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Rawlins Roger

Disclosed activity across 1 company

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115113
SEC CIK
0001596811

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Designer Brands Inc.DBI · Entity 6081Director · Chief Executive OfficerMarch 24, 2023March 27, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Designer Brands Inc.

Report date March 24, 2023 · Filed March 27, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common SharesSEC Table I · non-derivativeDirect1,038,812 Ending reported balance After 2023-03-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-03-24 · Exercise / conversion · Acquired 759,724 · Balance 1,383,347

Row 2 · 2023-03-24 · Tax withholding · Disposed 344,535 · Balance 1,038,812

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect16,280 Reported balance After 2023-03-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-03-24 · Exercise / conversion · Disposed 25,509 · Balance 16,280

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-03-24Direct0 Reported balance After 2023-03-24 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-03-24 · Exercise / conversion · Disposed 734,215 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2023 Filed Mar 27, 2023 21:06 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 734,215 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004238 · doc4.xml · derivative · entry 4

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 734,215 shares

Expires 2023-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:06 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 25,509 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004238 · doc4.xml · derivative · entry 3

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,280

Underlying: Class A Common Shares · 25,509 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:06 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 344,535 $8.52 $2,935,438.20
Disclosure

SEC source: 0001225208-23-004238 · doc4.xml · nonDerivative · entry 2

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,038,812

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:06 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 759,724 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004238 · doc4.xml · nonDerivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,383,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2023 Filed Mar 16, 2023 21:36 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 184,723 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-004015 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,126

Underlying: Class A Common Shares · 184,723 shares

Expires 2025-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
December 28, 2022 Filed Dec 30, 2022 14:33 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 9,532 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-012994 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,789

Underlying: Class A Common Shares · 9,532 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
October 06, 2022 Filed Oct 11, 2022 17:12 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 5,484 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010930 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,257

Underlying: Class A Common Shares · 5,484 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:16 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 187,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010240 · doc4.xml · derivative · entry 4

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Class A Common Shares · 187,500 shares

Expires 2023-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:16 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010240 · doc4.xml · derivative · entry 3

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,773

Underlying: Class A Common Shares · 1,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:16 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 85,682 $16.75 $1,435,173.50
Disclosure

SEC source: 0001225208-22-010240 · doc4.xml · nonDerivative · entry 2

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,623

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:16 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 188,934 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010240 · doc4.xml · nonDerivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2022 Filed Jul 8, 2022 16:18 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 7,755 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-008736 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,207

Underlying: Class A Common Shares · 7,755 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
May 06, 2022 Filed May 10, 2022 20:39 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 7,078 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006791 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,452

Underlying: Class A Common Shares · 7,078 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 26, 2022 Filed Mar 29, 2022 22:35 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 213,307 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005208 · doc4.xml · derivative · entry 4

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 213,307 shares

Expires 2022-03-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
March 26, 2022 Filed Mar 29, 2022 22:35 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 15,945 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005208 · doc4.xml · derivative · entry 3

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,123

Underlying: Class A Common Shares · 15,945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 26, 2022 Filed Mar 29, 2022 22:35 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 106,259 $13.69 $1,454,685.71
Disclosure

SEC source: 0001225208-22-005208 · doc4.xml · nonDerivative · entry 2

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,371

Read SEC document
March 26, 2022 Filed Mar 29, 2022 22:35 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 229,252 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005208 · doc4.xml · nonDerivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2022 Filed Mar 28, 2022 21:46 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 221,403 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005127 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,403

Underlying: Class A Common Shares · 221,403 shares

Expires 2025-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 21:42 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 243,825 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-004557 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,375

Underlying: Class A Common Shares · 243,825 shares

Expires 2024-03-23

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 15:35 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 187,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012213 · doc4.xml · derivative · entry 3

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,500

Underlying: Class A Common Shares · 187,500 shares

Expires 2023-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 15:35 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 86,907 $13.22 $1,148,910.54
Disclosure

SEC source: 0001225208-21-012213 · doc4.xml · nonDerivative · entry 2

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,378

Read SEC document
September 08, 2021 Filed Sep 10, 2021 15:35 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 187,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012213 · doc4.xml · nonDerivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 20:45 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 162,550 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005883 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,550

Underlying: Class A Common Shares · 162,550 shares

Expires 2024-03-23

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:13 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 137,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005824 · doc4.xml · derivative · entry 5

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 137,680 shares

Expires 2021-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:13 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 91,785 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005824 · doc4.xml · derivative · entry 4

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 91,785 shares

Expires 2021-03-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

F3 · derivative.exercise_date: Restricted stock unit vests 100% on the third anniversary of the date of grant.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:13 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 26,675 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005824 · doc4.xml · derivative · entry 3

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,068

Underlying: Class A Common Shares · 26,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:13 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 118,723 $16.39 $1,945,869.97
Disclosure

SEC source: 0001225208-21-005824 · doc4.xml · nonDerivative · entry 2

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,785

Read SEC document
March 20, 2021 Filed Mar 23, 2021 21:13 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 256,140 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-005824 · doc4.xml · nonDerivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 14:04 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011382 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A Common Shares · 750,000 shares

Expires 2023-09-08

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

F2 · derivative.exercise_date: Restricted stock units vest 25% on the first and second anniversaries of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 21:54 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 8,684 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-006459 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,369

Underlying: Class A Common Shares · 8,684 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
March 24, 2020 Filed Mar 26, 2020 13:24 UTC Designer Brands Inc. DBI · Entity 6081 GrantRestricted Stock Unit · Derivative 734,215 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005591 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734,215

Underlying: Class A Common Shares · 734,215 shares

Expires 2023-03-24

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
March 18, 2020 Filed Mar 19, 2020 13:56 UTC Designer Brands Inc. DBI · Entity 6081 PurchaseClass A Common Shares 52,265 $2.88 $150,523.20
Disclosure

SEC source: 0001225208-20-005383 · doc4.xml · nonDerivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,368

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $2.8725 to $2.88. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:02 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionRestricted Stock Unit · Derivative 66,348 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001460 · doc4.xml · derivative · entry 4

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 66,348 shares

Expires 2020-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:02 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionDividend Equivalent Rights · Derivative 6,374 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001460 · doc4.xml · derivative · entry 3

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,685

Underlying: Class A Common Shares · 6,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:02 UTC Designer Brands Inc. DBI · Entity 6081 Tax withholdingClass A Common Shares 23,073 $14.90 $343,787.70
Disclosure

SEC source: 0001225208-20-001460 · doc4.xml · nonDerivative · entry 2

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,103

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:02 UTC Designer Brands Inc. DBI · Entity 6081 Exercise / conversionClass A Common Shares 72,722 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-001460 · doc4.xml · nonDerivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 21:52 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 14,318 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000667 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,059

Underlying: Class A Common Shares · 14,318 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 19:38 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 6,144 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013265 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,741

Underlying: Class A Common Shares · 6,144 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Issuer's Class A common stock.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 20:13 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 5,210 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010151 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,597

Underlying: Class A Common Shares · 5,210 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 19:27 UTC Designer Brands Inc. DBI · Entity 6081 GrantDividend Equivalent Rights · Derivative 4,295 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006838 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,387

Underlying: Class A Common Shares · 4,295 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DBI Class A common stock.

Read SEC document
March 26, 2019 Filed Mar 28, 2019 19:34 UTC Designer Brands Inc. DSW · Entity 6081 GrantRestricted Stock Unit · Derivative 136,735 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005874 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,735

Underlying: Class A Common Shares · 136,735 shares

Expires 2022-03-26

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

Read SEC document
March 14, 2019 Filed Mar 15, 2019 20:13 UTC Designer Brands Inc. DSW · Entity 6081 GrantRestricted Stock Unit · Derivative 137,680 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-005363 · doc4.xml · derivative · entry 1

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,680

Underlying: Class A Common Shares · 137,680 shares

Expires 2021-03-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of DSW common stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionStock Option - Right to Buy · Derivative 3,786 $0.00 Strike: $4.65 $0.00
Disclosure

SEC source: 0001225208-19-004421 · doc4.xml · derivative · entry 9

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 3,786 shares

Expires 2019-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionStock Option - Right to Buy · Derivative 4,100 $0.00 Strike: $26.66 $0.00
Disclosure

SEC source: 0001225208-19-004421 · doc4.xml · derivative · entry 8

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756

Underlying: Class A Common Shares · 4,100 shares

Expires 2022-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.

F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionStock Option - Right to Buy · Derivative 9,464 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001225208-19-004421 · doc4.xml · derivative · entry 7

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Shares · 9,464 shares

Expires 2020-03-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.

F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionStock Option - Right to Buy · Derivative 4,113 $0.00 Strike: $17.43 $0.00
Disclosure

SEC source: 0001225208-19-004421 · doc4.xml · derivative · entry 6

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,209

Underlying: Class A Common Shares · 4,113 shares

Expires 2021-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.

F3 · derivative.exercise_date: Option vests 20% per year beginning on the first anniversary of the date of grant.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Designer Brands Inc. DSW · Entity 6081 SaleClass A Common Shares 21,463 $30.26 $649,470.38
Disclosure

SEC source: 0001225208-19-004421 · doc4.xml · nonDerivative · entry 5

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,454

F1 · kind: Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.

F2 · price: Price represents a weighted average of the sale price. Shares were sold at prices ranging from $30.07 to $30.61. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionClass A Common Shares 3,786 $4.65 $17,604.90
Disclosure

SEC source: 0001225208-19-004421 · doc4.xml · nonDerivative · entry 4

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionClass A Common Shares 4,100 $26.66 $109,306.00
Disclosure

SEC source: 0001225208-19-004421 · doc4.xml · nonDerivative · entry 3

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:24 UTC Designer Brands Inc. DSW · Entity 6081 Exercise / conversionClass A Common Shares 4,113 $17.43 $71,689.59
Disclosure

SEC source: 0001225208-19-004421 · doc4.xml · nonDerivative · entry 2

Rawlins Roger · CIK 0001596811 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Option exercises and sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Rawlins on December 28, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.