Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITY BANCORP INC /NJ/UNTY · Entity 5374 | CAO/EVP | March 25, 2023 | March 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITY BANCORP INC /NJ/
Report date March 25, 2023 · Filed March 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted StockSEC Table I · non-derivative | Direct | 9,250 |
Reported balance
After 2023-03-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-25 · Tax withholding · Disposed 523 · Balance 9,250 F1: 523 shares were withheld @ $22.94 per share to cover tax liability on 1,125 restricted shares vesting. F2: 9,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates. |
| Common StockSEC Table I · non-derivative | Direct | 30,357 |
Reported balance
Holding disclosure · report date 2023-03-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 30,357 F3: 30,357 shares are held in an account at Shareworks. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security | Direct | 63,000 |
Reported balance
Holding disclosure · report date 2023-03-25 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 63,000 F4: 63,000 stock options were granted under various dates and vesting periods of which 59,000 are currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: 523 shares were withheld @ $22.94 per share to cover tax liability on 1,125 restricted shares vesting.
F2: 9,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
F3: 30,357 shares are held in an account at Shareworks.
F4: 63,000 stock options were granted under various dates and vesting periods of which 59,000 are currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2018 Filed Mar 13, 2018 17:45 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 4,000 | $21.15 | $84,600.00 |
DisclosureSEC source: 0000920427-18-000051 · wf-form4_152096312482355.xml · nonDerivative · entry 1 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 F1 · shares: 4,000 restricted shares were granted on 3/9/2018 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 1,000 shares on 3/9/19; 1,000 shares on 3/9/20; 1,000 shares on 3/9/21; and 1,000 shares on 3/9/22. F2 · balance_after: 10,700 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| May 16, 2017 Filed May 17, 2017 16:08 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 697 | $3.62 Strike: $3.62 | $2,523.14 |
DisclosureSEC source: 0000920427-17-000036 · wf-form4_149503729391004.xml · derivative · entry 3 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,000 Underlying: Common Stock · 697 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F3 · shares: 797 shares @ $3.62 F2 · derivative.exercise_date: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F2 · derivative.expiration_date: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F4 · balance_after: 76,000 stock options were granted of which 55,000 are currently exercisable. Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:08 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 100 | $3.62 Strike: $3.62 | $362.00 |
DisclosureSEC source: 0000920427-17-000036 · wf-form4_149503729391004.xml · derivative · entry 2 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,000 Underlying: Common Stock · 100 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F3 · shares: 797 shares @ $3.62 F2 · derivative.exercise_date: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F2 · derivative.expiration_date: 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F4 · balance_after: 76,000 stock options were granted of which 55,000 are currently exercisable. Read SEC document |
| May 12, 2017 Filed May 15, 2017 19:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 4,703 | $3.62 Strike: $3.62 | $17,024.86 |
DisclosureSEC source: 0000920427-17-000034 · wf-form4_149487500103803.xml · derivative · entry 5 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,797 Underlying: Common Stock · 4,703 shares Expires 2019-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F3 · shares: 578 shares @ $6.65, 5,500 shares @ $3.99 and 4,703 shares @ $3.62 F2 · derivative.exercise_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F2 · derivative.expiration_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F4 · balance_after: 76,797 stock options were granted of which 55,797 are currently exercisable. Read SEC document |
| May 12, 2017 Filed May 15, 2017 19:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 2,040 | $3.99 Strike: $3.99 | $8,139.60 |
DisclosureSEC source: 0000920427-17-000034 · wf-form4_149487500103803.xml · derivative · entry 4 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,797 Underlying: Common Stock · 2,040 shares Expires 2018-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F3 · shares: 578 shares @ $6.65, 5,500 shares @ $3.99 and 4,703 shares @ $3.62 F2 · derivative.exercise_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F2 · derivative.expiration_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F4 · balance_after: 76,797 stock options were granted of which 55,797 are currently exercisable. Read SEC document |
| May 11, 2017 Filed May 15, 2017 19:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 3,460 | $3.99 Strike: $3.99 | $13,805.40 |
DisclosureSEC source: 0000920427-17-000034 · wf-form4_149487500103803.xml · derivative · entry 3 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,797 Underlying: Common Stock · 3,460 shares Expires 2018-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F3 · shares: 578 shares @ $6.65, 5,500 shares @ $3.99 and 4,703 shares @ $3.62 F2 · derivative.exercise_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F2 · derivative.expiration_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F4 · balance_after: 76,797 stock options were granted of which 55,797 are currently exercisable. Read SEC document |
| May 11, 2017 Filed May 15, 2017 19:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 578 | $6.65 Strike: $6.65 | $3,843.70 |
DisclosureSEC source: 0000920427-17-000034 · wf-form4_149487500103803.xml · derivative · entry 2 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,797 Underlying: Common Stock · 578 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F3 · shares: 578 shares @ $6.65, 5,500 shares @ $3.99 and 4,703 shares @ $3.62 F2 · derivative.exercise_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F2 · derivative.expiration_date: 578 stock options were granted on 2/21/08, which vested one-third per year commencing 2/21/09; 2/21/10 and 2/21/11 at $6.65 per share that expire on 2/21/18. 5,500 stock options were granted on 12/8/08, which vested one-third per year commencing 12/8/09; 12/8/10 and 12/8/11 at $3.99 per share that expire on 12/8/18. 5,500 stock options were granted on 12/10/2009, which vested one-third per year commencing 12/10/10; 12/10/11 and 12/10/12 at $3.62 per share that expire on 12/10/19. F4 · balance_after: 76,797 stock options were granted of which 55,797 are currently exercisable. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:49 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Options · Derivative | 10,000 | $16.75 Strike: $16.75 | $167,500.00 |
DisclosureSEC source: 0000920427-17-000015 · wf-form4_148891255306565.xml · derivative · entry 2 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,578 Underlying: Common Stock · 10,000 shares Expires 2027-03-03 F4 · shares: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/2020. F4 · derivative.exercise_date: 10,000 non-qualified stock options were granted on 3/3/17 from the 2015 Stock Option Plan; vesting over a three-year period, one-third shall vest; i.e., 3,334 on 3/3/18; 3,333 on 3/3/19; and 3,333 on 3/3/2020. F5 · balance_after: 87,578 stock options were granted to Ms. Bolomey of which 62,912 are currently exercisable. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:49 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 6,000 | $16.75 | $100,500.00 |
DisclosureSEC source: 0000920427-17-000015 · wf-form4_148891255306565.xml · nonDerivative · entry 1 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,139 F1 · shares: 6,000 restricted shares were granted effective 3/3/17 and issued from the 2013 Stock Bonus Plan; vesting commences with 1,500 shares on 3/3/18; 1,500 shares on 3/3/19; 1,500 shares on 3/3/20; and 1,500 shares on 3/3/21. F2 · price: Stock price at the close of business on 3/2/17. F3 · balance_after: 9,850 shares are unvested stock; and 15,289 shares are held in an account at Computershare. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 18:36 UTC Amendment | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionStock Options · Derivative | 607 | $11.48 Strike: $11.48 | $6,968.36 |
DisclosureSEC source: 0001590464-16-000003 · primary_doc.xml · derivative · entry 2 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,578 Underlying: Common Stock · 169 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 607 stock options were granted on 1/25/07, which vest 1/3 each year commencing 1/25/08; 1/25/09 and 1/25/10 and expires on 1/25/17. Ms. Bolomey received 169 shares of common stock through a "net-out" with the Company on 12/8/16. F1 · derivative.underlying_shares: Ms. Bolomey exercised 607 stock options at $11.48 through a "net-out" with the Company based on the stock price of $15.90, resulting in the issuance of 169 shares of common stock. F4 · balance_after: 77,578 stock options were granted to Ms. Bolomey of which 55,578 are currently exercisable. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 18:36 UTC Amendment | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionCommon Stock | 169 | $11.48 | $1,940.12 |
DisclosureSEC source: 0001590464-16-000003 · primary_doc.xml · nonDerivative · entry 1 Bolomey Janice · CIK 0001590464 · EVP/CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Ms. Bolomey exercised 607 stock options at $11.48 through a "net-out" with the Company based on the stock price of $15.90, resulting in the issuance of 169 shares of common stock. F2 · balance_after: There was a 10% stock dividend payable on September 30, 2016, for which Ms. Bolomey received additional shares. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 17:48 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionStock Options · Derivative | 607 | $11.48 Strike: $11.48 | $6,968.36 |
DisclosureSEC source: 0001590464-16-000001 · primary_doc.xml · derivative · entry 2 Bolomey Janice · CIK 0001590464 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,578 Underlying: Common Stock · 169 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Ms. Bolomey exercised 607 stock options at $11.48 through a "net out" with the Company based on the stock price of $11.90 resulting in the issuance of 169 shares of common stock. F2 · derivative.exercise_date: 607 stock options were granted on 1/25/07, which vest 1/3 each year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17. Ms. Bolomey received 169 shares of common stock through a "net-out" with the Company on 12/08/16. F3 · balance_after: 77,578 stock options were granted to Ms. Bolomey of which 55,578 are currently exercisable. Read SEC document |
| December 08, 2016 Filed Dec 8, 2016 17:48 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionCommon Stock | 169 | $11.48 | $1,940.12 |
DisclosureSEC source: 0001590464-16-000001 · primary_doc.xml · nonDerivative · entry 1 Bolomey Janice · CIK 0001590464 · EVP/Chief Admin. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: There was a 10% stock dividend on September 30, 2016 for which Ms. Bolomey received additional shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.