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NOTO LUCIO A

Disclosed activity across 4 companies

Tapewire entity
11518
SEC CIK
0001180541

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALTRIA GROUP, INC.MO · Entity 188DirectorFebruary 29, 2008March 04, 2008
PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680DirectorMarch 01, 2018March 05, 2018
Philip Morris International Inc.PM · Entity 2818DirectorMarch 31, 2023April 04, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALTRIA GROUP, INC.

Report date February 29, 2008 · Filed March 04, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect22,287 Reported balance After 2008-02-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2008-02-29 · Grant · Acquired 116 · Balance 22,287

F3: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4: These units were acquired on February 29, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F6: The average of the high and low price of Altria Group, Inc. common stock on February 29, 2008.

F5: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F7: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since January 31, 2008, the date of the last reportable transaction.

Common StockSEC Table I · non-derivativeDirect38,187 Reported balance Holding disclosure · report date 2008-02-29 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 38,187

F1: Includes 12,300 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. This number remains unchanged since January 31, 2008, the date of the last reportable transaction.

Common StockSEC Table I · non-derivativeIndirectBy Wife17,085 Reported balance Holding disclosure · report date 2008-02-29 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 17,085

F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 12,300 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors. This number remains unchanged since January 31, 2008, the date of the last reportable transaction.

F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F4: These units were acquired on February 29, 2008 pursuant to the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors.

F5: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.

F6: The average of the high and low price of Altria Group, Inc. common stock on February 29, 2008.

F7: Share equivalents held under the deferred fee program of the Altria 1992 Compensation Plan for Non-Employee Directors. This includes an increase of 116 share equivalents acquired under the deferred fee program since January 31, 2008, the date of the last reportable transaction.

PENSKE AUTOMOTIVE GROUP, INC.

Report date March 01, 2018 · Filed March 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock Units (Phantom Stock)SEC Table II · derivative / convertible securityDirect52,291.49 Reported balance After 2018-03-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-03-01 · Grant · Acquired 391.87 · Balance 52,291.49

F1: One for one.

F4: Price is not relevant to this transaction.

F2: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3: Not Applicable.

Filing footnotes · ownership attribution and instrument terms

F1: One for one.

F2: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3: Not Applicable.

F4: Price is not relevant to this transaction.

Philip Morris International Inc.

Report date March 31, 2023 · Filed April 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect133,248 Reported balance After 2023-03-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-03-31 · Grant · Acquired 502 · Balance 133,248

F4: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F5: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023.

F6: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

Common StockSEC Table I · non-derivativeDirect90,820 Reported balance Holding disclosure · report date 2023-03-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 90,820

F1: Includes 90,523 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,113 deferred shares acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

Common StockSEC Table I · non-derivativeIndirectBy Trust22,196 Reported balance Holding disclosure · report date 2023-03-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 22,196

F2: Shares held by the reporting person in a revocable trust for the benefit of the reporting person.

Common StockSEC Table I · non-derivativeIndirectBy Spouse17,085 Reported balance Holding disclosure · report date 2023-03-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 17,085

F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 90,523 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 1,113 deferred shares acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

F2: Shares held by the reporting person in a revocable trust for the benefit of the reporting person.

F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F5: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023.

F8: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

INTERNATIONAL BUSINESS MACHINES CORP

Report date October 28, 2008 · Filed October 29, 2008

Section 16 reporting ended · disclosed 2008-10-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct18,433 Reported balance After 2008-10-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2008-10-28 · Grant · Acquired 187 · Balance 18,433

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2023 Filed Apr 4, 2023 16:52 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 502 $97.03 $48,706.55
Disclosure

SEC source: 0001413329-23-000110 · wf-form4_168064153297675.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,248

Underlying: Common Stock · 502 shares

Expires not disclosed

F4 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F5 · shares: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2023, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2023.

F6 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,628 phantom stock units acquired through the reinvestment of dividends since December 31, 2022, the date of the last reportable transaction.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 16:06 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 483 $100.86 $48,715.38
Disclosure

SEC source: 0001413329-23-000003 · wf-form4_167286632649024.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,118

Underlying: Common Stock · 483 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F4 · shares: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on December 31, 2022, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on December 30, 2022.

F5 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,882 phantom stock units acquired through the reinvestment of dividends since September 30, 2022, the date of the last reportable transaction.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 15:07 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock · Derivative 576 $84.61 $48,735.36
Disclosure

SEC source: 0001180541-22-000001 · wf-form4_166491043893088.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,753

Underlying: Common Stock · 576 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F4 · shares: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on September 30, 2022, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2022.

F5 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,746 phantom stock units acquired through the reinvestment of dividends since June 30, 2022, the date of the last reportable transaction.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 16:23 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 496 $98.38 $48,794.00
Disclosure

SEC source: 0001413329-22-000066 · wf-form4_165670699115895.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,431

Underlying: Common Stock · 496 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · shares: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on June 30, 2022, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F4 · price: The average of the high and low price of Philip Morris International Inc. common stock on June 30, 2022.

F3 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F3 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

Read SEC document
May 04, 2022 Filed May 6, 2022 17:22 UTC Philip Morris International Inc. PM · Entity 2818 OtherPhantom Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001182489-22-000038 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,935

Underlying: Common Stock · 0 shares

Expires not disclosed

F5 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis.

F6 · shares: No phantom stock units acquired or disposed.

F7 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,540 phantom stock units acquired through the reinvestment of dividends since March 31, 2022, the date of the last reportable transaction.

Read SEC document
May 04, 2022 Filed May 6, 2022 17:22 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock 1,759 $99.53 $175,073.27
Disclosure

SEC source: 0001182489-22-000038 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,213

F1 · shares: Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.

F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 4, 2022.

F3 · balance_after: Includes 86,916 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 2,806 deferred shares, reflecting the 2022 stock award and 1,047 deferred shares acquired through the reinvestment of dividends since March 31, 2022, the date of the last reportable transaction.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 15:06 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 518 $94.05 $48,715.31
Disclosure

SEC source: 0001182489-22-000029 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,395

Underlying: Common Stock · 518 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F4 · shares: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2022, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2022.

F5 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,530 phantom stock units acquired through the reinvestment of dividends since December 31, 2021, the date of the last reportable transaction.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 15:21 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 516 $94.62 $48,823.92
Disclosure

SEC source: 0001182489-22-000001 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,347

Underlying: Common Stock · 516 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F4 · shares: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on December 31, 2021, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on December 31, 2021.

F5 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,519 phantom stock units acquired through the reinvestment of dividends since September 30, 2021, the date of the last reportable transaction.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 14:59 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 503 $96.83 $48,702.98
Disclosure

SEC source: 0001182489-21-000114 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,312

Underlying: Common Stock · 503 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F4 · shares: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on June 30, 2021, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2021.

F5 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,430 phantom stock units acquired through the reinvestment of dividends since June 30, 2021, the date of the last reportable transaction.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 16:19 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 671 $98.67 $66,204.22
Disclosure

SEC source: 0001182489-21-000107 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,379

Underlying: Common Stock · 671 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F4 · shares: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on June 30, 2021, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on June 30, 2021.

F5 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:44 UTC Philip Morris International Inc. PM · Entity 2818 OtherPhantom Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001182489-21-000099 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,708

Underlying: Common Stock · 0 shares

Expires not disclosed

F5 · derivative.exercise_price: Phantom stock units convert to common stock on a 1-for-1 basis.

F6 · shares: No phantom stock units acquired or disposed.

F7 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,529 phantom stock units acquired through the reinvestment of dividends since March 31, 2021, the date of the last reportable transaction.

Read SEC document
May 05, 2021 Filed May 7, 2021 16:44 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock 1,839 $95.18 $175,026.83
Disclosure

SEC source: 0001182489-21-000099 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,340

F1 · shares: Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.

F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 5, 2021.

F3 · balance_after: Includes 81,043 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 2,877 deferred shares, reflecting the 2021 stock award and 1,038 deferred shares acquired through the reinvestment of dividends since March 31, 2021, the date of the last reportable transaction.

Read SEC document
March 31, 2021 Filed Apr 5, 2021 16:18 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 1,040 $88.89 $92,440.40
Disclosure

SEC source: 0001182489-21-000081 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,179

Underlying: Common Stock · 1,040 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F4 · shares: Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on March 31, 2021, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F6 · price: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2021.

F5 · derivative.exercise_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F5 · derivative.expiration_date: These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F7 · balance_after: Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,635 phantom stock units acquired through the reinvestment of dividends since December 31, 2020, the date of the last reportable transaction.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 15:50 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 645 $82.11 $52,957.73
Disclosure

SEC source: 0001182489-21-000001 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,504

Underlying: Common Stock · 645 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on December 31, 2020, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on December 31, 2020.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,685 share equivalents acquired through the reinvestment of dividends since September 30, 2020, the date of the last reportable transaction.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 19:52 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 534 $74.82 $39,953.88
Disclosure

SEC source: 0000899243-20-026976 · doc4.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,174

Underlying: Common Stock · 534 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on September 30, 2020, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2020.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,765 share equivalents acquired through the reinvestment of dividends since June 30, 2020, the date of the last reportable transaction.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 14:58 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 572 $69.95 $40,011.40
Disclosure

SEC source: 0001182489-20-000115 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,875

Underlying: Common Stock · 572 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on June 30, 2020, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on June 30, 2020.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

Read SEC document
May 06, 2020 Filed May 8, 2020 16:05 UTC Philip Morris International Inc. PM · Entity 2818 OtherPhantom Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001182489-20-000097 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,303

Underlying: Common Stock · 0 shares

Expires not disclosed

F6 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F7 · shares: No share equivalents acquired or disposed.

F8 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F9 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,627 share equivalents acquired through the reinvestment of dividends since March 31, 2020, the date of the last reportable transaction to the SEC.

Read SEC document
May 06, 2020 Filed May 8, 2020 16:05 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock 2,464 $71.04 $175,042.56
Disclosure

SEC source: 0001182489-20-000097 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,975

F1 · shares: Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.

F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 6, 2020.

F3 · balance_after: Includes 74,678 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors, including an increase of 1,091 shares acquired through the reinvestment of dividends since March 31, 2020, the date of the last reportable transaction to the SEC.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 15:22 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 543 $73.61 $39,970.23
Disclosure

SEC source: 0001182489-20-000084 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,676

Underlying: Common Stock · 543 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on March 31, 2020, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2020.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,385 share equivalents acquired through the reinvestment of dividends since December 31, 2019, the date of the last reportable transaction.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 15:41 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 439 $85.34 $37,462.07
Disclosure

SEC source: 0001182489-20-000008 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,748

Underlying: Common Stock · 439 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on December 31, 2019, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on December 31, 2019.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,536 share equivalents acquired through the reinvestment of dividends since September 30, 2019, the date of the last reportable transaction.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 15:22 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 496 $75.61 $37,500.08
Disclosure

SEC source: 0001182489-19-000214 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,773

Underlying: Common Stock · 496 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on September 30, 2019, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2019.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,434 share equivalents acquired through the reinvestment of dividends since June 28, 2019, the date of the last reportable transaction.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 15:05 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 480 $78.11 $37,492.80
Disclosure

SEC source: 0001182489-19-000188 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,843

Underlying: Common Stock · 480 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on June 28, 2019, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on June 28, 2019.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

Read SEC document
May 01, 2019 Filed May 3, 2019 15:14 UTC Philip Morris International Inc. PM · Entity 2818 OtherPhantom Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001182489-19-000167 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,363

Underlying: Common Stock · 0 shares

Expires not disclosed

F6 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F7 · shares: No share equivalents acquired or disposed.

F8 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F9 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,311 share equivalents acquired through the reinvestment of dividends since March 29, 2019, the date of the last reportable transaction to the SEC.

Read SEC document
May 01, 2019 Filed May 3, 2019 15:14 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock 2,026 $86.41 $175,066.66
Disclosure

SEC source: 0001182489-19-000167 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,477

F1 · shares: Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.

F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 1, 2019.

F3 · balance_after: Includes 68,180 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors, including an increase of 869 shares acquired through the reinvestment of dividends since March 29, 2019, the date of the last reportable transaction to the SEC.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 16:24 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 427 $87.80 $37,488.47
Disclosure

SEC source: 0001182489-19-000154 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,052

Underlying: Common Stock · 427 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on March 29, 2019, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on March 29, 2019.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,601 share equivalents acquired through the reinvestment of dividends since December 31, 2018, the date of the last reportable transaction.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 15:56 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 564 $66.51 $37,511.64
Disclosure

SEC source: 0001182489-19-000011 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,024

Underlying: Common Stock · 564 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on December 31, 2018, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on December 31, 2018.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,322 share equivalents acquired through the reinvestment of dividends since September 28, 2018, the date of the last reportable transaction.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 15:49 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 460 $81.68 $37,572.80
Disclosure

SEC source: 0001182489-18-000432 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,138

Underlying: Common Stock · 460 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on September 28, 2018, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on September 28, 2018.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,279 share equivalents acquired through the reinvestment of dividends since June 29, 2018, the date of the last reportable transaction.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 14:29 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 461 $81.32 $37,488.52
Disclosure

SEC source: 0001182489-18-000302 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,399

Underlying: Common Stock · 461 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on June 29, 2018, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on June 29, 2018.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

Read SEC document
May 09, 2018 Filed May 11, 2018 15:15 UTC Philip Morris International Inc. PM · Entity 2818 OtherPhantom Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001182489-18-000222 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,938

Underlying: Common Stock · 0 shares

Expires not disclosed

F6 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F7 · shares: No share equivalents acquired or disposed.

F8 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F9 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 966 share equivalents acquired through the reinvestment of dividends since March 30, 2018, the date of the last reportable transaction to the SEC.

Read SEC document
May 09, 2018 Filed May 11, 2018 15:15 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock 2,138 $81.88 $175,059.44
Disclosure

SEC source: 0001182489-18-000222 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,772

F1 · shares: Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.

F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 9, 2018.

F3 · balance_after: Includes 62,475 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors, including an increase of 630 shares acquired through the reinvestment of dividends since March 30, 2018, the date of the last reportable transaction to the SEC.

Read SEC document
March 30, 2018 Filed Apr 3, 2018 15:36 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 375 $100.12 $37,543.13
Disclosure

SEC source: 0001182489-18-000185 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,972

Underlying: Common Stock · 375 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on March 30, 2018, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on March 30, 2018.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 915 share equivalents acquired through the reinvestment of dividends since December 29, 2017, the date of the last reportable transaction.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 21:39 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 391.87 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-016491 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,291.49

Underlying: Common Stock · 391.87 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 15:22 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 402 $105.76 $42,515.52
Disclosure

SEC source: 0001182489-18-000003 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,682

Underlying: Common Stock · 402 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on December 29, 2017, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on December 29, 2017.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 835 share equivalents acquired through the reinvestment of dividends since September 29, 2017, the date of the last reportable transaction.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 21:12 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 4,831.08 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-065671 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,899.62

Underlying: Common Stock · 4,831.08 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:06 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 316.86 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-063505 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,068.53

Underlying: Common Stock · 316.86 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 15:15 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 381 $111.62 $42,525.32
Disclosure

SEC source: 0001182489-17-000514 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,445

Underlying: Common Stock · 381 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on September 29, 2017, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on September 29, 2017.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 777 share equivalents acquired through the reinvestment of dividends since June 30, 2017, the date of the last reportable transaction.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:09 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 344.47 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-051259 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,751.67

Underlying: Common Stock · 344.47 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 15:06 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 361 $117.75 $42,505.95
Disclosure

SEC source: 0001182489-17-000400 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,287

Underlying: Common Stock · 361 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on June 30, 2017, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on June 30, 2017.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:11 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 330.04 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-037188 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,407.2

Underlying: Common Stock · 330.04 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 03, 2017 Filed May 5, 2017 15:26 UTC Philip Morris International Inc. PM · Entity 2818 OtherPhantom Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001182489-17-000308 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,926

Underlying: Common Stock · 0 shares

Expires not disclosed

F6 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F7 · shares: No share equivalents acquired or disposed.

F8 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F9 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 796 share equivalents acquired through the reinvestment of dividends since March 31, 2017, the date of the last reportable transaction to the SEC.

Read SEC document
May 03, 2017 Filed May 5, 2017 15:26 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock 1,586 $110.41 $175,110.26
Disclosure

SEC source: 0001182489-17-000308 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,343

F1 · shares: Deferred shares awarded under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors.

F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 3, 2017.

F3 · balance_after: Includes 58,046 deferred shares held under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors, including an increase of 514 shares acquired through the reinvestment of dividends since March 31, 2017, the date of the last reportable transaction to the SEC.

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March 31, 2017 Filed Apr 4, 2017 12:12 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 375 $113.30 $42,485.63
Disclosure

SEC source: 0001182489-17-000283 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,130

Underlying: Common Stock · 375 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on March 31, 2017, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on March 31, 2017.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 975 share equivalents acquired through the reinvestment of dividends since December 30, 2016, the date of the last reportable transaction.

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March 01, 2017 Filed Mar 2, 2017 21:58 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 270.88 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-016749 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,077.16

Underlying: Common Stock · 270.88 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

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December 30, 2016 Filed Jan 4, 2017 15:46 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 464 $91.73 $42,560.40
Disclosure

SEC source: 0001182489-17-000006 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,780

Underlying: Common Stock · 464 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on December 30, 2016, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on December 30, 2016.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 909 share equivalents acquired through the reinvestment of dividends since September 30, 2016, the date of the last reportable transaction.

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December 14, 2016 Filed Dec 15, 2016 22:37 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 4,757.72 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-155480 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,806.27

Underlying: Common Stock · 4,757.72 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 21:03 UTC PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 GrantDeferred Stock Units (Phantom Stock) · Derivative 228.88 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-152980 · doc4.xml · derivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,048.55

Underlying: Common Stock · 228.88 shares

Expires not disclosed

F1 · derivative.exercise_price: One for one.

F4 · price: Price is not relevant to this transaction.

F2 · derivative.exercise_date: These units are exercisable beginning upon the termination of the reporting person's service from the Company's Board of Directors.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 15:39 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 434 $97.91 $42,492.94
Disclosure

SEC source: 0001182489-16-001265 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,407

Underlying: Common Stock · 434 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on September 30, 2016, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2016.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 820 share equivalents acquired through the reinvestment of dividends since June 30, 2016, the date of the last reportable transaction.

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June 30, 2016 Filed Jul 5, 2016 15:17 UTC Philip Morris International Inc. PM · Entity 2818 GrantPhantom Stock Units · Derivative 423 $100.42 $42,475.55
Disclosure

SEC source: 0001182489-16-001162 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,153

Underlying: Common Stock · 423 shares

Expires not disclosed

F4 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F5 · shares: These units were acquired on June 30, 2016, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

F7 · price: The average of the high and low price of Philip Morris International Inc. common stock on June 30, 2016.

F6 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F6 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.

Read SEC document
May 04, 2016 Filed May 6, 2016 15:51 UTC Philip Morris International Inc. PM · Entity 2818 OtherPhantom Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001182489-16-001076 · edgar.xml · derivative · entry 4

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,730

Underlying: Common Stock · 0 shares

Expires not disclosed

F6 · derivative.exercise_price: Phantom Stock Units convert to common stock on a 1-for-1 basis.

F7 · shares: No share equivalents acquired or disposed.

F8 · derivative.exercise_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F8 · derivative.expiration_date: These units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.

F9 · balance_after: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 823 share equivalents acquired through the reinvestment of dividends since March 31, 2016, the date of the last reportable transaction to the SEC.

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May 04, 2016 Filed May 6, 2016 15:51 UTC Philip Morris International Inc. PM · Entity 2818 GrantCommon Stock 1,782 $98.23 $175,036.95
Disclosure

SEC source: 0001182489-16-001076 · edgar.xml · nonDerivative · entry 1

NOTO LUCIO A · CIK 0001180541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,481

F1 · shares: Deferred shares awarded under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors.

F2 · price: The average of the high and low price of Philip Morris International Inc. common stock on May 4, 2016.

F3 · balance_after: Includes 54,184 deferred shares held under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors, including an increase of 524 shares acquired through the reinvestment of dividends since March 31, 2016, the date of the last reportable transaction to the SEC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.