Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTOLIV INCALV · Entity 3593 | President, Autoliv Europe | March 23, 2023 | March 27, 2023 |
| Gentherm IncTHRM · Entity 4845 | President Auto BU | June 11, 2019 | June 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTOLIV INC
Report date March 23, 2023 · Filed March 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2024-02-18 | Direct | 737.8849 |
Reported balance
After 2023-03-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-03-23 · Grant · Acquired 5.4936 · Balance 737.8849 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2025-02-21 | Direct | 656.0197 |
Reported balance
After 2023-03-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-03-23 · Grant · Acquired 4.8841 · Balance 656.0197 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-02-15 | Direct | 701.2206 |
Reported balance
After 2023-03-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-03-23 · Grant · Acquired 5.2206 · Balance 701.2206 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. |
| Performance-Based Restricted Stock Units (2021 Grant)SEC Table II · derivative / convertible security | Direct | 693.6118 |
Reported balance
After 2023-03-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-23 · Grant · Acquired 5.1639 · Balance 693.6118 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F3: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives. |
| Performance-Based Restricted Stock Units (2022 Grant)SEC Table II · derivative / convertible security | Direct | 446.8026 |
Reported balance
After 2023-03-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-03-23 · Grant · Acquired 3.3264 · Balance 446.8026 F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F4: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.
F2: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.
F3: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2023 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
F4: The PSUs, as adjusted if necessary, vest and convert to shares in one installment after the completion of the third one-year performance period ending December 31, 2024 and the Leadership Development and Compensation Committee's certification of the level of achievement of the applicable performance objectives.
Gentherm Inc
Report date June 11, 2019 · Filed June 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,017 |
Reported balance
After 2019-06-11 transaction · row 1
1 source rowRow 1 · 2019-06-11 · Tax withholding · Disposed 1,201 · Balance 35,017 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2021 Filed Feb 22, 2021 13:53 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 694 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-007516 · doc4.xml · derivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President, Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694 Underlying: Common Stock · 694 shares Expires 2024-02-18 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. Read SEC document |
| October 27, 2020 Filed Oct 28, 2020 10:05 UTC | AUTOLIV INC ALV · Entity 3593 | SaleCommon Stock | 1,095 | $80.95 | $88,640.25 |
DisclosureSEC source: 0000899243-20-029426 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,879 F1 · shares: Shares sold by the reporting person to cover taxes associated with the vesting of restricted stock units on September 1, 2020. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 13:03 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionRestricted Stock Unit · Derivative | 2,974.9855 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-023806 · doc4.xml · derivative · entry 2 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,974.9855 shares Expires 2020-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 13:03 UTC | AUTOLIV INC ALV · Entity 3593 | Exercise / conversionCommon Stock | 2,974 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-023806 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 10:13 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 6.3962 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007572 · doc4.xml · derivative · entry 4 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 658.3962 Underlying: Common Stock · 6.3962 shares Expires 2023-02-19 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 10:13 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 9.6371 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007572 · doc4.xml · derivative · entry 3 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 992.001 Underlying: Common Stock · 9.6371 shares Expires 2022-09-01 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 10:13 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 28.9015 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007572 · doc4.xml · derivative · entry 2 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974.9855 Underlying: Common Stock · 28.9015 shares Expires 2021-09-01 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. Read SEC document |
| March 05, 2020 Filed Mar 9, 2020 10:13 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 28.9015 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-007572 · doc4.xml · derivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,974.9855 Underlying: Common Stock · 28.9015 shares Expires 2020-09-01 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. Read SEC document |
| February 19, 2020 Filed Feb 20, 2020 15:58 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-005234 · doc4.xml · derivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652 Underlying: Common Stock · 652 shares Expires 2023-02-19 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 14:02 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 44.1681 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028760 · doc4.xml · derivative · entry 2 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,892.1681 Underlying: Common Stock · 44.1681 shares Expires 2022-09-01 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of September 1, 2019. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of September 1, 2019. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 14:02 UTC | AUTOLIV INC ALV · Entity 3593 | GrantRestricted Stock Unit · Derivative | 7.3639 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-028760 · doc4.xml · derivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President, Autoliv Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982.3639 Underlying: Common Stock · 7.3639 shares Expires 2022-09-01 F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock. F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs. F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of September 1, 2019. F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of September 1, 2019. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 20:14 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,201 | $39.84 | $47,847.84 |
DisclosureSEC source: 0001209191-19-036354 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,017 Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 21:03 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 10,230 | $38.79 | $396,798.17 |
DisclosureSEC source: 0001209191-19-035130 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,218 F1 · price: This price represents the weighted average price of multiple transactions reported on this line. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price Read SEC document |
| April 03, 2019 Filed Apr 10, 2019 19:09 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 3,434 | $38.24 | $131,316.16 |
DisclosureSEC source: 0001209191-19-024223 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,448 Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:57 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 4,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014098 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,882 F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions: one-third on February 25, 2020, one-third on February 25, 2021, and one-third on February 25, 2022. Read SEC document |
| February 24, 2019 Filed Feb 25, 2019 16:30 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,054 | $42.78 | $45,090.12 |
DisclosureSEC source: 0001209191-19-012869 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,133 Read SEC document |
| February 22, 2019 Filed Feb 22, 2019 19:51 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,255 | $41.76 | $52,408.80 |
DisclosureSEC source: 0001209191-19-012478 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,187 Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:53 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionStock Appreciation Right · Derivative | 10,000 | $0.00 Strike: $26.17 | $0.00 |
DisclosureSEC source: 0001209191-18-051969 · doc4.xml · derivative · entry 5 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:53 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionStock Appreciation Right · Derivative | 10,000 | $0.00 Strike: $19.10 | $0.00 |
DisclosureSEC source: 0001209191-18-051969 · doc4.xml · derivative · entry 4 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:53 UTC | Gentherm Inc THRM · Entity 4845 | SaleCommon Stock | 20,000 | $49.15 | $983,000.00 |
DisclosureSEC source: 0001209191-18-051969 · doc4.xml · nonDerivative · entry 3 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,442 Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:53 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 10,000 | $26.17 | $261,700.00 |
DisclosureSEC source: 0001209191-18-051969 · doc4.xml · nonDerivative · entry 2 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2018 Filed Sep 21, 2018 21:53 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 10,000 | $19.10 | $191,000.00 |
DisclosureSEC source: 0001209191-18-051969 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 01:49 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionStock Appreciation Right · Derivative | 10,000 | $0.00 Strike: $19.10 | $0.00 |
DisclosureSEC source: 0001209191-18-044495 · doc4.xml · derivative · entry 3 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2020-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 20,000 Stock Appreciation Rights of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 01:49 UTC | Gentherm Inc THRM · Entity 4845 | Disposition to issuerCommon Stock | 10,000 | $44.05 | $440,500.00 |
DisclosureSEC source: 0001209191-18-044495 · doc4.xml · nonDerivative · entry 2 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,442 Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 01:49 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 10,000 | $19.10 | $191,000.00 |
DisclosureSEC source: 0001209191-18-044495 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 19:03 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 8,257 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037419 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,442 F1 · shares: The shares represent Restricted Stock Units issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in three portions; 2,753 on June 11, 2019,and 2,752 on June 11,2020, and 2,752 on June 11,2021. Read SEC document |
| February 24, 2018 Filed Feb 26, 2018 22:15 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,054 | $31.55 | $33,253.70 |
DisclosureSEC source: 0001209191-18-013437 · doc4.xml · nonDerivative · entry 2 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,185 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:15 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,177 | $31.75 | $37,369.75 |
DisclosureSEC source: 0001209191-18-013437 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,239 Read SEC document |
| February 18, 2018 Filed Feb 20, 2018 22:30 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,150 | $31.65 | $36,397.50 |
DisclosureSEC source: 0001209191-18-011453 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,416 Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 15:32 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 10,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055599 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,566 F1 · shares: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The Restricted Stock Award Agreement provides that the shares granted are subject to forfeiture if the Participant's employment with the Company terminates prior to the 18 month anniversary of the Grant Date (the "Vesting Date"). If the Participant remains employed by the Company through and including the Vesting Date, or if the Participant's employment with the Company is terminated prior to the Vesting Date without Cause or for Good Reason (each as defined in the Restricted Stock Award Agreements), then the shares granted shall immediately vest and no longer be subject to possible forfeiture; provided that, in the case of acceleration upon termination, the participant's right to receive such accelerated vesting is conditioned upon execution of a general release of claims, which becomes irrevocable, for the benefit of the Company. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 16:00 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,054 | $36.55 | $38,523.70 |
DisclosureSEC source: 0001209191-17-014586 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,701 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:47 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionStock Appreication Rights · Derivative | 20,000 | $0.00 Strike: $26.17 | $0.00 |
DisclosureSEC source: 0001209191-17-013827 · doc4.xml · derivative · entry 5 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 20,000 shares Expires 2021-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 60,000 Stock Appreciation Rights of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:47 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionStock Appreciation Right · Derivative | 20,000 | $0.00 Strike: $19.10 | $0.00 |
DisclosureSEC source: 0001209191-17-013827 · doc4.xml · derivative · entry 4 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2020-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 60,000 Stock Appreciation Rights of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:47 UTC | Gentherm Inc THRM · Entity 4845 | Disposition to issuerCommon Stock | 40,000 | $38.05 | $1,522,000.00 |
DisclosureSEC source: 0001209191-17-013827 · doc4.xml · nonDerivative · entry 3 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,755 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:47 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 20,000 | $26.17 | $523,400.00 |
DisclosureSEC source: 0001209191-17-013827 · doc4.xml · nonDerivative · entry 2 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:47 UTC | Gentherm Inc THRM · Entity 4845 | Exercise / conversionCommon Stock | 20,000 | $19.10 | $382,000.00 |
DisclosureSEC source: 0001209191-17-013827 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:03 UTC | Gentherm Inc THRM · Entity 4845 | GrantOption to Purchase Common Stock · Derivative | 45,000 | $0.00 Strike: $38.05 | $0.00 |
DisclosureSEC source: 0001209191-17-013734 · doc4.xml · derivative · entry 2 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2024-02-22 F2 · derivative.exercise_date: Purchase option shares become exercisable in five installments; 9,000 shares on February 22, 2018, 9,000 shares on February 22, 2019, 9,000 shares on February 22, 2020, 9,000 shares on February 22, 2021 and 9,000 shares on February 22, 2022. F3 · balance_after: The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 105,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:03 UTC | Gentherm Inc THRM · Entity 4845 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013734 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,755 F1 · shares: The shares represent Restricted Common Stock issued under the 2013 Equity Incentive Plan that have been granted to the Reporting Person. The shares vest in four portions; 3,750 on February 22, 2018,and 3,750 on February 22,2019, 3,750 on February 22,2020 and 3,750 on February 22, 2021. Read SEC document |
| February 18, 2017 Filed Feb 21, 2017 22:59 UTC | Gentherm Inc THRM · Entity 4845 | Tax withholdingCommon Stock | 1,137 | $35.70 | $40,590.90 |
DisclosureSEC source: 0001209191-17-012848 · doc4.xml · nonDerivative · entry 1 Oldorff Frithjof · CIK 0001550494 · President Auto BU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,755 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.