Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | Director | April 03, 2023 | April 05, 2023 |
| DXC Technology CoDXC · Entity 4594 | Director · President and CEO | May 21, 2026 | May 26, 2026 |
| Doma Holdings, Inc.CAP · Entity 85310 | Director | December 04, 2020 | December 08, 2020 |
| GameStop Corp.GME · Entity 3621 | Director | January 15, 2021 | January 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date April 03, 2023 · Filed April 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 1,610 |
Reported balance
After 2023-04-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-04-03 · Grant · Acquired 397 · Balance 1,610 F1: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2: Includes 397 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.
F2: Includes 397 RSUs.
DXC Technology Co
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 775,892 |
Reported balance
After 2026-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-21 · Tax withholding · Disposed 28,937 · Balance 775,892 F1: Shares withheld to satisfy tax liabilities arising from 73,537 restricted stock units (RSUs) that vested on May 21, 2026. F2: Amount reported includes unvested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities arising from 73,537 restricted stock units (RSUs) that vested on May 21, 2026.
F2: Amount reported includes unvested RSUs.
Doma Holdings, Inc.
Report date December 04, 2020 · Filed December 08, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 133,333 |
Reported balance
After 2020-12-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-12-04 · Purchase · Acquired 133,333 · Balance 133,333 F1: The warrants will become exercisable commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. |
Filing footnotes · ownership attribution and instrument terms
F1: The warrants will become exercisable commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
GameStop Corp.
Report date January 15, 2021 · Filed January 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 29,289 |
Ending reported balance
After 2021-01-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-01-15 · Sale · Disposed 1,000 · Balance 31,789 F1: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $36.58 to $36.93. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Row 2 · 2021-01-15 · Sale · Disposed 2,500 · Balance 29,289 F2: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $37.88 to $38.34. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $36.58 to $36.93. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
F2: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $37.88 to $38.34. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Kate Spade & Co
Report date July 11, 2017 · Filed July 13, 2017
Section 16 reporting ended · disclosed 2017-07-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $1 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-11 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2017-07-11 · Other · Disposed 78,008 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated as of May 7, 2017 (the "Merger Agreement") by and among Coach, Inc. ("Parent"), Chelsea Merger Sub Inc. ("Purchaser"), and Kate Spade & Company (the "Company"), on July 11, 2017, Purchaser merged with and into the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each share of common stock, par value $1.00 per share, of the Company (each, a "Share") was disposed of pursuant to a tender offer commenced by the Purchaser on May 26, 2017 to acquire any and all of the Company's Shares for $18.50 per Share, net to the Reporting Person in cash, without interest thereon and less any applicable withholding taxes. |
| Common stock, par value $1 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-11 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-07-11 · Disposition to issuer · Disposed 2,163 · Balance 0 F2: Represents Shares that were granted as part of director annual retainer compensation and deferred pursuant to the Company's Outside Directors' Deferral Plan (the "Director Deferral Plan"), pursuant to which the Reporting Person elected to defer the receipt of such Shares (each, a "phantom share"). Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-11 · Other · Disposed 1,544 · Balance 0 F3: These phantom shares represent an equivalent amount of cash compensation (e.g., cash retention and meeting fees) that was deferred under the Director Deferral Plan pursuant to an election made by the Reporting Person. Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated as of May 7, 2017 (the "Merger Agreement") by and among Coach, Inc. ("Parent"), Chelsea Merger Sub Inc. ("Purchaser"), and Kate Spade & Company (the "Company"), on July 11, 2017, Purchaser merged with and into the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each share of common stock, par value $1.00 per share, of the Company (each, a "Share") was disposed of pursuant to a tender offer commenced by the Purchaser on May 26, 2017 to acquire any and all of the Company's Shares for $18.50 per Share, net to the Reporting Person in cash, without interest thereon and less any applicable withholding taxes.
F2: Represents Shares that were granted as part of director annual retainer compensation and deferred pursuant to the Company's Outside Directors' Deferral Plan (the "Director Deferral Plan"), pursuant to which the Reporting Person elected to defer the receipt of such Shares (each, a "phantom share"). Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election.
F3: These phantom shares represent an equivalent amount of cash compensation (e.g., cash retention and meeting fees) that was deferred under the Director Deferral Plan pursuant to an election made by the Reporting Person. Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2021 Filed Jun 5, 2021 00:27 UTC | DXC Technology Co DXC · Entity 4594 | PurchaseCommon Stock | 1,258 | $39.73 | $49,980.34 |
DisclosureSEC source: 0001688568-21-000039 · wf-form4_162285281422985.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,484 F1 · balance_after: Amount reported includes unvested Restricted Stock Units. Read SEC document |
| June 02, 2021 Filed Jun 5, 2021 00:27 UTC | DXC Technology Co DXC · Entity 4594 | PurchaseCommon Stock | 1,258 | $39.73 | $49,974.05 |
DisclosureSEC source: 0001688568-21-000039 · wf-form4_162285281422985.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,226 F1 · balance_after: Amount reported includes unvested Restricted Stock Units. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 21:07 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000077 · wf-form4_161782959614740.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 5, 2021. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 476 RSUs. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 21:50 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 91 | $436.84 | $39,752.80 |
DisclosureSEC source: 0001730168-21-000047 · wf-form4_161558581471130.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,442 F1 · balance_after: Includes 949 restricted stock units. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 01:19 UTC | DXC Technology Co DXC · Entity 4594 | PurchaseCommon Stock | 1,543 | $25.76 | $39,753.85 |
DisclosureSEC source: 0001688568-21-000010 · wf-form4_161309272390446.xml · nonDerivative · entry 6 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,968 F1 · balance_after: Amount reported includes unvested Restricted Stock Units. F2 · balance_after: The reporting person purchased a total of 11,443 shares for $299,679. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 01:19 UTC | DXC Technology Co DXC · Entity 4594 | PurchaseCommon Stock | 400 | $25.77 | $10,306.00 |
DisclosureSEC source: 0001688568-21-000010 · wf-form4_161309272390446.xml · nonDerivative · entry 5 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,425 F1 · balance_after: Amount reported includes unvested Restricted Stock Units. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 01:19 UTC | DXC Technology Co DXC · Entity 4594 | PurchaseCommon Stock | 7,382 | $26.28 | $193,998.96 |
DisclosureSEC source: 0001688568-21-000010 · wf-form4_161309272390446.xml · nonDerivative · entry 4 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,025 F1 · balance_after: Amount reported includes unvested Restricted Stock Units. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 01:19 UTC | DXC Technology Co DXC · Entity 4594 | PurchaseCommon Stock | 200 | $26.27 | $5,254.00 |
DisclosureSEC source: 0001688568-21-000010 · wf-form4_161309272390446.xml · nonDerivative · entry 3 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,643 F1 · balance_after: Amount reported includes unvested Restricted Stock Units. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 01:19 UTC | DXC Technology Co DXC · Entity 4594 | PurchaseCommon Stock | 1,718 | $26.26 | $45,114.68 |
DisclosureSEC source: 0001688568-21-000010 · wf-form4_161309272390446.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,443 F1 · balance_after: Amount reported includes unvested Restricted Stock Units. Read SEC document |
| February 09, 2021 Filed Feb 12, 2021 01:19 UTC | DXC Technology Co DXC · Entity 4594 | PurchaseCommon Stock | 200 | $26.26 | $5,251.00 |
DisclosureSEC source: 0001688568-21-000010 · wf-form4_161309272390446.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,725 F1 · balance_after: Amount reported includes unvested Restricted Stock Units. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 22:12 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 2,500 | $38.08 | $95,200.00 |
DisclosureSEC source: 0001326380-21-000020 · wf-form4_161109431921797.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,289 F2 · price: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $37.88 to $38.34. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 22:12 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 1,000 | $36.78 | $36,780.00 |
DisclosureSEC source: 0001326380-21-000020 · wf-form4_161109431921797.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,789 F1 · price: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $36.58 to $36.93. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 21:15 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 14,492 | $35.12 | $508,959.04 |
DisclosureSEC source: 0001326380-21-000013 · wf-form4_161074528273520.xml · nonDerivative · entry 4 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,789 F4 · price: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.31. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 4 to this Form 4. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 21:15 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 7,492 | $36.05 | $270,086.60 |
DisclosureSEC source: 0001326380-21-000013 · wf-form4_161074528273520.xml · nonDerivative · entry 3 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,281 F3 · price: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.21. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 to this Form 4. Read SEC document |
| January 14, 2021 Filed Jan 15, 2021 21:15 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 3,500 | $40.10 | $140,350.00 |
DisclosureSEC source: 0001326380-21-000013 · wf-form4_161074528273520.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,773 F2 · price: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.32. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4. Read SEC document |
| January 13, 2021 Filed Jan 15, 2021 21:15 UTC | GameStop Corp. GME · Entity 3621 | SaleClass A Common Stock | 9,135 | $33.04 | $301,820.40 |
DisclosureSEC source: 0001326380-21-000013 · wf-form4_161074528273520.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,273 F1 · price: The price reported in Column 4 is a weighted average share price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $32.99 to $33.20. The reporting person undertakes to provide to GameStop Corp., any security holders of GameStop Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:49 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 120 | $416.80 | $50,016.00 |
DisclosureSEC source: 0001730168-20-000209 · wf-form4_160824176481868.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351 F1 · balance_after: Includes 949 restricted stock units. Read SEC document |
| December 04, 2020 Filed Dec 8, 2020 22:23 UTC | Doma Holdings, Inc. CAP · Entity 85310 | PurchaseWarrants · Derivative | 133,333 | $1.50 Strike: $11.50 | $199,999.50 |
DisclosureSEC source: 0001213900-20-041650 · ownership.xml · derivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333 Underlying: Class A Common Stock · 133,333 shares Expires not disclosed F1 · derivative.exercise_date: The warrants will become exercisable commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. F1 · derivative.expiration_date: The warrants will become exercisable commencing on the later of 12 months from the closing of the Issuer's initial public offering and 30 days after the completion of the Issuer's initial business combination, and will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. Read SEC document |
| November 13, 2020 Filed Nov 17, 2020 01:12 UTC | DXC Technology Co DXC · Entity 4594 | PurchaseCommon Stock | 2,415 | $20.63 | $49,809.38 |
DisclosureSEC source: 0001688568-20-000108 · wf-form4_160557551665705.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,525 Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 21:14 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 83 | $363.00 | $30,129.00 |
DisclosureSEC source: 0001730168-20-000166 · wf-form4_159985886218104.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,231 F1 · balance_after: Includes 949 restricted stock units. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 21:14 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 84 | $358.11 | $30,080.82 |
DisclosureSEC source: 0001730168-20-000166 · wf-form4_159985886218104.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148 F1 · balance_after: Includes 949 restricted stock units. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 22:22 UTC | DXC Technology Co DXC · Entity 4594 | GrantCommon Stock | 10,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001688568-20-000064 · wf-form4_159796211599146.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,110 F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director. F2 · balance_after: Amount reported includes unvested RSUs. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:10 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock | 29,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001326380-20-000078 · wf-form4_159233819974747.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,408 F1 · shares: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 20:55 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 949 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-20-000071 · wf-form4_158577453691940.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is March 30, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 949 RSUs. Read SEC document |
| January 10, 2020 Filed Jan 14, 2020 23:56 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 115 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-20-000006 · wf-form4_157904586657941.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115 F1 · acquired: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is January 10, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Represents 115 RSUs. Read SEC document |
| September 24, 2019 Filed Sep 24, 2019 20:55 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 4,900 | $5.07 | $24,843.00 |
DisclosureSEC source: 0001326380-19-000155 · wf-form4_156935851905425.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,119 Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 13:07 UTC | GameStop Corp. GME · Entity 3621 | PurchaseClass A Common Stock | 5,250 | $4.62 | $24,255.00 |
DisclosureSEC source: 0001326380-19-000147 · wf-form4_156898483806875.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,219 Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:07 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock | 25,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001326380-19-000129 · wf-form4_156166595385738.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,969 F2 · shares: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 20:07 UTC | GameStop Corp. GME · Entity 3621 | GrantClass A Common Stock | 2,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001326380-19-000129 · wf-form4_156166595385738.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,698 F1 · shares: Grant of restricted shares vesting on the date of the next Annual Meeting of Stockholders of the Issuer for service as director from April 22, 2019 through June 25, 2019. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 17:08 UTC | Kate Spade & Co KATE · Entity 174445 | OtherPhantom Stock · Derivative | 1,544 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-045054 · doc4.xml · derivative · entry 3 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $1 per share · 1,544 shares Expires not disclosed F3 · derivative.exercise_price: These phantom shares represent an equivalent amount of cash compensation (e.g., cash retention and meeting fees) that was deferred under the Director Deferral Plan pursuant to an election made by the Reporting Person. Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election. F3 · shares: These phantom shares represent an equivalent amount of cash compensation (e.g., cash retention and meeting fees) that was deferred under the Director Deferral Plan pursuant to an election made by the Reporting Person. Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election. F3 · price: These phantom shares represent an equivalent amount of cash compensation (e.g., cash retention and meeting fees) that was deferred under the Director Deferral Plan pursuant to an election made by the Reporting Person. Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election. F3 · derivative.exercise_date: These phantom shares represent an equivalent amount of cash compensation (e.g., cash retention and meeting fees) that was deferred under the Director Deferral Plan pursuant to an election made by the Reporting Person. Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election. F3 · derivative.expiration_date: These phantom shares represent an equivalent amount of cash compensation (e.g., cash retention and meeting fees) that was deferred under the Director Deferral Plan pursuant to an election made by the Reporting Person. Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 17:08 UTC | Kate Spade & Co KATE · Entity 174445 | Disposition to issuerCommon stock, par value $1 per share | 2,163 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-045054 · doc4.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents Shares that were granted as part of director annual retainer compensation and deferred pursuant to the Company's Outside Directors' Deferral Plan (the "Director Deferral Plan"), pursuant to which the Reporting Person elected to defer the receipt of such Shares (each, a "phantom share"). Pursuant to the terms of the Director Deferral Plan, each phantom share was converted into an amount in cash (determined by multiplying $18.50 by the number of phantom shares credited to the Reporting Person's "company stock subaccount" under the Director Deferral Plan) and was transferred and credited to the Reporting Person's "cash subaccount" under the Director Deferral Plan. Following such conversion and transfer, the Reporting Person's cash subaccount balance shall be paid in accordance with the terms of the Director Deferral Plan and the Reporting Person's applicable deferral election. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 17:08 UTC | Kate Spade & Co KATE · Entity 174445 | OtherCommon stock, par value $1 per share | 78,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045054 · doc4.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated as of May 7, 2017 (the "Merger Agreement") by and among Coach, Inc. ("Parent"), Chelsea Merger Sub Inc. ("Purchaser"), and Kate Spade & Company (the "Company"), on July 11, 2017, Purchaser merged with and into the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, each share of common stock, par value $1.00 per share, of the Company (each, a "Share") was disposed of pursuant to a tender offer commenced by the Purchaser on May 26, 2017 to acquire any and all of the Company's Shares for $18.50 per Share, net to the Reporting Person in cash, without interest thereon and less any applicable withholding taxes. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 16:59 UTC | Kate Spade & Co KATE · Entity 174445 | GrantCommon stock, par value $1 per share | 5,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003519 · doc4.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,982 F1 · shares: Reflects grant of shares as part of director annual retainer compensation. These shares are subject to the following restrictions on transfer: 25% of the shares may be transferred following the 1st and 2nd grant date anniversary and the remaining 50% may be transferred following the 3rd grant date anniversary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.