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035718 · doc4.xml · derivative · entry 8

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,193

Underlying: Class A Common Stock · 4,017 shares

Expires 2018-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F7 · derivative.exercise_date: The restricted stock units were granted on February 26, 2018 under the Cognizant Technology Solutions Corporation 2017 Incentive Award Plan and vest in quarterly installments over three years, commencing on June 1, 2018, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 1, 2021.

F7 · derivative.expiration_date: The restricted stock units were granted on February 26, 2018 under the Cognizant Technology Solutions Corporation 2017 Incentive Award Plan and vest in quarterly installments over three years, commencing on June 1, 2018, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 1, 2021.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 4,734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035718 · doc4.xml · derivative · entry 7

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,470

Underlying: Class A Common Stock · 4,734 shares

Expires 2018-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · derivative.exercise_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

F6 · derivative.expiration_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 1,974 $76.87 $151,741.38
Disclosure

SEC source: 0001209191-18-035718 · doc4.xml · nonDerivative · entry 4

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,572

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 4,017 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035718 · doc4.xml · nonDerivative · entry 3

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on February 26, 2018.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,305 $76.87 $177,185.35
Disclosure

SEC source: 0001209191-18-035718 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,529

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 4,734 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035718 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on November 30, 2015.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:04 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030173 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,100

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:12 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 5,068 $14.06 $71,256.08
Disclosure

SEC source: 0001231205-18-000051 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,747

Underlying: Common Stock · 5,068 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:56 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 5,227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017337 · doc4.xml · derivative · entry 3

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,818

Underlying: Class A Common Stock · 5,227 shares

Expires 2018-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on March 2, 2017 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 2, 2017, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 2, 2020.

F4 · derivative.expiration_date: The restricted stock units were granted on March 2, 2017 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 2, 2017, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 2, 2020.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:56 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,554 $81.28 $207,589.12
Disclosure

SEC source: 0001209191-18-017337 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,425

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 21:56 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 5,227 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017337 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on March 2, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:53 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 4,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016549 · doc4.xml · derivative · entry 3

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,204

Underlying: Class A Common Stock · 4,735 shares

Expires 2018-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

F4 · derivative.expiration_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:53 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,313 $80.65 $186,543.45
Disclosure

SEC source: 0001209191-18-016549 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,752

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:53 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 4,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-016549 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on November 30, 2015.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:16 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 109,063 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014481 · doc4.xml · derivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,063

Underlying: Class A Common Stock · 109,063 shares

Expires not disclosed

F3 · security: Represents the total number of performance-based restricted stock units ("PSUs") that are eligible to vest as a result of the Company having attained certain performance milestones, as determined by the Company's Compensation Committee on February 26, 2018 based upon the Company's audited financial statements for the 2016 and 2017 fiscal years. The PSUs were granted on February 16, 2016 pursuant to the Company's 2009 Incentive Compensation Plan. In accordance with the award agreement, 1/3rd and 2/3rds of the PSUs that are eligible to vest will vest on July 1, 2018 and January 1, 2019, respectively, provided in each case that the reporting person remains in the Company's service through such date. Each PSU represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_price: Represents the total number of performance-based restricted stock units ("PSUs") that are eligible to vest as a result of the Company having attained certain performance milestones, as determined by the Company's Compensation Committee on February 26, 2018 based upon the Company's audited financial statements for the 2016 and 2017 fiscal years. The PSUs were granted on February 16, 2016 pursuant to the Company's 2009 Incentive Compensation Plan. In accordance with the award agreement, 1/3rd and 2/3rds of the PSUs that are eligible to vest will vest on July 1, 2018 and January 1, 2019, respectively, provided in each case that the reporting person remains in the Company's service through such date. Each PSU represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · price: Represents the total number of performance-based restricted stock units ("PSUs") that are eligible to vest as a result of the Company having attained certain performance milestones, as determined by the Company's Compensation Committee on February 26, 2018 based upon the Company's audited financial statements for the 2016 and 2017 fiscal years. The PSUs were granted on February 16, 2016 pursuant to the Company's 2009 Incentive Compensation Plan. In accordance with the award agreement, 1/3rd and 2/3rds of the PSUs that are eligible to vest will vest on July 1, 2018 and January 1, 2019, respectively, provided in each case that the reporting person remains in the Company's service through such date. Each PSU represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: Represents the total number of performance-based restricted stock units ("PSUs") that are eligible to vest as a result of the Company having attained certain performance milestones, as determined by the Company's Compensation Committee on February 26, 2018 based upon the Company's audited financial statements for the 2016 and 2017 fiscal years. The PSUs were granted on February 16, 2016 pursuant to the Company's 2009 Incentive Compensation Plan. In accordance with the award agreement, 1/3rd and 2/3rds of the PSUs that are eligible to vest will vest on July 1, 2018 and January 1, 2019, respectively, provided in each case that the reporting person remains in the Company's service through such date. Each PSU represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.expiration_date: Represents the total number of performance-based restricted stock units ("PSUs") that are eligible to vest as a result of the Company having attained certain performance milestones, as determined by the Company's Compensation Committee on February 26, 2018 based upon the Company's audited financial statements for the 2016 and 2017 fiscal years. The PSUs were granted on February 16, 2016 pursuant to the Company's 2009 Incentive Compensation Plan. In accordance with the award agreement, 1/3rd and 2/3rds of the PSUs that are eligible to vest will vest on July 1, 2018 and January 1, 2019, respectively, provided in each case that the reporting person remains in the Company's service through such date. Each PSU represents a contingent right to receive one share of the Company's Class A Common Stock.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:16 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GrantRestricted Stock Units · Derivative 48,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014481 · doc4.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,210

Underlying: Class A Common Stock · 48,210 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on February 26, 2018 under the Cognizant Technology Solutions Corporation 2017 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 1, 2018, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 1, 2021.

F2 · derivative.expiration_date: The restricted stock units were granted on February 26, 2018 under the Cognizant Technology Solutions Corporation 2017 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 1, 2018, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 1, 2021.

Read SEC document
January 11, 2018 Filed Jan 12, 2018 21:58 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock Option (Right to Buy) · Derivative 155,663 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001209191-18-003448 · doc4.xml · derivative · entry 6

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 155,663 shares

Expires 2018-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Such options were granted on December 9, 2008 pursuant to the Company's Amended and Restated 1999 Incentive Compensation Plan, as amended. Such options were 100% vested on December 9, 2012. The Date Exercisable above reflects the first anniversary date of such options.

Read SEC document
January 11, 2018 Filed Jan 12, 2018 21:58 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 155,663 $74.06 $11,527,670.16
Disclosure

SEC source: 0001209191-18-003448 · doc4.xml · nonDerivative · entry 4

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,330

F1 · kind: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.20, inclusive.

Read SEC document
January 11, 2018 Filed Jan 12, 2018 21:58 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 155,663 $9.11 $1,417,311.62
Disclosure

SEC source: 0001209191-18-003448 · doc4.xml · nonDerivative · entry 3

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 21:58 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock Option (Right to Buy) · Derivative 84,337 $0.00 Strike: $9.11 $0.00
Disclosure

SEC source: 0001209191-18-003448 · doc4.xml · derivative · entry 5

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,663

Underlying: Class A Common Stock · 84,337 shares

Expires 2018-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Such options were granted on December 9, 2008 pursuant to the Company's Amended and Restated 1999 Incentive Compensation Plan, as amended. Such options were 100% vested on December 9, 2012. The Date Exercisable above reflects the first anniversary date of such options.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 21:58 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 SaleClass A Common Stock 84,337 $74.00 $6,241,123.54
Disclosure

SEC source: 0001209191-18-003448 · doc4.xml · nonDerivative · entry 2

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,330

F1 · kind: Such shares were sold pursuant to a Rule 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.02, inclusive. The reporting person undertakes to provide to Cognizant Technology Solutions Corporation, any security holder of Cognizant Technology Solutions Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 21:58 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 84,337 $9.11 $767,888.39
Disclosure

SEC source: 0001209191-18-003448 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:15 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 4,039 $17.64 $71,247.96
Disclosure

SEC source: 0001231205-18-000014 · edgar.xml · derivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,306

Underlying: Common Stock · 4,039 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 19, 2017 Filed Dec 21, 2017 18:39 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 GiftClass A Common Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066755 · doc4.xml · nonDerivative · entry 1

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,330

Read SEC document
December 02, 2017 Filed Dec 5, 2017 20:48 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 5,227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063840 · doc4.xml · derivative · entry 12

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,045

Underlying: Class A Common Stock · 5,227 shares

Expires 2017-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F10 · derivative.exercise_date: The restricted stock units were granted on March 2, 2017 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 2, 2017, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 2, 2020.

F10 · derivative.expiration_date: The restricted stock units were granted on March 2, 2017 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on June 2, 2017, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on March 2, 2020.

Read SEC document
December 02, 2017 Filed Dec 5, 2017 20:48 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,695 $71.36 $192,315.20
Disclosure

SEC source: 0001209191-17-063840 · doc4.xml · nonDerivative · entry 8

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,350

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

Read SEC document
December 02, 2017 Filed Dec 5, 2017 20:48 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 5,227 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063840 · doc4.xml · nonDerivative · entry 7

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on March 2, 2017.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 20:48 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 4,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063840 · doc4.xml · derivative · entry 11

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,939

Underlying: Class A Common Stock · 4,735 shares

Expires 2017-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F9 · derivative.exercise_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

F9 · derivative.expiration_date: The restricted stock units were granted on November 30, 2015 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2016, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units will be fully vested on the twelfth quarterly vesting date. The stock units will be fully vested on December 1, 2018.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 20:48 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 5,493 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063840 · doc4.xml · derivative · entry 10

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,493 shares

Expires 2017-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F8 · derivative.exercise_date: The restricted stock units were granted on December 1, 2014 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2015, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units would be fully vested on the twelfth quarterly vesting date. The stock units were fully vested on December 1, 2017.

F8 · derivative.expiration_date: The restricted stock units were granted on December 1, 2014 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan and vest in quarterly installments over three years, commencing on March 1, 2015, with 1/12th of the stock units vesting on each quarterly vesting date so that the stock units would be fully vested on the twelfth quarterly vesting date. The stock units were fully vested on December 1, 2017.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 20:48 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionRestricted Stock Units · Derivative 100,263 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063840 · doc4.xml · derivative · entry 9

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 100,263 shares

Expires 2017-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F7 · derivative.exercise_date: The performance-based restricted stock units were granted on December 1, 2014 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan. In accordance with the performance-based restricted stock unit award, 1/3 of the vested performance-based restricted stock units were issuable on June 1, 2016, provided the reporting person remained in the Company's service through such anniversary date. The remaining 2/3 of the vested performance-based restricted stock units were issuable on December 1, 2017, provided that the reporting person remained in the Company's service through such anniversary date.

F7 · derivative.expiration_date: The performance-based restricted stock units were granted on December 1, 2014 under the Cognizant Technology Solutions Corporation 2009 Incentive Compensation Plan. In accordance with the performance-based restricted stock unit award, 1/3 of the vested performance-based restricted stock units were issuable on June 1, 2016, provided the reporting person remained in the Company's service through such anniversary date. The remaining 2/3 of the vested performance-based restricted stock units were issuable on December 1, 2017, provided that the reporting person remained in the Company's service through such anniversary date.

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December 01, 2017 Filed Dec 5, 2017 20:48 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,441 $71.36 $174,189.76
Disclosure

SEC source: 0001209191-17-063840 · doc4.xml · nonDerivative · entry 6

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,818

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

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December 01, 2017 Filed Dec 5, 2017 20:48 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Exercise / conversionClass A Common Stock 4,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063840 · doc4.xml · nonDerivative · entry 5

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares of the Company's Class A Common Stock received from the vesting of 1/12 of the restricted stock unit award granted on November 30, 2015.

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December 01, 2017 Filed Dec 5, 2017 20:48 UTC COGNIZANT TECHNOLOGY SOLUTIONS CORP CTSH · Entity 473 Tax withholdingClass A Common Stock 2,832 $71.36 $202,091.52
Disclosure

SEC source: 0001209191-17-063840 · doc4.xml · nonDerivative · entry 4

DSOUZA FRANCISCO · CIK 0001231715 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,524

F2 · shares: Represents the portion of shares of Class A Common Stock that the Company determined to settle in cash to pay applicable tax withholding.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.